Purchases and Sales Made in Q3 2021 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.64MNew |
$221M - $235M
|
2.64M
$209M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
883KNew |
$73.9M - $78.3M
|
883K
$69.7M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
783K+ 615.87% |
$65.5M - $69.4M
|
910K
$71.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
564K+ 99362.68% |
$47.2M - $50M
|
565K
$44.6M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
391K+ 23.28% |
$32.7M - $34.7M
|
2.07M
$163M
|
|
|
Nov 12, 2021
Q3 2021
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
284KNew |
$23.8M - $25.2M
|
284K
$22.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Barings LLC
|
BUY
|
- |
281K+ 5709.94% |
$23.5M - $24.9M
|
286K
$22.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
BUY
|
- |
260K+ 19.44% |
$21.8M - $23.1M
|
1.6M
$126M
|
|
|
Nov 12, 2021
Q3 2021
|
Bts Asset Management, Inc.
|
BUY
|
- |
255K+ 1893.33% |
$21.3M - $22.6M
|
268K
$21.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
225KNew |
$18.9M - $20M
|
225K
$17.8M
|
|
|
Nov 10, 2021
Q3 2021
|
Allianz Asset Management Gmb H
Munich, 2M |
BUY
|
- |
194K+ 33.81% |
$16.3M - $17.2M
|
769K
$60.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
181K+ 36.8% |
$15.2M - $16.1M
|
674K
$53.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
128K+ 27.87% |
$10.7M - $11.4M
|
588K
$46.4M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
113K+ 12.5% |
$9.49M - $10.1M
|
1.02M
$80.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
108K+ 0.0% |
$9.02M - $9.55M
|
108K
$8.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
106K+ 8.96% |
$8.83M - $9.36M
|
1.28M
$101M
|
|
|
Nov 02, 2021
Q3 2021
|
Howard Capital Management Inc.
|
BUY
|
- |
102K+ 6.81% |
$8.58M - $9.09M
|
1.61M
$127M
|
|
|
Nov 10, 2021
Q3 2021
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
86.8K+ 22.05% |
$7.26M - $7.7M
|
480K
$37.9M
|
|
|
Oct 18, 2021
Q3 2021
|
Polaris Wealth Advisory Group, LLC
|
BUY
|
- |
84K+ 14.21% |
$7.03M - $7.44M
|
675K
$53.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
78.5K+ 5.02% |
$6.57M - $6.96M
|
1.64M
$130M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
74.2K+ 20.03% |
$6.21M - $6.58M
|
445K
$35.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
72.7KNew |
$6.08M - $6.45M
|
72.7K
$5.74M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
63KNew |
$5.27M - $5.58M
|
63K
$4.97M
|
|
|
Nov 12, 2021
Q3 2021
|
Petix & Botte CO
|
BUY
|
- |
60.6K+ 105.21% |
$5.07M - $5.37M
|
118K
$9.33M
|
|
|
Nov 09, 2021
Q3 2021
|
Advisory Alpha, LLC
|
BUY
|
- |
48.6K+ 27.58% |
$4.07M - $4.31M
|
225K
$17.7M
|
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
48.1K+ 191.39% |
$4.03M - $4.27M
|
73.2K
$5.78M
|
|
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
BUY
|
- |
42.3K+ 41.0% |
$3.54M - $3.75M
|
145K
$11.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
41K+ 4.63% |
$3.43M - $3.64M
|
927K
$73.2M
|
|
|
Nov 10, 2021
Q3 2021
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
40.1K+ 21.78% |
$3.36M - $3.55M
|
224K
$17.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
39.7K+ 20.05% |
$3.32M - $3.52M
|
238K
$18.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
39.6KNew |
$3.32M - $3.51M
|
39.6K
$3.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
37.5K+ 1.14% |
$3.14M - $3.32M
|
3.31M
$261M
|
|
|
Nov 04, 2021
Q3 2021
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
36K+ 80.85% |
$3.01M - $3.19M
|
80.6K
$6.36M
|
|
|
Oct 26, 2021
Q3 2021
|
Systelligence, LLC
|
BUY
|
- |
31.7KNew |
$2.65M - $2.81M
|
31.7K
$2.5M
|
|
|
Oct 28, 2021
Q3 2021
|
Harfst & Associates, Inc.
|
BUY
|
- |
29K+ 30.43% |
$2.43M - $2.57M
|
124K
$9.82M
|
|
|
Oct 22, 2021
Q3 2021
|
Paulson Wealth Management Inc.
|
BUY
|
- |
25K+ 39.04% |
$2.09M - $2.22M
|
89K
$7.02M
|
|
|
Oct 15, 2021
Q3 2021
|
Transform Wealth, LLC
|
BUY
|
- |
24.5KNew |
$2.05M - $2.17M
|
24.5K
$1.93M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
23.2K+ 4.96% |
$1.94M - $2.06M
|
491K
$38.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
22.1K+ 5.94% |
$1.85M - $1.96M
|
395K
$31.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Nova Scotia
|
BUY
|
- |
22KNew |
$1.84M - $1.95M
|
22K
$1.74M
|
|
|
Nov 12, 2021
Q3 2021
|
Octavia Wealth Advisors, LLC
|
BUY
|
- |
19.6K+ 14.42% |
$1.64M - $1.74M
|
156K
$12.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
19K+ 44.96% |
$1.59M - $1.69M
|
61.3K
$4.84M
|
|
|
Nov 02, 2021
Q3 2021
|
Signature Securities Group Corporation
|
BUY
|
- |
18.6KNew |
$1.56M - $1.65M
|
18.6K
$1.47M
|
|
|
Nov 01, 2021
Q3 2021
|
Oxinas Partners Wealth Management LLC
|
BUY
|
- |
18.2K+ 137.36% |
$1.53M - $1.62M
|
31.5K
$2.49M
|
|
|
Oct 14, 2021
Q3 2021
|
Latitude Advisors, LLC
|
BUY
|
- |
17.7KNew |
$1.49M - $1.57M
|
17.7K
$1.4M
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
17.6KNew |
$1.48M - $1.56M
|
17.6K
$1.39M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
17.3K+ 1.33% |
$1.45M - $1.54M
|
1.33M
$105M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
17.2K+ 11.75% |
$1.44M - $1.53M
|
164K
$12.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Overbrook Management Corp
New York, NY |
BUY
|
- |
14.6K+ 75.94% |
$1.22M - $1.29M
|
33.8K
$2.66M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
13.4K+ 330.83% |
$1.12M - $1.19M
|
17.5K
$1.38M
|