Purchases and Sales Made in Q1 2024 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q1 2024. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.7K+ 7.77% |
$110K - $120K
|
65.1K
$1.47M
|
|
|
May 14, 2024
Q1 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
4.38K+ 37.78% |
$102K - $112K
|
16K
$359K
|
|
|
Apr 16, 2024
Q1 2024
|
First Dallas Securities Inc.
|
BUY
|
- |
3.62K+ 7.27% |
$84.5K - $92.9K
|
53.4K
$1.2M
|
|
|
Apr 19, 2024
Q1 2024
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
3.17K+ 9.5% |
$74K - $81.4K
|
36.6K
$824K
|
|
|
Apr 22, 2024
Q1 2024
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
3.1K+ 3.3% |
$72.3K - $79.5K
|
97.2K
$2.19M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.83K+ 2.46% |
$65.9K - $72.5K
|
118K
$2.65M
|
|
|
Dec 26, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.71K+ 71.32% |
$63.1K - $69.4K
|
6.5K
$146K
|
|
|
May 15, 2024
Q1 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2.5K+ 228.82% |
$58.3K - $64.2K
|
3.59K
$80.9K
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
2.21K+ 22.34% |
$51.4K - $56.6K
|
12.1K
$272K
|
|
|
May 10, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.19K+ 50.74% |
$51K - $56.1K
|
6.5K
$146K
|
|
|
May 13, 2024
Q1 2024
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
1.81K+ 10.85% |
$42.1K - $46.3K
|
18.4K
$415K
|
|
|
May 08, 2024
Q1 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.59K+ 16.8% |
$37.1K - $40.8K
|
11.1K
$249K
|
|
|
May 10, 2024
Q1 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
1.55KNew |
$36.2K - $39.8K
|
1.55K
$34.9K
|
|
|
May 13, 2024
Q1 2024
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
1.26K+ 2.54% |
$29.5K - $32.4K
|
51K
$1.15M
|
|
|
May 14, 2024
Q1 2024
|
Entry Point Capital, LLC
New York, NY |
BUY
|
- |
1.11KNew |
$25.9K - $28.5K
|
1.11K
$25K
|
|
|
May 03, 2024
Q1 2024
|
Larson Financial Group LLC
|
BUY
|
- |
1.02K+ 101.7% |
$23.7K - $26.1K
|
2.02K
$45.4K
|
|
|
May 16, 2024
Q1 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
923+ 1.7% |
$21.5K - $23.7K
|
55.3K
$1.24M
|
|
|
May 15, 2024
Q1 2024
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
600+ 3.35% |
$14K - $15.4K
|
18.5K
$416K
|
|
|
May 03, 2024
Q1 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
600New |
$14K - $15.4K
|
600
$13.5K
|
|
|
May 13, 2024
Q1 2024
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
500New |
$11.7K - $12.8K
|
500
$11.3K
|
|
|
May 13, 2024
Q1 2024
|
Smh Capital Advisors Inc
|
BUY
|
- |
404+ 2.38% |
$9.43K - $10.4K
|
17.3K
$391K
|
|
|
May 16, 2024
Q1 2024
|
Beacon Capital Management, LLC
|
BUY
|
- |
397New |
$9.26K - $10.2K
|
397
$8.94K
|
|
|
May 10, 2024
Q1 2024
|
Creative Planning
Overland Park, KS |
BUY
|
- |
350+ 3.54% |
$8.17K - $8.98K
|
10.2K
$231K
|
|
|
May 15, 2024
Q1 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
310+ 1.96% |
$7.23K - $7.95K
|
16.1K
$363K
|
|
|
May 15, 2024
Q1 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
280+ 0.64% |
$6.53K - $7.18K
|
43.9K
$987K
|
|
|
May 01, 2024
Q1 2024
|
Hollencrest Capital Management
|
BUY
|
- |
266+ 4.74% |
$6.21K - $6.83K
|
5.88K
$132K
|
|
|
May 10, 2024
Q1 2024
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
BUY
|
- |
248+ 2.37% |
$5.79K - $6.36K
|
10.7K
$241K
|
|
|
Jul 22, 2024
Q1 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
205New |
$4.78K - $5.26K
|
205
$4.61K
|
|
|
Apr 25, 2024
Q1 2024
|
N Verses Capital, LLC
Wellington, FL |
BUY
|
- |
200New |
$4.67K - $5.13K
|
200
$4.5K
|
|
|
May 15, 2024
Q1 2024
|
Gen Wealth Partners Inc
Zeeland, MI |
BUY
|
- |
190New |
$4.43K - $4.88K
|
190
$4.28K
|
|
|
May 06, 2024
Q1 2024
|
Parallel Advisors, LLC
|
BUY
|
- |
129+ 2.66% |
$3.01K - $3.31K
|
4.98K
$112K
|
|
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
82New |
$1.91K - $2.1K
|
82
$1.85K
|
|
|
May 03, 2024
Q1 2024
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
74+ 2.89% |
$1.73K - $1.9K
|
2.64K
$59.4K
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
BUY
|
- |
61+ 5.96% |
$1.42K - $1.57K
|
1.08K
$24.4K
|
|
|
May 01, 2024
Q1 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
60+ 1500.0% |
$1.4K - $1.54K
|
64
$1.44K
|
|
|
May 02, 2024
Q1 2024
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
44+ 0.22% |
$1.03K - $1.13K
|
20.5K
$461K
|
|
|
May 10, 2024
Q1 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
14New |
$327 - $359
|
14
$315
|
|
|
Apr 25, 2024
Q1 2024
|
Lindbrook Capital, LLC
|
BUY
|
- |
13New |
$303 - $334
|
13
$293
|
|
|
Apr 24, 2024
Q1 2024
|
Nbt Bank N A
|
BUY
|
- |
1+ 3.85% |
$23.3 - $25.7
|
27
$608
|
|
|
May 08, 2024
Q1 2024
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
1+ 3.85% |
$23.3 - $25.7
|
27
$608
|
|
|
Apr 23, 2024
Q1 2024
|
Venturi Wealth Management, LLC
Austin, TX |
SELL
|
- |
-22- 33.33% |
$513 - $565
|
44
$990
|
|
|
Apr 30, 2024
Q1 2024
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-83- 4.17% |
$1.94K - $2.13K
|
1.91K
$42.9K
|
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
SELL
|
- |
-164- 1.11% |
$3.83K - $4.21K
|
14.7K
$330K
|
|
|
May 13, 2024
Q1 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-330- 1.78% |
$7.7K - $8.47K
|
18.2K
$409K
|
|
|
Apr 23, 2024
Q1 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-510- 48.99% |
$11.9K - $13.1K
|
531
$12K
|
|
|
May 07, 2024
Q1 2024
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-529- 6.18% |
$12.3K - $13.6K
|
8.03K
$181K
|
|
|
May 15, 2024
Q1 2024
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-556- 4.82% |
$13K - $14.3K
|
11K
$247K
|
|
|
Apr 01, 2024
Q1 2024
|
Confluence Investment Management LLC
|
SELL
|
- |
-621- 0.64% |
$14.5K - $15.9K
|
95.8K
$2.16M
|
|
|
May 02, 2024
Q1 2024
|
Good Life Advisors, LLC
|
SELL
|
- |
-726- 6.43% |
$16.9K - $18.6K
|
10.6K
$238K
|
|
|
May 06, 2024
Q1 2024
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-755- 1.86% |
$17.6K - $19.4K
|
39.9K
$898K
|