Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2025
Q4 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
17K+ 16.54% |
$354K - $439K
|
120K
$2.4M
|
|
|
Feb 13, 2025
Q4 2024
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
30.1K+ 41.63% |
$628K - $779K
|
102K
$2.06M
|
|
|
Feb 13, 2025
Q4 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
1.25K+ 5.57% |
$26K - $32.2K
|
23.6K
$474K
|
|
|
Feb 13, 2025
Q4 2024
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-116- 1.18% |
$2.42K - $3K
|
9.75K
$196K
|
|
|
Feb 13, 2025
Q4 2024
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-573- 3.7% |
$11.9K - $14.8K
|
14.9K
$299K
|
|
|
Feb 13, 2025
Q4 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.25K- 95.14% |
$26.1K - $32.4K
|
64
$1.29K
|
|
|
Feb 12, 2025
Q4 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
35.5K+ 934.77% |
$739K - $917K
|
39.3K
$788K
|
|
|
Feb 12, 2025
Q4 2024
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
1.57K+ 243.19% |
$32.8K - $40.6K
|
2.22K
$44.5K
|
|
|
Feb 12, 2025
Q4 2024
|
Brown Brothers Harriman & CO
New York, NY |
BUY
|
- |
2.68KNew |
$55.9K - $69.4K
|
2.68K
$53.9K
|
|
|
Feb 12, 2025
Q4 2024
|
Citigroup Inc
|
BUY
|
- |
492+ 23.48% |
$10.3K - $12.7K
|
2.59K
$51.9K
|
|
|
Feb 12, 2025
Q4 2024
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
53.3K+ 34.6% |
$1.11M - $1.38M
|
207K
$4.16M
|
|
|
Feb 12, 2025
Q4 2024
|
Smh Capital Advisors Inc
|
BUY
|
- |
31.1K+ 195.01% |
$648K - $804K
|
47K
$945K
|
|
|
Feb 12, 2025
Q4 2024
|
Dld Asset Management, LP
New York, NY |
BUY
|
PUT |
75KNew |
$1.56M - $1.94M
|
75K
$1.51M
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
48+ 0.17% |
$1K - $1.24K
|
28K
$563K
|
|
|
Feb 12, 2025
Q4 2024
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-216- 67.29% |
$4.5K - $5.58K
|
105
$2.11K
|
|
|
Feb 12, 2025
Q4 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
427+ 29.19% |
$8.9K - $11K
|
1.89K
$38K
|
|
|
Feb 11, 2025
Q4 2024
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
24K+ 190.15% |
$501K - $621K
|
36.6K
$736K
|
|
|
Feb 11, 2025
Q4 2024
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
61.5K+ 480.34% |
$1.28M - $1.59M
|
74.4K
$1.49M
|
|
|
Feb 11, 2025
Q4 2024
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
2.23K+ 10.88% |
$46.5K - $57.6K
|
22.7K
$456K
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.67K- 4.91% |
$76.6K - $95K
|
71.1K
$1.43M
|
|
|
Feb 10, 2025
Q4 2024
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
BUY
|
- |
35.1KNew |
$732K - $907K
|
35.1K
$705K
|
|
|
Feb 10, 2025
Q4 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.31K+ 5.44% |
$48.1K - $59.6K
|
44.7K
$897K
|
|
|
Feb 10, 2025
Q4 2024
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
5.49K+ 49.55% |
$115K - $142K
|
16.6K
$333K
|
|
|
Feb 10, 2025
Q4 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-33.1K- 18.11% |
$689K - $855K
|
150K
$3M
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-18- 0.08% |
$375 - $465
|
23K
$463K
|
|
|
Feb 07, 2025
Q4 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-8.23K- 84.01% |
$172K - $213K
|
1.57K
$31.4K
|
|
|
Feb 07, 2025
Q4 2024
|
Rialto Wealth Management, LLC
Syracuse, NY |
BUY
|
- |
4.81KNew |
$100K - $124K
|
4.81K
$96.6K
|
|
|
Feb 07, 2025
Q4 2024
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
10.9KNew |
$227K - $281K
|
10.9K
$218K
|
|
|
Feb 07, 2025
Q4 2024
|
Dearborn Partners LLC
|
SELL
|
- |
-726- 3.69% |
$15.1K - $18.8K
|
19K
$381K
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.46K- 20.9% |
$51.3K - $63.6K
|
9.32K
$187K
|
|
|
Feb 07, 2025
Q4 2024
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
25+ 1.07% |
$521 - $646
|
2.37K
$47.5K
|
|
|
Feb 06, 2025
Q4 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-924- 5.08% |
$19.3K - $23.9K
|
17.3K
$347K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
195KNew |
$4.06M - $5.03M
|
195K
$3.91M
|
|
|
Feb 06, 2025
Q4 2024
|
Promus Capital, LLC
Chicago, IL |
BUY
|
- |
1.38KNew |
$28.9K - $35.8K
|
1.38K
$27.8K
|
|
|
Feb 06, 2025
Q4 2024
|
Mainstream Capital Management LLC
Los Angeles, CA |
BUY
|
- |
35New |
$730 - $905
|
35
$703
|
|
|
Feb 05, 2025
Q4 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
325New |
$6.78K - $8.4K
|
325
$6.53K
|
|
|
Feb 05, 2025
Q4 2024
|
Us Bancorp \De\
|
SELL
|
- |
-45- 0.33% |
$938 - $1.16K
|
13.7K
$275K
|
|
|
Feb 05, 2025
Q4 2024
|
Wr Wealth Planners, LLC
Columbia, MO |
BUY
|
- |
1KNew |
$20.9K - $25.9K
|
1K
$20.1K
|
|
|
Feb 04, 2025
Q4 2024
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
13.6KNew |
$283K - $351K
|
13.6K
$272K
|
|
|
Feb 03, 2025
Q4 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-1.99K- 12.57% |
$41.5K - $51.4K
|
13.8K
$278K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-10.9K- 29.97% |
$228K - $283K
|
25.6K
$514K
|
|
|
Jan 31, 2025
Q4 2024
|
Catalyst Capital Advisors LLC
Huntington, NY |
BUY
|
- |
20KNew |
$417K - $517K
|
20K
$402K
|
|
|
Jan 29, 2025
Q4 2024
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
5New |
$104 - $129
|
5
$100
|
|
|
Jan 29, 2025
Q4 2024
|
Van Eck Associates Corp
|
BUY
|
- |
38.1K+ 3.3% |
$793K - $984K
|
1.19M
$23.9M
|
|
|
Jan 28, 2025
Q4 2024
|
Wingate Wealth Advisors, Inc.
Lexington, MA |
BUY
|
- |
210New |
$4.38K - $5.43K
|
210
$4.22K
|
|
|
Jan 28, 2025
Q4 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
11New |
$229 - $284
|
11
$221
|
|
|
Jan 24, 2025
Q4 2024
|
Hodges Capital Management Inc.
|
BUY
|
- |
13.4K+ 17.17% |
$280K - $348K
|
91.8K
$1.84M
|
|
|
Jan 24, 2025
Q4 2024
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
13.2KNew |
$276K - $342K
|
13.2K
$266K
|
|
|
Jan 24, 2025
Q4 2024
|
First Dallas Securities Inc.
|
BUY
|
- |
10.6K+ 18.75% |
$221K - $274K
|
67.1K
$1.35M
|
|
|
Jan 23, 2025
Q4 2024
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-25.7K- 31.3% |
$535K - $663K
|
56.3K
$1.13M
|