Purchases and Sales Made in Q3 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 10, 2023
Q3 2023
|
Vontobel Holding Ltd.
|
SELL
|
- |
-153- 3.09% |
$51.2K - $54.5K
|
4.81K
$2.14M
|
|
|
Jun 03, 2024
Q3 2023
|
Vontobel Holding Ltd.
|
SELL
|
- |
-153- 3.09% |
$51.2K - $54.5K
|
4.81K
$2.14M
|
|
|
Nov 14, 2023
Q3 2023
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-154- 96.86% |
$51.6K - $54.9K
|
5
$2.23K
|
|
|
Nov 16, 2023
Q3 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-159- 2.72% |
$53.3K - $56.6K
|
5.68K
$2.53M
|
|
|
Oct 20, 2023
Q3 2023
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-159- 16.0% |
$53.3K - $56.6K
|
835
$373K
|
|
|
Oct 24, 2023
Q3 2023
|
Patton Albertson Miller Group, LLC
|
SELL
|
- |
-160- 3.57% |
$53.6K - $57K
|
4.32K
$1.93M
|
|
|
Nov 08, 2023
Q3 2023
|
Amg National Trust Bank
|
SELL
|
- |
-163- 0.34% |
$54.6K - $58.1K
|
47.7K
$21.3M
|
|
|
Nov 15, 2023
Q3 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
SELL
|
- |
-164- 80.79% |
$54.9K - $58.4K
|
39
$17.4K
|
|
|
Nov 07, 2023
Q3 2023
|
Motco
|
SELL
|
- |
-167- 4.68% |
$55.9K - $59.5K
|
3.4K
$1.52M
|
|
|
Nov 14, 2023
Q3 2023
|
Quantinno Capital Management LP
New York, NY |
SELL
|
- |
-169- 3.91% |
$56.6K - $60.2K
|
4.15K
$1.85M
|
|
|
Oct 19, 2023
Q3 2023
|
Blue Fin Capital, Inc.
|
SELL
|
- |
-169- 21.26% |
$56.6K - $60.2K
|
626
$279K
|
|
|
Nov 09, 2023
Q3 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-171- 1.25% |
$57.3K - $60.9K
|
13.5K
$6.02M
|
|
|
Oct 17, 2023
Q3 2023
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-172- 5.05% |
$57.6K - $61.3K
|
3.23K
$1.44M
|
|
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-179- 8.88% |
$60K - $63.8K
|
1.84K
$820K
|
|
|
Oct 10, 2023
Q3 2023
|
Koss Olinger Consulting, LLC
|
SELL
|
- |
-180- 5.83% |
$60.3K - $64.1K
|
2.91K
$1.3M
|
|
|
Nov 07, 2023
Q3 2023
|
Financial Counselors Inc
|
SELL
|
- |
-184- 13.06% |
$61.6K - $65.5K
|
1.23K
$546K
|
|
|
Oct 31, 2023
Q3 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-185- 5.19% |
$62K - $65.9K
|
3.38K
$1.51M
|
|
|
Oct 24, 2023
Q3 2023
|
Denver Wealth Management, Inc.
Greenwood Village, CO |
SELL
|
- |
-186- 8.75% |
$62.3K - $66.3K
|
1.94K
$865K
|
|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-189- 4.27% |
$63.3K - $67.3K
|
4.24K
$1.89M
|
|
|
Oct 11, 2023
Q3 2023
|
First Financial Corp
|
SELL
|
- |
-195- 11.36% |
$65.3K - $69.5K
|
1.52K
$679K
|
|
|
Nov 14, 2023
Q3 2023
|
Birinyi Associates Inc
|
SELL
|
- |
-199- 0.97% |
$66.7K - $70.9K
|
20.3K
$9.06M
|
|
|
Oct 13, 2023
Q3 2023
|
Weaver Consulting Group
|
SELL
|
- |
-200- 13.52% |
$67K - $71.2K
|
1.28K
$571K
|
|
|
Oct 17, 2023
Q3 2023
|
Ghp Investment Advisors, Inc.
