Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 09, 2022
Q2 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-2K- 99.9% |
$36K - $48.1K
|
2
$41.3
|
|
|
Aug 08, 2022
Q2 2022
|
Banque Pictet & Cie Sa
|
BUY
|
- |
20KNew |
$360K - $481K
|
20K
$413K
|
|
|
Aug 05, 2022
Q2 2022
|
Pictet North America Advisors Sa
|
BUY
|
- |
20KNew |
$360K - $481K
|
20K
$413K
|
|
|
Aug 04, 2022
Q2 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-11.5KClosed |
$207K - $277K
|
0
$0
|
|
|
Jul 06, 2022
Q2 2022
|
Farmer Steven Patrick
|
BUY
|
- |
108KNew |
$1.95M - $2.6M
|
108K
$2.23M
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-12.1KClosed |
$279K - $319K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Elmwood Wealth Management, Inc.
|
SELL
|
- |
-597Closed |
$13.8K - $15.7K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
46KNew |
$1.06M - $1.21M
|
46K
$950K
|
|
|
May 13, 2022
Q1 2022
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-63.1KClosed |
$1.46M - $1.66M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-65.3KClosed |
$1.51M - $1.72M
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Tompkins Financial Corp
|
BUY
|
- |
355New |
$8.19K - $9.35K
|
355
$7.33K
|
|
|
Apr 29, 2022
Q1 2022
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-9.65KClosed |
$223K - $254K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-2KClosed |
$46.2K - $52.7K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 23, 2022
Q4 2021
|
Lake Point Wealth Management
|
SELL
|
- |
-100Closed |
$2.42K - $2.83K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Bivin & Associates, Inc.
Ponca City, OK |
BUY
|
- |
100New |
$2.42K - $2.83K
|
100
$2.07K
|
|
|
Feb 14, 2022
Q4 2021
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
600New |
$14.5K - $17K
|
600
$12.4K
|
|
|
Feb 09, 2022
Q4 2021
|
Washington Trust CO
|
SELL
|
- |
-5.68KClosed |
$138K - $161K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-1.31KClosed |
$31.7K - $37.1K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2.5KClosed |
$60.6K - $70.9K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-61Closed |
$1.52K - $1.69K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
11.3KNew |
$280K - $312K
|
11.3K
$232K
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-113KClosed |
$2.82M - $3.14M
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Norges Bank
Oslo, Q8 |
SELL
|
- |
-56.9KClosed |
$1.42M - $1.58M
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-182Closed |
$4.53K - $5.04K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
70.2KNew |
$1.57M - $1.96M
|
70.2K
$1.45M
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-36.2KClosed |
$811K - $1.01M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Ariel Investments, LLC
Chicago, IL |
SELL
|
- |
-30.9KClosed |
$693K - $862K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-7.37KClosed |
$165K - $206K
|
0
$0
|
|
|
Jul 23, 2021
Q2 2021
|
Mcdonald Partners LLC
|
BUY
|
- |
2.25K+ 7.19% |
$50.4K - $62.7K
|
33.6K
$693K
|
|
|
Jul 21, 2021
Q2 2021
|
Centric Wealth Management
|
SELL
|
- |
-36KClosed |
$807K - $1M
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-38.1KClosed |
$671K - $855K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-500Closed |
$8.82K - $11.2K
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Aigen Investment Management, LP
|
SELL
|
- |
-11.4KClosed |
$201K - $256K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-10.5KClosed |
$185K - $236K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
1900 Wealth Management LLC
|
BUY
|
- |
18.3KNew |
$322K - $410K
|
18.3K
$377K
|
|
|
Apr 16, 2021
Q1 2021
|
Country Trust Bank
|
SELL
|
- |
-644Closed |
$11.4K - $14.5K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-58KClosed |
$750K - $1.03M
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-13KClosed |
$162K - $196K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Segall Bryant & Hamill, LLC
Chicago, IL |
BUY
|
- |
10.7KNew |
$133K - $160K
|
10.7K
$220K
|
|
|
Nov 05, 2020
Q3 2020
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-25Closed |
$311 - $376
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
First Financial Corp
|
SELL
|
- |
-250Closed |
$3.11K - $3.76K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-200Closed |
$1.8K - $3.17K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-2.18KClosed |
$19.6K - $34.5K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Tctc Holdings, LLC
Dallas, TX |
BUY
|
- |
2.14KNew |
$19.2K - $33.9K
|
2.14K
$44.1K
|
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-3.03KClosed |
$27.3K - $48.1K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.18KNew |
$9.48K - $25.4K
|
1.18K
$24.4K
|
|
|
May 15, 2020
Q1 2020
|
Brasada Capital Management, LP
Houston, TX |
SELL
|
- |
-95.2KClosed |
$765K - $2.05M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-500Closed |
$4.01K - $10.8K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-121KClosed |
$973K - $2.61M
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Cavalier Investments, LLC
|
SELL
|
- |
-59.2KClosed |
$475K - $1.28M
|
0
$0
|
|