Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2025
Q1 2025
|
Caxton Associates LLP
London, |
BUY
|
- |
14.3KNew |
$309K - $339K
|
14.3K
$294K
|
|
|
May 14, 2025
Q1 2025
|
Dld Asset Management, LP
New York, NY |
BUY
|
PUT |
148K+ 197.07% |
$3.21M - $3.52M
|
223K
$4.6M
|
|
|
May 14, 2025
Q1 2025
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-5.62K- 33.92% |
$122K - $134K
|
11K
$226K
|
|
|
May 14, 2025
Q1 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-338- 17.88% |
$7.33K - $8.05K
|
1.55K
$32K
|
|
|
May 14, 2025
Q1 2025
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
1.5KNew |
$32.4K - $35.6K
|
1.5K
$30.9K
|
|
|
May 14, 2025
Q1 2025
|
Lansforsakringar Fondforvaltning Ab (Publ)
Stockholm, V7 |
BUY
|
- |
16.1KNew |
$350K - $384K
|
16.1K
$333K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-6.31K- 16.07% |
$137K - $150K
|
33K
$680K
|
|
|
May 12, 2025
Q1 2025
|
Townsquare Capital LLC
|
BUY
|
- |
9.91KNew |
$215K - $236K
|
9.91K
$205K
|
|
|
May 12, 2025
Q1 2025
|
Citigroup Inc
|
BUY
|
- |
407+ 15.73% |
$8.83K - $9.69K
|
2.99K
$61.8K
|
|
|
May 09, 2025
Q1 2025
|
Alpha Core Capital LLC
La Jolla, CA |
BUY
|
- |
27.8KNew |
$603K - $662K
|
27.8K
$574K
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
BUY
|
- |
56+ 0.41% |
$1.21K - $1.33K
|
13.8K
$284K
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-160- 7.66% |
$3.47K - $3.81K
|
1.93K
$39.9K
|
|
|
May 05, 2025
Q1 2025
|
Archer Investment Corp
|
BUY
|
- |
2+ 3.7% |
$43.4 - $47.6
|
56
$1.16K
|
|
|
May 02, 2025
Q1 2025
|
Hager Investment Management Services, LLC
New London, NH |
BUY
|
- |
500New |
$10.8K - $11.9K
|
500
$10.3K
|
|
|
May 01, 2025
Q1 2025
|
Lri Investments, LLC
Palm Beach Gardens, FL |
BUY
|
- |
250New |
$5.42K - $5.95K
|
250
$5.16K
|
|
|
Apr 29, 2025
Q1 2025
|
Generali Investments Cee, Investicni Spolecnost, A.S.
Prague, 2N |
BUY
|
- |
12.6KNew |
$274K - $301K
|
12.6K
$261K
|
|
|
Apr 29, 2025
Q1 2025
|
Hexagon Capital Partners LLC
|
BUY
|
- |
202New |
$4.38K - $4.81K
|
202
$4.17K
|
|
|
Apr 29, 2025
Q1 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
15+ 0.09% |
$325 - $357
|
16K
$331K
|
|
|
Apr 28, 2025
Q1 2025
|
Palisade Capital Management LLC
Fort Lee, NJ |
SELL
|
- |
-4.9K- 31.32% |
$106K - $117K
|
10.7K
$222K
|
|
|
Apr 28, 2025
Q1 2025
|
Redmont Wealth Advisors LLC
Chicago, IL |
SELL
|
- |
-13.3K- 19.89% |
$289K - $317K
|
53.6K
$1.11M
|
|
|
Apr 24, 2025
Q1 2025
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
3.12K+ 28.65% |
$67.6K - $74.2K
|
14K
$289K
|
|
|
Apr 22, 2025
Q1 2025
|
Garde Capital, Inc.
Seattle, WA |
BUY
|
- |
2.4KNew |
$52.1K - $57.2K
|
2.4K
$49.6K
|
|
|
Apr 22, 2025
Q1 2025
|
Runnymede Capital Advisors, Inc.
