Purchases and Sales Made in Q4 2023 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q4 2023. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-3.73K- 9.31% |
$77.5K - $89.9K
|
36.3K
$826K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-3.96K- 10.11% |
$82.4K - $95.5K
|
35.2K
$801K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-5.26K- 15.72% |
$109K - $127K
|
28.2K
$642K
|
|
|
Feb 05, 2024
Q4 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-5.69K- 7.7% |
$118K - $137K
|
68.3K
$1.55M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.98K- 11.2% |
$124K - $144K
|
47.4K
$1.08M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-6.38K- 16.67% |
$133K - $154K
|
31.9K
$726K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.07K- 13.52% |
$147K - $171K
|
45.2K
$1.03M
|
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-8.52K- 30.69% |
$177K - $205K
|
19.2K
$438K
|
|
|
Feb 13, 2024
Q4 2023
|
First Manhattan CO
New York, NY |
SELL
|
- |
-9.86K- 2.55% |
$205K - $238K
|
376K
$8.57M
|
|
|
Feb 14, 2024
Q4 2023
|
Moerus Capital Management LLC
New York, NY |
SELL
|
- |
-10.5K- 9.92% |
$219K - $254K
|
95.7K
$2.18M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-10.6K- 62.43% |
$222K - $257K
|
6.41K
$146K
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-18.5K- 10.18% |
$385K - $446K
|
163K
$3.72M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-20.3K- 23.36% |
$422K - $489K
|
66.5K
$1.51M
|
|
|
Feb 14, 2024
Q4 2023
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-30.7K- 4.77% |
$639K - $740K
|
613K
$14M
|
|
|
Feb 09, 2024
Q4 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-31.9K- 72.19% |
$664K - $769K
|
12.3K
$280K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-58.4K- 13.3% |
$1.22M - $1.41M
|
381K
$8.67M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-75.8K- 45.88% |
$1.58M - $1.83M
|
89.4K
$2.03M
|