Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 07, 2025
Q2 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
1.91K+ 7.97% |
$34.3K - $42.8K
|
25.9K
$534K
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
BUY
|
- |
4.6KNew |
$82.8K - $103K
|
4.6K
$95K
|
|
|
Aug 07, 2025
Q2 2025
|
First Dallas Securities Inc.
|
BUY
|
- |
5.18K+ 7.2% |
$93.1K - $116K
|
77.1K
$1.59M
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.25K+ 2.9% |
$40.4K - $50.4K
|
79.8K
$1.65M
|
|
|
Aug 06, 2025
Q2 2025
|
Smh Capital Advisors Inc
|
SELL
|
- |
-766- 1.67% |
$13.8K - $17.2K
|
45.2K
$934K
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
BUY
|
- |
11.7KNew |
$211K - $263K
|
11.7K
$242K
|
|
|
Aug 05, 2025
Q2 2025
|
First Horizon Advisors, Inc.
|
BUY
|
- |
2.43K+ 1214.0% |
$43.7K - $54.5K
|
2.63K
$54.3K
|
|
|
Aug 05, 2025
Q2 2025
|
Simplex Trading, LLC
|
BUY
|
- |
2.9K+ 24.33% |
$52.1K - $65K
|
14.8K
$305K
|
|
|
Aug 05, 2025
Q2 2025
|
Dunhill Financial, LLC
London, X0 |
BUY
|
- |
400New |
$7.2K - $8.98K
|
400
$8.26K
|
|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
BUY
|
PUT |
25.6KNew |
$461K - $574K
|
25.6K
$529K
|
|
|
Aug 04, 2025
Q2 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
88.4K+ 64.37% |
$1.59M - $1.98M
|
226K
$4.66M
|
|
|
Aug 01, 2025
Q2 2025
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
48.2KNew |
$867K - $1.08M
|
48.2K
$996K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
290K+ 639.74% |
$5.22M - $6.52M
|
336K
$6.93M
|
|
|
Jul 31, 2025
Q2 2025
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
3K+ 600.0% |
$54K - $67.3K
|
3.5K
$72.3K
|
|
|
Jul 31, 2025
Q2 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
38.4K+ 28.63% |
$691K - $862K
|
173K
$3.56M
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.95K- 12.17% |
$71.1K - $88.7K
|
28.5K
$589K
|
|
|
Jul 31, 2025
Q2 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
BUY
|
- |
19New |
$342 - $426
|
19
$392
|
|
|
Jul 30, 2025
Q2 2025
|
Denali Advisors LLC
|
SELL
|
- |
-2.55K- 2.19% |
$45.9K - $57.3K
|
114K
$2.35M
|
|
|
Jul 28, 2025
Q2 2025
|
Naviter Wealth, LLC
|
BUY
|
- |
18.4K+ 22.45% |
$330K - $412K
|
100K
$2.07M
|
|
|
Jul 28, 2025
Q2 2025
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-8.14K- 46.81% |
$146K - $183K
|
9.24K
$191K
|
|
|
Jul 25, 2025
Q2 2025
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
42.7K+ 10.1% |
$768K - $957K
|
465K
$9.6M
|
|
|
Jul 25, 2025
Q2 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
9.74KNew |
$175K - $219K
|
9.74K
$201K
|
|
|
Jul 25, 2025
Q2 2025
|
Cwm, LLC
|
BUY
|
- |
615+ 26.57% |
$11.1K - $13.8K
|
2.93K
$60.5K
|
|
|
Jul 24, 2025
Q2 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
475New |
$8.55K - $10.7K
|
475
$9.81K
|
|
|
Jul 24, 2025
Q2 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
185+ 6.24% |
$3.33K - $4.15K
|
3.15K
$65K
|
|
|
Jul 24, 2025
Q2 2025
|
Grace & White Inc
|
SELL
|
- |
-2K- 1.13% |
$36K - $44.9K
|
175K
$3.61M
|
|
|
Jul 24, 2025
Q2 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
2.3K+ 10.69% |
$41.4K - $51.6K
|
23.8K
$491K
|
|
|
Jul 23, 2025
Q2 2025
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
81.2K+ 18.44% |
$1.46M - $1.82M
|
522K
$10.8M
|
|
|
Jul 23, 2025
Q2 2025
|
Columbus Macro, LLC
|
BUY
|
- |
291KNew |
$5.23M - $6.52M
|
291K
$6M
|
|
|
Jul 22, 2025
Q2 2025
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
17.9KNew |
$322K - $401K
|
17.9K
$369K
|
|
|
Jul 22, 2025
Q2 2025
|
Grimes & Company, Inc.