Dublin, OH |
BUY
|
- |
216New |
$4.69K - $5.14K
|
216
$4.46K
|
|
|
Apr 22, 2025
Q1 2025
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-12- 0.08% |
$260 - $286
|
14.9K
$309K
|
|
|
Apr 21, 2025
Q1 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
9.26KNew |
$201K - $221K
|
9.26K
$191K
|
|
|
Apr 21, 2025
Q1 2025
|
Autumn Glory Partners, LLC
|
BUY
|
- |
6K+ 30.0% |
$130K - $143K
|
26K
$537K
|
|
|
Apr 17, 2025
Q1 2025
|
Nbt Bank N A
|
BUY
|
- |
30New |
$651 - $714
|
30
$620
|
|
|
Apr 17, 2025
Q1 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
11.6KNew |
$252K - $276K
|
11.6K
$240K
|
|
|
Apr 14, 2025
Q1 2025
|
Harbor Capital Advisors, Inc.
|
BUY
|
- |
4.94K+ 1.24% |
$107K - $118K
|
404K
$8.34M
|
|
| Q4 2024 | |||||||
|
Feb 24, 2025
Q4 2024
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
1.46KNew |
$30.5K - $37.8K
|
1.46K
$30.2K
|
|
|
Feb 14, 2025
Q4 2024
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-5.21K- 36.04% |
$109K - $135K
|
9.24K
$191K
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
9.58K+ 36.35% |
$200K - $248K
|
35.9K
$742K
|
|
|
Feb 14, 2025
Q4 2024
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-29Closed |
$605 - $750
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
Moerus Capital Management LLC
New York, NY |
SELL
|
- |
-8.11K- 9.88% |
$169K - $210K
|
74K
$1.53M
|
|
|
Feb 13, 2025
Q4 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
17K+ 16.54% |
$354K - $439K
|
120K
$2.47M
|
|
|
Feb 13, 2025
Q4 2024
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-116- 1.18% |
$2.42K - $3K
|
9.75K
$201K
|
|
|
Feb 12, 2025
Q4 2024
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-216- 67.29% |
$4.5K - $5.58K
|
105
$2.17K
|
|
|
Feb 12, 2025
Q4 2024
|
Brown Brothers Harriman & CO
New York, NY |
BUY
|
- |
2.68KNew |
$55.9K - $69.4K
|
2.68K
$55.4K
|
|
|
Feb 07, 2025
Q4 2024
|
Rialto Wealth Management, LLC
Syracuse, NY |
BUY
|
- |
4.81KNew |
$100K - $124K
|
4.81K
$99.3K
|
|
|
Feb 07, 2025
Q4 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-8.23K- 84.01% |
$172K - $213K
|
1.57K
$32.3K
|
|
|
Feb 06, 2025
Q4 2024
|
Promus Capital, LLC
Chicago, IL |
BUY
|
- |
1.38KNew |
$28.9K - $35.8K
|
1.38K
$28.6K
|
|
|
Feb 06, 2025
Q4 2024
|
Mainstream Capital Management LLC
Los Angeles, CA |
BUY
|
- |
35New |
$730 - $905
|
35
$723
|
|
|
Feb 06, 2025
Q4 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-924- 5.08% |
$19.3K - $23.9K
|
17.3K
$356K
|
|
|
Feb 05, 2025
Q4 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
325New |
$6.78K - $8.4K
|
325
$6.71K
|
|
|
Feb 05, 2025
Q4 2024
|
Wr Wealth Planners, LLC
Columbia, MO |
BUY
|
- |
1KNew |
$20.9K - $25.9K
|
1K
$20.7K
|
|
|
Feb 03, 2025
Q4 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-1.99K- 12.57% |
$41.5K - $51.4K
|
13.8K
$286K
|
|
|
Jan 31, 2025
Q4 2024
|
Catalyst Capital Advisors LLC
Huntington, NY |
BUY
|
- |
20KNew |
$417K - $517K
|
20K
$413K
|
|
|
Jan 29, 2025
Q4 2024
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
5New |
$104 - $129
|
5
$103
|
|
|
Jan 28, 2025
Q4 2024
|
Wingate Wealth Advisors, Inc.
Lexington, MA |
BUY
|
- |
210New |
$4.38K - $5.43K
|
210
$4.34K
|
|
|
Jan 28, 2025
Q4 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
11New |
$229 - $284
|
11
$227
|
|