Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 01, 2020
Q1 2020
|
Gemmer Asset Management LLC
|
SELL
|
- |
-250Closed |
$2.01K - $5.39K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-2.4KClosed |
$19.3K - $51.7K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-2K- 66.67% |
$16.1K - $43.1K
|
1K
$20.7K
|
|
|
Apr 17, 2020
Q1 2020
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-2KClosed |
$16.1K - $43.1K
|
0
$0
|
|
|
Apr 13, 2020
Q1 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.74KClosed |
$14K - $37.5K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-998Closed |
$20.7K - $22.4K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
New England Private Wealth Advisors LLC
Wellesley, MA |
SELL
|
- |
-11KClosed |
$228K - $247K
|
0
$0
|
|
|
Jan 23, 2020
Q4 2019
|
Mechanics Bank Trust Department
|
SELL
|
- |
-960Closed |
$19.9K - $21.5K
|
0
$0
|
|
|
Jan 22, 2020
Q4 2019
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
400+ 80.0% |
$8.3K - $8.96K
|
900
$18.6K
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-12.1KClosed |
$250K - $277K
|
0
$0
|
|
|
Oct 25, 2019
Q3 2019
|
Old Second National Bank Of Aurora
|
SELL
|
- |
-500Closed |
$10.3K - $11.4K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
SELL
|
- |
-51.2KClosed |
$1.07M - $1.15M
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-42.6KClosed |
$892K - $952K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
River Road Asset Management, LLC
|
SELL
|
- |
-599KClosed |
$12.5M - $13.4M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-100Closed |
$2.1K - $2.24K
|
0
$0
|
|
|
Jul 30, 2019
Q2 2019
|
First National Corp
|
SELL
|
- |
-5.33KClosed |
$112K - $119K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-250Closed |
$5.24K - $5.59K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-2.42KClosed |
$47.5K - $53.8K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Cove Street Capital, LLC
El Segundo, CA |
SELL
|
- |
-16.8KClosed |
$330K - $374K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Kennedy Capital Management, Inc.
St Louis, MO |
SELL
|
- |
-72.2KClosed |
$1.42M - $1.61M
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-7.1KClosed |
$139K - $158K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 13, 2019
Q4 2018
|
Third Avenue Management LLC
New York, NY |
SELL
|
- |
-141KClosed |
$2.44M - $2.94M
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
New York State Common Retirement Fund
|
SELL
|
- |
-113KClosed |
$1.96M - $2.37M
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-508Closed |
$9.19K - $9.88K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Brown Advisory Inc
|
SELL
|
- |
-3.95K- 26.95% |
$71.5K - $76.8K
|
10.7K
$221K
|
|
|
Nov 13, 2018
Q3 2018
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-277Closed |
$5.01K - $5.39K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
1.7K+ 6.8% |
$28.2K - $32.6K
|
26.7K
$551K
|
|
| Q4 2017 | |||||||
|
Feb 07, 2018
Q4 2017
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-1.59KClosed |
$25.9K - $28.2K
|
0
$0
|
|
|
Jan 17, 2018
Q4 2017
|
Cutler Group LP
|
SELL
|
- |
-1.2KClosed |
$19.5K - $21.3K
|
0
$0
|
|
| Q3 2015 | |||||||
|
Jul 15, 2019
Q3 2015
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-32.5K- 16.11% |
N/A
|
169K
$3.49M
|
|