Denver, CO |
SELL
|
- |
-200- 0.98% |
$67K - $71.2K
|
20.3K
$9.05M
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-208- 11.89% |
$69.7K - $74.1K
|
1.54K
$688K
|
|
|
Nov 08, 2023
Q3 2023
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-208- 7.85% |
$69.7K - $74.1K
|
2.44K
$1.09M
|
|
|
Nov 13, 2023
Q3 2023
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-217- 9.2% |
$72.7K - $77.3K
|
2.14K
$955K
|
|
|
Nov 13, 2023
Q3 2023
|
Evoke Wealth, LLC
|
SELL
|
- |
-220- 4.77% |
$73.7K - $78.4K
|
4.4K
$1.96M
|
|
|
Oct 31, 2023
Q3 2023
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-224- 18.02% |
$75K - $79.8K
|
1.02K
$455K
|
|
|
Oct 27, 2023
Q3 2023
|
Grandview Asset Management LLC
|
SELL
|
- |
-228- 6.37% |
$76.4K - $81.2K
|
3.35K
$1.49M
|
|
|
Nov 14, 2023
Q3 2023
|
Mai Capital Management
|
SELL
|
- |
-234- 3.87% |
$78.4K - $83.4K
|
5.82K
$2.59M
|
|
|
Jul 22, 2024
Q3 2023
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-245- 4.44% |
$82.1K - $87.3K
|
5.27K
$2.35M
|
|
|
Nov 13, 2023
Q3 2023
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-247- 10.98% |
$82.7K - $88K
|
2K
$894K
|
|
|
Nov 01, 2023
Q3 2023
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-249- 6.14% |
$83.4K - $88.7K
|
3.81K
$1.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-250- 98.81% |
$83.7K - $89.1K
|
3
$1.34K
|
|
|
Oct 25, 2023
Q3 2023
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-253- 1.44% |
$84.7K - $90.1K
|
17.4K
$7.75M
|
|
|
Oct 17, 2023
Q3 2023
|
Fortune 45 LLC
|
SELL
|
- |
-253- 2.98% |
$84.7K - $90.1K
|
8.24K
$3.68M
|
|
|
Oct 12, 2023
Q3 2023
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-254- 8.09% |
$85.1K - $90.5K
|
2.89K
$1.29M
|
|
|
Nov 06, 2023
Q3 2023
|
Summit Asset Management, LLC
Memphis, TN |
SELL
|
- |
-256- 1.6% |
$85.7K - $91.2K
|
15.7K
$7.02M
|
|
|
Oct 10, 2023
Q3 2023
|
American National Bank
|
SELL
|
- |
-258- 1.91% |
$86.4K - $91.9K
|
13.3K
$5.91M
|
|
|
Oct 12, 2023
Q3 2023
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-259- 6.08% |
$86.8K - $92.3K
|
4K
$1.78M
|
|
|
Nov 14, 2023
Q3 2023
|
Pinnacle Holdings, LLC
Tulsa, OK |
SELL
|
- |
-260- 0.78% |
$87.1K - $92.6K
|
33.2K
$14.8M
|
|
|
Oct 16, 2023
Q3 2023
|
Epic Trust Investment Advisors, LLC
|
SELL
|
- |
-270- 6.33% |
$90.4K - $96.2K
|
3.99K
$1.78M
|
|
|
Nov 13, 2023
Q3 2023
|
Coastwise Capital Group, LLC
La Jolla, CA |
SELL
|
- |
-273- 3.35% |
$91.4K - $97.2K
|
7.88K
$3.52M
|
|
|
Nov 13, 2023
Q3 2023
|
Valley National Advisers Inc
|
SELL
|
- |
-279- 5.78% |
$93.5K - $99.4K
|
4.55K
$2.03M
|
|
|
Nov 03, 2023
Q3 2023
|
Oversea Chinese Banking Corp LTD
Great Eastern Centre, U0 |
SELL
|
- |
-280- 2.84% |
$93.8K - $99.7K
|
9.58K
$4.28M
|
|
|
Nov 03, 2023
Q3 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-284- 20.0% |
$95.1K - $101K
|
1.14K
$507K
|
|
|
Nov 13, 2023
Q3 2023
|
Stokes Family Office, LLC
|
SELL
|
- |
-286- 5.73% |
$95.8K - $102K
|
4.71K
$2.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-289- 0.39% |
$96.8K - $103K
|
72.9K
$32.5M
|
|
|
Oct 17, 2023
Q3 2023
|
Rodgers & Associates, LTD
|
SELL
|
- |
-300- 28.63% |
$100K - $107K
|
748
$334K
|
|
|
Nov 14, 2023
Q3 2023
|
Private Capital Management, LLC
Naples, FL |
SELL
|
- |
-300- 20.0% |
$100K - $107K
|
1.2K
$535K
|