Purchases and Sales Made in Q4 2022 in Herzfeld Caribbean Basin Fund Inc (CUBA)
This table provides information about the institutional ownership of Herzfeld Caribbean Basin Fund Inc (CUBA) during Q4 2022. The information is specifically focused on institutions that hold shares of HERZFELD CARIBBEAN BASIN FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 20, 2023
Q4 2022
|
Matisse Capital
|
BUY
|
- |
55.7KNew |
$202K - $243K
|
55.7K
$132K
|
|
|
Feb 14, 2023
Q4 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
39.4KNew |
$143K - $172K
|
39.4K
$93.4K
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
25.9K+ 64.71% |
$94.1K - $113K
|
66K
$156K
|
|
|
Feb 14, 2023
Q4 2022
|
Twin Focus Capital Partners, LLC
Boston, MA |
BUY
|
- |
12.5KNew |
$45.4K - $54.5K
|
12.5K
$29.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
8.42KNew |
$30.6K - $36.7K
|
8.42K
$20K
|
|
|
Feb 03, 2023
Q4 2022
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
4.37K+ 25.9% |
$15.9K - $19.1K
|
21.2K
$50.3K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
4.17KNew |
$15.1K - $18.2K
|
4.17K
$9.89K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
223+ 4.69% |
$809 - $972
|
4.97K
$11.8K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
206+ 188.99% |
$748 - $898
|
315
$747
|
|
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
205New |
$744 - $894
|
205
$486
|
|
|
Feb 14, 2023
Q4 2022
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
185+ 4.4% |
$672 - $807
|
4.39K
$10.4K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
37+ 3.95% |
$134 - $161
|
974
$2.31K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
31+ 0.57% |
$113 - $135
|
5.51K
$13.1K
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
19+ 2.7% |
$69 - $82.8
|
723
$1.71K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Css LLC
Chicago, IL |
SELL
|
- |
-1.59K- 1.2% |
$5.78K - $6.94K
|
131K
$311K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.94K- 9.13% |
$7.03K - $8.44K
|
19.3K
$45.7K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.56K- 27.75% |
$12.9K - $15.5K
|
9.27K
$22K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-4.73K- 30.65% |
$17.2K - $20.6K
|
10.7K
$25.4K
|
|
|
Feb 07, 2023
Q4 2022
|
Lincoln National Corp
|
SELL
|
- |
-5.14K- 12.25% |
$18.6K - $22.4K
|
36.8K
$87.2K
|
|
|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-122K- 19.5% |
$443K - $532K
|
504K
$1.19M
|