Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2021
Q1 2021
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-10.5KClosed |
$185K - $236K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
1900 Wealth Management LLC
|
BUY
|
- |
18.3KNew |
$322K - $410K
|
18.3K
$367K
|
|
|
Apr 16, 2021
Q1 2021
|
Country Trust Bank
|
SELL
|
- |
-644Closed |
$11.4K - $14.5K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-21.7KClosed |
$281K - $385K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-58KClosed |
$750K - $1.03M
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Segall Bryant & Hamill, LLC
Chicago, IL |
BUY
|
- |
10.7KNew |
$133K - $160K
|
10.7K
$214K
|
|
|
Nov 13, 2020
Q3 2020
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-13KClosed |
$162K - $196K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-25Closed |
$311 - $376
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
First Financial Corp
|
SELL
|
- |
-250Closed |
$3.11K - $3.76K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-2.18KClosed |
$19.6K - $34.5K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-200Closed |
$1.8K - $3.17K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Tctc Holdings, LLC
Dallas, TX |
BUY
|
- |
2.14KNew |
$19.2K - $33.9K
|
2.14K
$42.9K
|
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-3.03KClosed |
$27.3K - $48.1K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.18KNew |
$9.48K - $25.4K
|
1.18K
$23.7K
|
|
|
May 15, 2020
Q1 2020
|
Brasada Capital Management, LP
Houston, TX |
SELL
|
- |
-95.2KClosed |
$765K - $2.05M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-500Closed |
$4.01K - $10.8K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-121KClosed |
$973K - $2.61M
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Cavalier Investments, LLC
|
SELL
|
- |
-59.2KClosed |
$475K - $1.28M
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Gemmer Asset Management LLC
|
SELL
|
- |
-250Closed |
$2.01K - $5.39K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-2.4KClosed |
$19.3K - $51.7K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-2KClosed |
$16.1K - $43.1K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-2K- 66.67% |
$16.1K - $43.1K
|
1K
$20.1K
|
|
|
Apr 13, 2020
Q1 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.74KClosed |
$14K - $37.5K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-998Closed |
$20.7K - $22.4K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
New England Private Wealth Advisors LLC
Wellesley, MA |
SELL
|
- |
-11KClosed |
$228K - $247K
|
0
$0
|
|
|
Jan 23, 2020
Q4 2019
|
Mechanics Bank Trust Department
|
SELL
|
- |
-960Closed |
$19.9K - $21.5K
|
0
$0
|
|
|
Jan 22, 2020
Q4 2019
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
400+ 80.0% |
$8.3K - $8.96K
|
900
$18.1K
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-12.1KClosed |
$250K - $277K
|
0
$0
|
|
|
Oct 25, 2019
Q3 2019
|
Old Second National Bank Of Aurora
|
SELL
|
- |
-500Closed |
$10.3K - $11.4K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
SELL
|
- |
-51.2KClosed |
$1.07M - $1.15M
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-42.6KClosed |
$892K - $952K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
River Road Asset Management, LLC
|
SELL
|
- |
-599KClosed |
$12.5M - $13.4M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-100Closed |
$2.1K - $2.24K
|
0
$0
|
|
|
Jul 30, 2019
Q2 2019
|
First National Corp
|
SELL
|
- |
-5.33KClosed |
$112K - $119K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-250Closed |
$5.24K - $5.59K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-2.42KClosed |
$47.5K - $53.8K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Cove Street Capital, LLC
El Segundo, CA |
SELL
|
- |
-16.8KClosed |
$330K - $374K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Kennedy Capital Management, Inc.
St Louis, MO |
SELL
|
- |
-72.2KClosed |
$1.42M - $1.61M
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-7.1KClosed |
$139K - $158K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 13, 2019
Q4 2018
|
Third Avenue Management LLC
New York, NY |
SELL
|
- |
-141KClosed |
$2.44M - $2.94M
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
New York State Common Retirement Fund
|
SELL
|
- |
-113KClosed |
$1.96M - $2.37M
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-508Closed |
$9.19K - $9.88K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Brown Advisory Inc
|
SELL
|
- |
-3.95K- 26.95% |
$71.5K - $76.8K
|
10.7K
$215K
|
|
|
Nov 13, 2018
Q3 2018
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-277Closed |
$5.01K - $5.39K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
1.7K+ 6.8% |
$28.2K - $32.6K
|
26.7K
$536K
|
|
| Q4 2017 | |||||||
|
Feb 07, 2018
Q4 2017
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-1.59KClosed |
$25.9K - $28.2K
|
0
$0
|
|
|
Jan 17, 2018
Q4 2017
|
Cutler Group LP
|
SELL
|
- |
-1.2KClosed |
$19.5K - $21.3K
|
0
$0
|
|
| Q3 2015 | |||||||
|
Jul 15, 2019
Q3 2015
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-32.5K- 16.11% |
N/A
|
169K
$3.4M
|
|