Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
28.6K+ 16.93% |
$621K - $682K
|
198K
$4.6M
|
|
|
May 07, 2025
Q1 2025
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
20.7K+ 5.16% |
$450K - $494K
|
422K
$9.82M
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-160- 7.66% |
$3.47K - $3.81K
|
1.93K
$44.9K
|
|
|
May 07, 2025
Q1 2025
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
5.32K+ 12.71% |
$115K - $127K
|
47.2K
$1.1M
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
18.4K+ 34.41% |
$400K - $439K
|
71.9K
$1.67M
|
|
|
May 06, 2025
Q1 2025
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-4.96K- 30.79% |
$108K - $118K
|
11.2K
$259K
|
|
|
May 05, 2025
Q1 2025
|
Archer Investment Corp
|
BUY
|
- |
2+ 3.7% |
$43.4 - $47.6
|
56
$1.3K
|
|
|
May 05, 2025
Q1 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
26.9K+ 24.41% |
$585K - $642K
|
137K
$3.19M
|
|
|
May 05, 2025
Q1 2025
|
Denali Advisors LLC
|
BUY
|
- |
11.9K+ 11.4% |
$258K - $284K
|
116K
$2.71M
|
|
|
May 02, 2025
Q1 2025
|
Hollencrest Capital Management
|
BUY
|
- |
174+ 2.6% |
$3.77K - $4.14K
|
6.88K
$160K
|
|
|
May 02, 2025
Q1 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-2.06K- 3.31% |
$44.8K - $49.1K
|
60.2K
$1.4M
|
|
|
May 02, 2025
Q1 2025
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
42.5K+ 10.67% |
$921K - $1.01M
|
440K
$10.2M
|
|
|
May 02, 2025
Q1 2025
|
Hager Investment Management Services, LLC
New London, NH |
BUY
|
- |
500New |
$10.8K - $11.9K
|
500
$11.6K
|
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
BUY
|
- |
250+ 12.11% |
$5.42K - $5.95K
|
2.32K
$53.8K
|
|
|
May 01, 2025
Q1 2025
|
Lri Investments, LLC
Palm Beach Gardens, FL |
BUY
|
- |
250New |
$5.42K - $5.95K
|
250
$5.81K
|
|
|
May 01, 2025
Q1 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
817+ 3.95% |
$17.7K - $19.5K
|
21.5K
$500K
|
|
|
Apr 30, 2025
Q1 2025
|
Mraz, Amerine & Associates, Inc.
|
BUY
|
- |
211+ 0.48% |
$4.58K - $5.02K
|
43.7K
$1.02M
|
|
|
Apr 30, 2025
Q1 2025
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-2.2K- 81.48% |
$47.7K - $52.4K
|
500
$11.6K
|
|
|
Apr 29, 2025
Q1 2025
|
Generali Investments Cee, Investicni Spolecnost, A.S.
Prague, 2N |
BUY
|
- |
12.6KNew |
$274K - $301K
|
12.6K
$294K
|
|
|
Apr 29, 2025
Q1 2025
|
Hexagon Capital Partners LLC
|
BUY
|
- |
202New |
$4.38K - $4.81K
|
202
$4.7K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-24.9K- 35.45% |
$541K - $594K
|
45.4K
$1.06M
|
|
|
Apr 29, 2025
Q1 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
15+ 0.09% |
$325 - $357
|
16K
$372K
|
|
|
Apr 28, 2025
Q1 2025
|
Redmont Wealth Advisors LLC
Chicago, IL |
SELL
|
- |
-13.3K- 19.89% |
$289K - $317K
|
53.6K
$1.25M
|
|
|
Apr 28, 2025
Q1 2025
|
First Horizon Advisors, Inc.
