Purchases and Sales Made in Q1 2023 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q1 2023. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
91+ 0.36% |
$1.54K - $1.82K
|
25.7K
$578K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
22New |
$372 - $441
|
22
$495
|
|
|
May 12, 2023
Q1 2023
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-400- 2.35% |
$6.76K - $8.01K
|
16.6K
$374K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-443- 22.41% |
$7.48K - $8.87K
|
1.53K
$34.5K
|
|
|
May 04, 2023
Q1 2023
|
Washington Trust Advisors, Inc.
|
SELL
|
- |
-500- 11.98% |
$8.45K - $10K
|
3.67K
$82.7K
|
|
|
May 15, 2023
Q1 2023
|
Smh Capital Advisors Inc
|
SELL
|
- |
-718- 4.0% |
$12.1K - $14.4K
|
17.2K
$388K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-842- 3.67% |
$14.2K - $16.9K
|
22.1K
$498K
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-939- 5.06% |
$15.9K - $18.8K
|
17.6K
$397K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.78K- 10.43% |
$30.1K - $35.7K
|
15.3K
$345K
|
|
|
May 20, 2024
Q1 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-2.55K- 51.18% |
$43.1K - $51.1K
|
2.43K
$54.8K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.8K- 3.17% |
$47.3K - $56.1K
|
85.5K
$1.93M
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-3.17K- 0.55% |
$53.6K - $63.6K
|
571K
$12.8M
|
|
|
May 12, 2023
Q1 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-3.21K- 9.98% |
$54.2K - $64.3K
|
28.9K
$652K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-5.76K- 54.24% |
$97.3K - $115K
|
4.86K
$109K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-13.3K- 27.21% |
$224K - $266K
|
35.5K
$800K
|
|
|
May 15, 2023
Q1 2023
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-13.8K- 34.13% |
$233K - $276K
|
26.6K
$599K
|
|
|
May 15, 2023
Q1 2023
|
First Manhattan CO
New York, NY |
SELL
|
- |
-15K- 3.61% |
$254K - $301K
|
401K
$9.04M
|
|
|
Apr 04, 2023
Q1 2023
|
Confluence Investment Management LLC
|
SELL
|
- |
-17.1K- 15.14% |
$288K - $342K
|
95.6K
$2.15M
|
|
|
May 12, 2023
Q1 2023
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-22.6K- 68.88% |
$381K - $452K
|
10.2K
$230K
|
|
|
May 15, 2023
Q1 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-28.9K- 73.18% |
$487K - $578K
|
10.6K
$238K
|
|
|
May 12, 2023
Q1 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-31.7K- 15.18% |
$536K - $636K
|
177K
$3.99M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-71.3K- 41.77% |
$1.2M - $1.43M
|
99.4K
$2.24M
|
|
|
May 15, 2023
Q1 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-141K- 35.62% |
$2.39M - $2.83M
|
255K
$5.75M
|
|
|
May 15, 2023
Q1 2023
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-186K- 62.28% |
$3.14M - $3.73M
|
113K
$2.54M
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-227K- 99.93% |
$3.84M - $4.55M
|
152
$3.42K
|
|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-523K- 59.79% |
$8.84M - $10.5M
|
352K
$7.93M
|