Purchases and Sales Made in Q4 2023 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q4 2023. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.98K- 11.2% |
$124K - $144K
|
47.4K
$1.26M
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-6.38K- 16.67% |
$133K - $154K
|
31.9K
$849K
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.07K- 13.52% |
$147K - $171K
|
45.2K
$1.2M
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-8.52K- 30.69% |
$177K - $205K
|
19.2K
$512K
|
|
Feb 13, 2024
Q4 2023
|
First Manhattan CO
New York, NY |
SELL
|
- |
-9.86K- 2.55% |
$205K - $238K
|
376K
$10M
|
|
Feb 14, 2024
Q4 2023
|
Moerus Capital Management LLC
New York, NY |
SELL
|
- |
-10.5K- 9.92% |
$219K - $254K
|
95.7K
$2.55M
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-10.6K- 62.43% |
$222K - $257K
|
6.41K
$170K
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-18.5K- 10.18% |
$385K - $446K
|
163K
$4.34M
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-20.3K- 23.36% |
$422K - $489K
|
66.5K
$1.77M
|
|
Feb 14, 2024
Q4 2023
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-30.7K- 4.77% |
$639K - $740K
|
613K
$16.3M
|
|
Feb 09, 2024
Q4 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-31.9K- 72.19% |
$664K - $769K
|
12.3K
$327K
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-58.4K- 13.3% |
$1.22M - $1.41M
|
381K
$10.1M
|