Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 06, 2025
Q3 2025
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-3.23K- 7.53% |
$70.7K - $75.4K
|
39.7K
$826K
|
|
|
Nov 05, 2025
Q3 2025
|
Pro Share Advisors LLC
|
BUY
|
- |
1.68K+ 16.95% |
$36.7K - $39.2K
|
11.6K
$241K
|
|
|
Nov 05, 2025
Q3 2025
|
First Dallas Securities Inc.
|
BUY
|
- |
6.93K+ 8.99% |
$151K - $162K
|
84K
$1.75M
|
|
|
Nov 05, 2025
Q3 2025
|
Vantage Financial Partners, LLC
Elm Grove, WI |
BUY
|
- |
19.9KNew |
$435K - $465K
|
19.9K
$414K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
29.2K+ 8.69% |
$638K - $681K
|
365K
$7.59M
|
|
|
Nov 03, 2025
Q3 2025
|
Hollencrest Capital Management
|
BUY
|
- |
182+ 2.58% |
$3.98K - $4.25K
|
7.24K
$151K
|
|
|
Nov 03, 2025
Q3 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
12.2K+ 10.31% |
$266K - $284K
|
130K
$2.71M
|
|
|
Nov 03, 2025
Q3 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
78+ 0.18% |
$1.71K - $1.82K
|
43.1K
$896K
|
|
|
Oct 31, 2025
Q3 2025
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
3.5KNew |
$76.5K - $81.7K
|
3.5K
$72.8K
|
|
|
Oct 31, 2025
Q3 2025
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.65K- 1.79% |
$36.1K - $38.5K
|
90.5K
$1.88M
|
|
|
Oct 30, 2025
Q3 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
322+ 1.24% |
$7.04K - $7.51K
|
26.2K
$545K
|
|
|
Oct 29, 2025
Q3 2025
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
BUY
|
- |
200+ 40.0% |
$4.37K - $4.67K
|
700
$14.6K
|
|
|
Oct 28, 2025
Q3 2025
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
SELL
|
- |
-8.36K- 40.05% |
$183K - $195K
|
12.5K
$260K
|
|
|
Oct 28, 2025
Q3 2025
|
Wolverine Asset Management LLC
|
BUY
|
PUT |
9K+ 35.16% |
$197K - $210K
|
34.6K
$720K
|
|
|
Oct 28, 2025
Q3 2025
|
Kingstone Capital Partners Texas, LLC
Frisco, TX |
BUY
|
- |
9.68KNew |
$212K - $226K
|
9.68K
$201K
|
|
|
Oct 28, 2025
Q3 2025
|
Nbt Bank N A
|
SELL
|
- |
-8- 26.67% |
$175 - $187
|
22
$458
|
|
|
Oct 27, 2025
Q3 2025
|
Grimes & Company, Inc.
|
SELL
|
- |
-670- 5.04% |
$14.6K - $15.6K
|
12.6K
$263K
|
|
|
Oct 27, 2025
Q3 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
47.5K+ 27.51% |
$1.04M - $1.11M
|
220K
$4.58M
|
|
|
Oct 24, 2025
Q3 2025
|
First Horizon Corp
Memphis, TN |
BUY
|
- |
200New |
$4.37K - $4.67K
|
200
$4.16K
|
|
|
Oct 23, 2025
Q3 2025
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
1.67K+ 1.9% |
$36.4K - $38.8K
|
89.4K
$1.86M
|
|
|
Oct 23, 2025
Q3 2025
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-3K- 85.71% |
$65.6K - $70K
|
500
$10.4K
|
|
|
Oct 23, 2025
Q3 2025
|
Grace & White Inc
|
SELL
|
- |
-6.7K- 3.84% |
$146K - $156K
|
168K
$3.49M
|
|
|
Oct 23, 2025
Q3 2025
|
State Of Alaska, Department Of Revenue
|
BUY
|
- |
2.24KNew |
$48.9K - $52.2K
|
2.24K
$46.5K
|
|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-18.3K- 23.07% |
$401K - $428K
|
61.2K
$1.27M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
13.9K+ 17.44% |
$304K - $325K
|
93.7K
$1.95M
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-335- 2.64% |
$7.32K - $7.82K
|
12.4K
$257K
|
|
|
Oct 20, 2025
Q3 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
47.5K+ 21.03% |
$1.04M - $1.11M
|
273K
$5.68M
|
|
|
Oct 16, 2025
Q3 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
SELL
|
- |
-500- 15.88% |
$10.9K - $11.7K
|
2.65K
$55.1K
|
|
|
Oct 16, 2025
Q3 2025
|
Columbus Macro, LLC
|
BUY
|
- |
28.2K+ 9.69% |
$616K - $658K
|
319K
$6.63M
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
754+ 3.17% |
$16.5K - $17.6K
|
24.6K
$511K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
8.72K+ 297.68% |
$191K - $203K
|
11.7K
$242K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
1.58K+ 42.64% |
$34.5K - $36.8K
|
5.28K
$110K
|
|
|
Oct 14, 2025
Q3 2025
|
Generali Investments Cee, Investicni Spolecnost, A.S.
