Purchases and Sales Made in Q1 2022 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q1 2022. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-375- 9.34% |
$8.66K - $9.88K
|
3.64K
$81.5K
|
|
|
Apr 28, 2022
Q1 2022
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-500Closed |
$11.5K - $13.2K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Elmwood Wealth Management, Inc.
|
SELL
|
- |
-597Closed |
$13.8K - $15.7K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-675- 5.92% |
$15.6K - $17.8K
|
10.7K
$240K
|
|
|
Apr 26, 2022
Q1 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-747- 2.3% |
$17.2K - $19.7K
|
31.7K
$710K
|
|
|
May 12, 2022
Q1 2022
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-800- 88.89% |
$18.5K - $21.1K
|
100
$2.24K
|
|
|
Apr 11, 2022
Q1 2022
|
Sound Income Strategies, LLC
|
SELL
|
- |
-937- 0.25% |
$21.6K - $24.7K
|
374K
$8.37M
|
|
|
Apr 29, 2022
Q1 2022
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-2KClosed |
$46.2K - $52.7K
|
0
$0
|
|
|
May 05, 2022
Q1 2022
|
Washington Trust Advisors, Inc.
|
SELL
|
- |
-2.31K- 40.66% |
$53.3K - $60.8K
|
3.37K
$75.4K
|
|
|
May 16, 2022
Q1 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-2.43K- 12.15% |
$56K - $64K
|
17.6K
$393K
|
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.86K- 4.97% |
$65.9K - $75.3K
|
54.6K
$1.22M
|
|
|
Apr 29, 2022
Q1 2022
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-3.14KClosed |
$72.4K - $82.6K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Simplex Trading, LLC
|
SELL
|
- |
-3.75KClosed |
$86.5K - $98.8K
|
0
$0
|
|
|
Apr 11, 2022
Q1 2022
|
Sanders Morris Harris LLC
|
SELL
|
- |
-3.75K- 0.51% |
$86.6K - $98.8K
|
738K
$16.5M
|
|
|
May 12, 2022
Q1 2022
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-3.9K- 19.31% |
$90K - $103K
|
16.3K
$365K
|
|
|
May 16, 2022
Q1 2022
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-5.56K- 0.91% |
$128K - $147K
|
602K
$13.5M
|
|
|
May 11, 2022
Q1 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-6.42KClosed |
$148K - $169K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-7.1K- 39.99% |
$164K - $187K
|
10.6K
$238K
|
|
|
May 16, 2022
Q1 2022
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-7.98KClosed |
$184K - $210K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-9.03K- 36.21% |
$208K - $238K
|
15.9K
$356K
|
|
|
Apr 29, 2022
Q1 2022
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-9.65KClosed |
$223K - $254K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-12.1KClosed |
$279K - $319K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-12.9K- 7.09% |
$298K - $340K
|
169K
$3.79M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-14.2K- 38.58% |
$327K - $373K
|
22.6K
$505K
|
|
|
May 17, 2022
Q1 2022
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-15.5KClosed |
$358K - $409K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-20.3K- 65.94% |
$469K - $535K
|
10.5K
$235K
|
|
|
Apr 26, 2022
Q1 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-23.1K- 16.03% |
$532K - $607K
|
121K
$2.7M
|
|
|
May 12, 2022
Q1 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-23.4K- 14.55% |
$540K - $616K
|
137K
$3.07M
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-40.7K- 86.37% |
$939K - $1.07M
|
6.42K
$144K
|
|
|
May 16, 2022
Q1 2022
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-57K- 64.37% |
$1.32M - $1.5M
|
31.5K
$706K
|
|
|
May 13, 2022
Q1 2022
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-63.1KClosed |
$1.46M - $1.66M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-65.3KClosed |
$1.51M - $1.72M
|
0
$0
|