Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2025
Q1 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
125K+ 18.51% |
$2.71M - $2.97M
|
799K
$18.6M
|
|
|
May 15, 2025
Q1 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
240K+ 31.02% |
$5.21M - $5.72M
|
1.01M
$23.6M
|
|
|
May 15, 2025
Q1 2025
|
First Manhattan CO
New York, NY |
SELL
|
- |
-14.8K- 4.91% |
$321K - $353K
|
287K
$6.68M
|
|
|
May 15, 2025
Q1 2025
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
74+ 0.8% |
$1.61K - $1.76K
|
9.34K
$217K
|
|
|
May 15, 2025
Q1 2025
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-1.4K- 7.45% |
$30.4K - $33.3K
|
17.4K
$405K
|
|
|
May 15, 2025
Q1 2025
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
11.8KNew |
$256K - $281K
|
11.8K
$275K
|
|
|
May 14, 2025
Q1 2025
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
SELL
|
- |
-13.7K- 39.14% |
$298K - $327K
|
21.4K
$497K
|
|
|
May 14, 2025
Q1 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-338- 17.88% |
$7.33K - $8.05K
|
1.55K
$36.1K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-12.4K- 22.88% |
$269K - $295K
|
41.8K
$972K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
20.4K+ 118.24% |
$442K - $485K
|
37.6K
$874K
|
|
|
May 14, 2025
Q1 2025
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-5.62K- 33.92% |
$122K - $134K
|
11K
$255K
|
|
|
May 14, 2025
Q1 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-586- 0.64% |
$12.7K - $14K
|
90.7K
$2.11M
|
|
|
May 14, 2025
Q1 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.2K+ 4.92% |
$47.7K - $52.3K
|
46.9K
$1.09M
|
|
|
May 14, 2025
Q1 2025
|
Dld Asset Management, LP
New York, NY |
BUY
|
PUT |
148K+ 197.07% |
$3.21M - $3.52M
|
223K
$5.18M
|
|
|
May 14, 2025
Q1 2025
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
66+ 2.59% |
$1.43K - $1.57K
|
2.62K
$60.8K
|
|
|
May 14, 2025
Q1 2025
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
1.5KNew |
$32.4K - $35.6K
|
1.5K
$34.8K
|
|
|
May 14, 2025
Q1 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
1.25K+ 5.51% |
$27.1K - $29.8K
|
24K
$557K
|
|
|
May 14, 2025
Q1 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
44.2KNew |
$958K - $1.05M
|
44.2K
$1.03M
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-508- 2.15% |
$11K - $12.1K
|
23.1K
$537K
|
|
|
May 14, 2025
Q1 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
92KNew |
$2M - $2.19M
|
92K
$2.14M
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-500Closed |
$10.8K - $11.9K
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Lansforsakringar Fondforvaltning Ab (Publ)
Stockholm, V7 |
BUY
|
- |
16.1KNew |
$350K - $384K
|
16.1K
$375K
|
|
|
May 14, 2025
Q1 2025
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
39.1KNew |
$848K - $931K
|
39.1K
$909K
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-11.6K- 53.41% |
$252K - $277K
|
10.1K
$236K
|
|
|
May 14, 2025
Q1 2025
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-245K- 36.5% |
$5.32M - $5.84M
|
427K
$9.93M
|
|
|
May 13, 2025
Q1 2025
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
91.3K+ 44.03% |
$1.98M - $2.17M
|
299K
$6.94M
|
|
|
May 13, 2025
Q1 2025
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-6- 0.25% |
$130 - $143
|
2.36K
$54.8K
|
|
|
May 13, 2025
Q1 2025
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-75.8K- 15.46% |
$1.64M - $1.8M
|
414K
$9.64M
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-20.1K- 71.88% |
$437K - $480K
|
7.88K
$183K
|
|
|
May 13, 2025
Q1 2025
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
24.9K+ 68.04% |
$541K - $593K
|
61.6K
$1.43M
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
106K+ 54.35% |
$2.3M - $2.52M
|
301K
$6.99M
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
194K+ 189.9% |
$4.22M - $4.63M
|
297K
$6.9M
|
|
|
May 13, 2025
Q1 2025
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-17.6K- 59.73% |
$381K - $418K
|
11.8K
$275K
|
|
|
May 12, 2025
Q1 2025
|
Citigroup Inc
|
BUY
|
- |
407+ 15.73% |
$8.83K - $9.69K
|
2.99K
$69.6K
|
|
|
May 12, 2025
Q1 2025
|
Townsquare Capital LLC
|
BUY
|
- |
9.91KNew |
$215K - $236K
|
9.91K
$230K
|
|
|
May 12, 2025
Q1 2025
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-870- 39.24% |
$18.9K - $20.7K
|
1.35K
$31.3K
|
|
|
May 12, 2025
Q1 2025
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
2.41K+ 2.92% |
$52.2K - $57.3K
|
84.8K
$1.97M
|
|
|
May 12, 2025
Q1 2025
|
Simplex Trading, LLC
|
BUY
|
- |
11.9KNew |
$258K - $283K
|
11.9K
$277K
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-3.58K- 11.38% |
$77.7K - $85.3K
|
27.9K
$649K
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
73+ 0.78% |
$1.58K - $1.74K
|
9.39K
$218K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-6.31K- 16.07% |
$137K - $150K
|
33K
$766K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.43K+ 9.04% |
$139K - $153K
|
77.5K
$1.8M
|
|
|
May 09, 2025
Q1 2025
|
Argent Trust CO
Nashville, TN |
BUY
|
- |
2.82K+ 3.61% |
$61.1K - $67.1K
|
80.8K
$1.88M
|
|
|
May 09, 2025
Q1 2025
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
183K+ 246.52% |
$3.98M - $4.36M
|
258K
$5.99M
|
|
|
May 09, 2025
Q1 2025
|
Alpha Core Capital LLC
La Jolla, CA |
BUY
|
- |
27.8KNew |
$603K - $662K
|
27.8K
$647K
|
|
|
May 08, 2025
Q1 2025
|
Dearborn Partners LLC
|
SELL
|
- |
-531- 2.8% |
$11.5K - $12.6K
|
18.4K
$428K
|
|
|
May 08, 2025
Q1 2025
|
Smh Capital Advisors Inc
|
SELL
|
- |
-1.06K- 2.26% |
$23K - $25.3K
|
46K
$1.07M
|
|
|
May 08, 2025
Q1 2025
|
Pro Share Advisors LLC
|
BUY
|
- |
9.86KNew |
$214K - $235K
|
9.86K
$229K
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
BUY
|
- |
56+ 0.41% |
$1.21K - $1.33K
|
13.8K
$320K
|
|
|
May 07, 2025
Q1 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
5.44K+ 5.37% |
$118K - $129K
|
107K
$2.48M
|