Prague, 2N |
BUY
|
- |
130+ 1.03% |
$2.84K - $3.03K
|
12.8K
$265K
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
54.6K+ 7.77% |
$1.19M - $1.27M
|
757K
$15.7M
|
|
|
Oct 08, 2025
Q3 2025
|
Fcg Investment CO
Germantown, TN |
BUY
|
- |
19.3KNew |
$422K - $451K
|
19.3K
$402K
|
|
|
Oct 07, 2025
Q3 2025
|
1620 Investment Advisors, Inc.
Plymouth, MA |
BUY
|
- |
650New |
$14.2K - $15.2K
|
650
$13.5K
|
|
|
Oct 06, 2025
Q3 2025
|
Sanders Morris Harris LLC
|
SELL
|
- |
-21.7K- 1.56% |
$475K - $507K
|
1.37M
$28.5M
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
79.9K+ 115.59% |
$1.44M - $1.79M
|
149K
$3.1M
|
|
|
Nov 17, 2025
Q2 2025
|
Redmont Wealth Advisors LLC
Chicago, IL |
SELL
|
- |
-11- 0.02% |
$198 - $247
|
67.9K
$1.41M
|
|
|
Aug 27, 2025
Q2 2025
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-208- 1.76% |
$3.74K - $4.67K
|
11.6K
$242K
|
|
|
Aug 14, 2025
Q2 2025
|
Summit Trail Advisors, LLC
New York, NY |
BUY
|
- |
10.6KNew |
$191K - $239K
|
10.6K
$221K
|
|
|
Aug 14, 2025
Q2 2025
|
Quarry LP
New York, NY |
BUY
|
- |
2.36K+ 174.98% |
$42.5K - $53K
|
3.72K
$77.3K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-16.4K- 43.76% |
$296K - $369K
|
21.1K
$440K
|
|
|
Aug 14, 2025
Q2 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-21.2K- 23.33% |
$380K - $475K
|
69.5K
$1.45M
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-17.5K- 96.48% |
$315K - $393K
|
639
$13.3K
|
|
|
Aug 14, 2025
Q2 2025
|
Nebula Research & Development LLC
New York, NY |
BUY
|
- |
25.9KNew |
$466K - $581K
|
25.9K
$539K
|
|
|
Aug 14, 2025
Q2 2025
|
Fj Capital Management LLC
Mclean, VA |
SELL
|
- |
-5.01K- 12.51% |
$90.2K - $113K
|
35.1K
$729K
|
|
|
Aug 14, 2025
Q2 2025
|
Point72 Hong Kong LTD
Hong Kong, K3 |
BUY
|
- |
2.19KNew |
$39.4K - $49.1K
|
2.19K
$45.5K
|
|
|
Aug 14, 2025
Q2 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
1.39K+ 5.42% |
$24.9K - $31.1K
|
27K
$561K
|
|
|
Aug 14, 2025
Q2 2025
|
Atom Investors LP
Austin, TX |
BUY
|
- |
19.8KNew |
$355K - $443K
|
19.8K
$411K
|
|