Purchases and Sales Made in Q3 2021 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q3 2021. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 12, 2021
Q3 2021
|
Sound Income Strategies, LLC
|
SELL
|
- |
-1.65K- 0.44% |
$41.1K - $45.7K
|
371K
$9.27M
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-2.95K- 11.01% |
$73.4K - $81.8K
|
23.9K
$596K
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.86K- 13.35% |
$95.9K - $107K
|
25K
$625K
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-6.06K- 14.52% |
$151K - $168K
|
35.7K
$892K
|
|
Nov 10, 2021
Q3 2021
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-6.7K- 32.02% |
$167K - $185K
|
14.2K
$355K
|
|
Oct 13, 2021
Q3 2021
|
Sanders Morris Harris LLC
|
SELL
|
- |
-7.95K- 1.06% |
$198K - $220K
|
745K
$18.6M
|
|
Nov 12, 2021
Q3 2021
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-8.7KClosed |
$216K - $241K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-8.72K- 1.41% |
$217K - $242K
|
612K
$15.3M
|
|
Nov 02, 2021
Q3 2021
|
Tectonic Advisors LLC
Plano, TX |
SELL
|
- |
-9.42K- 21.29% |
$234K - $261K
|
34.8K
$870K
|
|
Nov 15, 2021
Q3 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-10.3K- 7.68% |
$256K - $285K
|
124K
$3.09M
|
|
Nov 15, 2021
Q3 2021
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-10.9K- 42.08% |
$271K - $301K
|
15K
$374K
|
|
Nov 12, 2021
Q3 2021
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-11.1KClosed |
$277K - $309K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-13.2KClosed |
$327K - $364K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-15.9K- 3.14% |
$396K - $440K
|
491K
$12.3M
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-17.7KClosed |
$439K - $489K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-22.5KClosed |
$559K - $622K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-26.6KClosed |
$661K - $736K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-28.8KClosed |
$716K - $797K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-29.7K- 50.5% |
$737K - $821K
|
29.1K
$726K
|
|
Nov 15, 2021
Q3 2021
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-36.6KClosed |
$910K - $1.01M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-44.3KClosed |
$1.1M - $1.23M
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Norges Bank
Oslo, Q8 |
SELL
|
- |
-56.9KClosed |
$1.42M - $1.58M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-64.6K- 80.7% |
$1.61M - $1.79M
|
15.4K
$386K
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-93.1K- 80.4% |
$2.32M - $2.58M
|
22.7K
$567K
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-113KClosed |
$2.82M - $3.14M
|
0
$0
|