Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
11.3KNew |
$280K - $312K
|
11.3K
$257K
|
|
|
Nov 05, 2021
Q3 2021
|
Norges Bank
Oslo, Q8 |
SELL
|
- |
-56.9KClosed |
$1.42M - $1.58M
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-182Closed |
$4.53K - $5.04K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
70.2KNew |
$1.57M - $1.96M
|
70.2K
$1.61M
|
|
|
Aug 16, 2021
Q2 2021
|
Delphi Management Inc /Ma/
Boston, MA |
SELL
|
- |
-28.9KClosed |
$648K - $806K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-36.2KClosed |
$811K - $1.01M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Ariel Investments, LLC
Chicago, IL |
SELL
|
- |
-30.9KClosed |
$693K - $862K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-7.37KClosed |
$165K - $206K
|
0
$0
|
|
|
Jul 23, 2021
Q2 2021
|
Mcdonald Partners LLC
|
BUY
|
- |
2.25K+ 7.19% |
$50.4K - $62.7K
|
33.6K
$768K
|
|
|
Jul 21, 2021
Q2 2021
|
Centric Wealth Management
|
SELL
|
- |
-36KClosed |
$807K - $1M
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-38.1KClosed |
$671K - $855K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-500Closed |
$8.82K - $11.2K
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Aigen Investment Management, LP
|
SELL
|
- |
-11.4KClosed |
$201K - $256K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-10.5KClosed |
$185K - $236K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
1900 Wealth Management LLC
|
BUY
|
- |
18.3KNew |
$322K - $410K
|
18.3K
$418K
|
|
|
Apr 16, 2021
Q1 2021
|
Country Trust Bank
|
SELL
|
- |
-644Closed |
$11.4K - $14.5K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-21.7KClosed |
$281K - $385K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-58KClosed |
$750K - $1.03M
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-11.4KClosed |
$141K - $171K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-13KClosed |
$162K - $196K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Segall Bryant & Hamill, LLC
Chicago, IL |
BUY
|
- |
10.7KNew |
$133K - $160K
|
10.7K
$244K
|
|
|
Nov 05, 2020
Q3 2020
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-25Closed |
$311 - $376
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
First Financial Corp
|
SELL
|
- |
-250Closed |
$3.11K - $3.76K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-200Closed |
$1.8K - $3.17K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-2.18KClosed |
$19.6K - $34.5K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Tctc Holdings, LLC
Dallas, TX |
BUY
|
- |
2.14KNew |
$19.2K - $33.9K
|
2.14K
$48.9K
|
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-3.03KClosed |
$27.3K - $48.1K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.18KNew |
$9.48K - $25.4K
|
1.18K
$27K
|
|
|
May 15, 2020
Q1 2020
|
Brasada Capital Management, LP
Houston, TX |
SELL
|
- |
-95.2KClosed |
$765K - $2.05M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-500Closed |
$4.01K - $10.8K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-121KClosed |
$973K - $2.61M
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Cavalier Investments, LLC
|
SELL
|
- |
-59.2KClosed |
$475K - $1.28M
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Gemmer Asset Management LLC
|
SELL
|
- |
-250Closed |
$2.01K - $5.39K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-2.4KClosed |
$19.3K - $51.7K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-2K- 66.67% |
$16.1K - $43.1K
|
1K
$22.9K
|
|
|
Apr 17, 2020
Q1 2020
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-2KClosed |
$16.1K - $43.1K
|
0
$0
|
|
|
Apr 13, 2020
Q1 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.74KClosed |
$14K - $37.5K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-998Closed |
$20.7K - $22.4K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
New England Private Wealth Advisors LLC
Wellesley, MA |
SELL
|
- |
-11KClosed |
$228K - $247K
|
0
$0
|
|
|
Jan 23, 2020
Q4 2019
|
Mechanics Bank Trust Department
|
SELL
|
- |
-960Closed |
$19.9K - $21.5K
|
0
$0
|
|
|
Jan 22, 2020
Q4 2019
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
400+ 80.0% |
$8.3K - $8.96K
|
900
$20.6K
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-12.1KClosed |
$250K - $277K
|
0
$0
|
|
|
Oct 25, 2019
Q3 2019
|
Old Second National Bank Of Aurora
|
SELL
|
- |
-500Closed |
$10.3K - $11.4K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-42.6KClosed |
$892K - $952K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
SELL
|
- |
-51.2KClosed |
$1.07M - $1.15M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
River Road Asset Management, LLC
|
SELL
|
- |
-599KClosed |
$12.5M - $13.4M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-100Closed |
$2.1K - $2.24K
|
0
$0
|
|
|
Jul 30, 2019
Q2 2019
|
First National Corp
|
SELL
|
- |
-5.33KClosed |
$112K - $119K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-250Closed |
$5.24K - $5.59K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-2.42KClosed |
$47.5K - $53.8K
|
0
$0
|
|