|
BUY
|
- |
200New |
$4.34K - $4.76K
|
200
$4.65K
|
|
|
Apr 28, 2025
Q1 2025
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
17.4KNew |
$377K - $414K
|
17.4K
$404K
|
|
|
Apr 28, 2025
Q1 2025
|
Palisade Capital Management LLC
Fort Lee, NJ |
SELL
|
- |
-4.9K- 31.32% |
$106K - $117K
|
10.7K
$250K
|
|
|
Apr 25, 2025
Q1 2025
|
Naviter Wealth, LLC
|
SELL
|
- |
-1.78K- 2.13% |
$38.6K - $42.3K
|
81.8K
$1.9M
|
|
|
Apr 25, 2025
Q1 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
31.3K+ 30.42% |
$679K - $745K
|
134K
$3.12M
|
|
|
Apr 24, 2025
Q1 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2.01K+ 5.41% |
$43.7K - $48K
|
39.2K
$912K
|
|
|
Apr 24, 2025
Q1 2025
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
3.12K+ 28.65% |
$67.6K - $74.2K
|
14K
$326K
|
|
|
Apr 22, 2025
Q1 2025
|
Garde Capital, Inc.
Seattle, WA |
BUY
|
- |
2.4KNew |
$52.1K - $57.2K
|
2.4K
$55.8K
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-826- 2.48% |
$17.9K - $19.7K
|
32.5K
$755K
|
|
|
Apr 22, 2025
Q1 2025
|
Runnymede Capital Advisors, Inc.
Dublin, OH |
BUY
|
- |
216New |
$4.69K - $5.14K
|
216
$5.02K
|
|
|
Apr 22, 2025
Q1 2025
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-12- 0.08% |
$260 - $286
|
14.9K
$347K
|
|
|
Apr 21, 2025
Q1 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
9.26KNew |
$201K - $221K
|
9.26K
$215K
|
|
|
Apr 21, 2025
Q1 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
289+ 10.81% |
$6.27K - $6.88K
|
2.96K
$68.9K
|
|
|
Apr 21, 2025
Q1 2025
|
Autumn Glory Partners, LLC
|
BUY
|
- |
6K+ 30.0% |
$130K - $143K
|
26K
$605K
|
|
|
Apr 18, 2025
Q1 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
3.15K+ 8.05% |
$68.4K - $75.1K
|
42.3K
$984K
|
|
|
Apr 17, 2025
Q1 2025
|
Nbt Bank N A
|
BUY
|
- |
30New |
$651 - $714
|
30
$698
|
|
|
Apr 17, 2025
Q1 2025
|
Grimes & Company, Inc.
|
BUY
|
- |
18.6KNew |
$403K - $443K
|
18.6K
$432K
|
|
|
Apr 17, 2025
Q1 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
11.6KNew |
$252K - $276K
|
11.6K
$270K
|
|
|
Apr 14, 2025
Q1 2025
|
Harbor Capital Advisors, Inc.
|
BUY
|
- |
4.94K+ 1.24% |
$107K - $118K
|
404K
$9.39M
|
|
|
Apr 10, 2025
Q1 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-50.2K- 27.95% |
$1.09M - $1.19M
|
129K
$3.01M
|
|
|
Apr 08, 2025
Q1 2025
|
Sanders Morris Harris LLC
|
BUY
|
- |
618K+ 75.93% |
$13.4M - $14.7M
|
1.43M
$33.3M
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
160+ 0.61% |
$3.34K - $4.14K
|
26.4K
$614K
|
|
|
Feb 25, 2025
Q4 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.94K+ 8.44% |
$82.2K - $102K
|
50.6K
$1.18M
|
|
|
Feb 24, 2025
Q4 2024
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
1.46KNew |
$30.5K - $37.8K
|
1.46K
$34K
|
|
|
Feb 14, 2025
Q4 2024
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
BUY
|
- |
99New |
$2.06K - $2.56K
|
99
$2.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-29Closed |
$605 - $750
|
0
$0
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
9.58K+ 36.35% |
$200K - $248K
|
35.9K
$835K
|
|