|
SELL
|
- |
-5.3K- 28.47% |
$95.3K - $119K
|
13.3K
$275K
|
|
|
Jul 17, 2025
Q2 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
86.2K+ 13.99% |
$1.55M - $1.93M
|
702K
$14.5M
|
|
|
Jul 16, 2025
Q2 2025
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
849+ 51.96% |
$15.3K - $19.1K
|
2.48K
$51.3K
|
|
|
Jul 15, 2025
Q2 2025
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
497+ 94.13% |
$8.94K - $11.2K
|
1.03K
$21.2K
|
|
|
Jul 14, 2025
Q2 2025
|
Toth Financial Advisory Corp
|
SELL
|
- |
-70- 10.45% |
$1.26K - $1.57K
|
600
$12.4K
|
|
|
Jul 14, 2025
Q2 2025
|
Fortitude Family Office, LLC
Scottsdale, AZ |
BUY
|
- |
1.4KNew |
$25.2K - $31.4K
|
1.4K
$28.9K
|
|
|
Jul 14, 2025
Q2 2025
|
Advisor Net Financial, Inc
|
SELL
|
- |
-308- 50.66% |
$5.54K - $6.91K
|
300
$6.2K
|
|
|
Jul 11, 2025
Q2 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
3.28K+ 786.81% |
$59K - $73.6K
|
3.7K
$76.4K
|
|
|
Jul 11, 2025
Q2 2025
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-676- 1.62% |
$12.2K - $15.2K
|
41.1K
$848K
|
|
|
Jul 10, 2025
Q2 2025
|
Kingstone Capital Partners Texas, LLC
Frisco, TX |
BUY
|
- |
13.1MNew |
$235M - $294M
|
13.1M
$270M
|
|
|
Jul 09, 2025
Q2 2025
|
Epiq Partners, LLC
|
BUY
|
- |
11.4K+ 4.46% |
$205K - $256K
|
267K
$5.51M
|
|
|
Jul 07, 2025
Q2 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-217- 4.93% |
$3.9K - $4.87K
|
4.19K
$86.4K
|
|
|
Jul 01, 2025
Q2 2025
|
Confluence Investment Management LLC
|
BUY
|
- |
585+ 0.58% |
$10.5K - $13.1K
|
102K
$2.11M
|
|
| Q1 2025 | |||||||
|
Jul 24, 2025
Q1 2025
|
Mraz, Amerine & Associates, Inc.
|
BUY
|
- |
211+ 0.48% |
$4.58K - $5.02K
|
43.7K
$903K
|
|
|
May 16, 2025
Q1 2025
|
Northeast Financial Consultants Inc
Westport, CT |
BUY
|
- |
21.9KNew |
$474K - $521K
|
21.9K
$452K
|
|
|
May 15, 2025
Q1 2025
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
14.1K+ 2.1% |
$307K - $337K
|
687K
$14.2M
|
|
|
May 15, 2025
Q1 2025
|
Mai Capital Management
|
SELL
|
- |
-17- 0.64% |
$369 - $405
|
2.66K
$54.9K
|
|
|
May 15, 2025
Q1 2025
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
74+ 0.8% |
$1.61K - $1.76K
|
9.34K
$193K
|
|
|
May 15, 2025
Q1 2025
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-1.4K- 7.45% |
$30.4K - $33.3K
|
17.4K
$359K
|
|
|
May 15, 2025
Q1 2025
|
Sciencast Management LP
|
BUY
|
- |
11.7KNew |
$254K - $278K
|
11.7K
$242K
|
|