Purchases and Sales Made in Q3 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Morningstar Investment Services LLC
Chicago, IL |
SELL
|
- |
-826- 21.87% |
$277K - $294K
|
2.95K
$1.31M
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-914- 12.41% |
$306K - $326K
|
6.45K
$2.86M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-929- 0.45% |
$311K - $331K
|
208K
$92M
|
|
|
Nov 13, 2023
Q3 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-949- 2.63% |
$318K - $338K
|
35.1K
$15.5M
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
SELL
|
- |
-958- 2.66% |
$321K - $341K
|
35.1K
$15.6M
|
|
|
Nov 07, 2023
Q3 2023
|
True Wealth Advisors, LLC
|
SELL
|
- |
-1.01K- 10.87% |
$338K - $360K
|
8.28K
$3.67M
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-1.04K- 5.05% |
$348K - $370K
|
19.5K
$8.66M
|
|
|
Nov 14, 2023
Q3 2023
|
Ria Advisory Group LLC
Ames, IA |
SELL
|
- |
-1.05K- 57.28% |
$352K - $374K
|
783
$347K
|
|
|
Nov 07, 2023
Q3 2023
|
Greenwich Wealth Management LLC
Greenwich, CT |
SELL
|
- |
-1.11K- 8.55% |
$373K - $397K
|
11.9K
$5.28M
|
|
|
Nov 20, 2023
Q3 2023
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-1.12K- 81.75% |
$375K - $399K
|
250
$111K
|
|
|
Oct 20, 2023
Q3 2023
|
Brookstone Capital Management
|
SELL
|
- |
-1.15K- 3.03% |
$385K - $409K
|
36.8K
$16.3M
|
|
|
Oct 25, 2023
Q3 2023
|
Oak Harvest Investment Services
|
SELL
|
- |
-1.21K- 3.84% |
$405K - $431K
|
30.3K
$13.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.22K- 0.1% |
$409K - $435K
|
1.23M
$546M
|
|
|
Nov 06, 2023
Q3 2023
|
Keystone Financial Group
|
SELL
|
- |
-1.23K- 15.86% |
$411K - $437K
|
6.51K
$2.88M
|
|
|
Nov 13, 2023
Q3 2023
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-1.28K- 3.4% |
$429K - $456K
|
36.4K
$16.1M
|
|
|
Nov 14, 2023
Q3 2023
|
All Terrain Financial Advisors, LLC
Coon Rapids, MN |
SELL
|
- |
-1.31K- 3.93% |
$439K - $467K
|
32K
$14.2M
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-1.34K- 26.64% |
$448K - $477K
|
3.69K
$1.63M
|
|
|
Oct 25, 2023
Q3 2023
|
Lindbrook Capital, LLC
|
SELL
|
- |
-1.44K- 52.87% |
$484K - $514K
|
1.29K
$570K
|
|
|
Oct 19, 2023
Q3 2023
|
Sol Capital Management CO
|
SELL
|
- |
-1.46K- 42.36% |
$487K - $518K
|
1.98K
$877K
|
|
|
Nov 08, 2023
Q3 2023
|
Kcm Investment Advisors LLC
Greenbrae, CA |
SELL
|
- |
-1.5K- 29.34% |
$502K - $534K
|
3.61K
$1.6M
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.66K- 9.02% |
$556K - $592K
|
16.8K
$7.43M
|
|
|
Nov 01, 2023
Q3 2023
|
Regions Financial Corp
|
SELL
|
- |
-1.69K- 8.74% |
$566K - $602K
|
17.6K
$7.82M
|
|
|
Oct 25, 2023
Q3 2023
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
SELL
|
- |
-1.7K- 33.28% |
$569K - $606K
|
3.41K
$1.51M
|
|
|
Nov 13, 2023
Q3 2023
|
Campbell Wealth Management
|
SELL
|
- |
-1.71K- 2.07% |
$573K - $609K
|
81.1K
$35.9M
|
|
|
Oct 23, 2023
Q3 2023
|
Balboa Wealth Partners
Newport Beach, CA |
SELL
|
- |
-1.76K- 36.05% |
$589K - $627K
|
3.12K
$1.38M
|
|
|
Nov 14, 2023
Q3 2023
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-1.8K- 67.41% |
$601K - $639K
|
868
$385K
|
|
|
Nov 15, 2023
Q3 2023
|
V Wealth Advisors LLC
|
SELL
|
- |
-1.81K- 41.48% |
$605K - $643K
|
2.55K
$1.13M
|
|
|
Nov 13, 2023
Q3 2023
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-1.81K- 9.22% |
$605K - $643K
|
17.8K
$7.88M
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-1.81K- 7.34% |
$607K - $646K
|
22.9K
$10.1M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.82K- 3.49% |
$611K - $650K
|
50.5K
$22.4M
|
|
|
Oct 30, 2023
Q3 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.88K- 8.58% |
$629K - $669K
|
20K
$8.86M
|
|
|
Nov 13, 2023
Q3 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-1.95K- 73.43% |
$652K - $694K
|
705
$312K
|
|
|
Nov 01, 2023
Q3 2023
|
Lowery Thomas, LLC
San Francisco, CA |
SELL
|
- |
-1.95K- 17.3% |
$653K - $694K
|
9.32K
$4.13M
|
|
|
Nov 08, 2023
Q3 2023
|
Washburn Capital Management, Inc.
|
SELL
|
- |
-2.05K- 5.45% |
$687K - $731K
|
35.6K
$15.8M
|
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
SELL
|
- |
-2.16K- 57.1% |
$724K - $770K
|
1.63K
$720K
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-2.2K- 34.05% |
$736K - $782K
|
4.25K
$1.89M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.29K- 21.85% |
$766K - $815K
|
8.18K
$3.62M
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-2.33K- 12.91% |
$780K - $830K
|
15.7K
$6.97M
|
|
|
Oct 10, 2023
Q3 2023
|
Ewg Elevate Inc.
|
SELL
|
- |
-2.37K- 71.22% |
$795K - $845K
|
959
$425K
|
|
|
Nov 02, 2023
Q3 2023
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-2.51K- 49.41% |
$841K - $894K
|
2.57K
$1.14M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.59K- 3.7% |
$868K - $923K
|
67.5K
$29.9M
|
|
|
Feb 02, 2024
Q3 2023
|
Tactive Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-2.61KClosed |
$875K - $931K
|
0
$0
|
|
|
Oct 12, 2023
Q3 2023
|
Churchill Management Corp
|
SELL
|
- |
-2.79K- 0.5% |
$934K - $993K
|
553K
$245M
|
|
|
Oct 17, 2023
Q3 2023
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-2.87K- 8.14% |
$962K - $1.02M
|
32.4K
$14.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Mill Creek Capital Advisors, LLC
Conshohocken, PA |
SELL
|
- |
-2.9K- 38.19% |
$971K - $1.03M
|
4.69K
$2.08M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.07K- 1.35% |
$1.03M - $1.09M
|
224K
$99.2M
|
|
|
Nov 09, 2023
Q3 2023
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-3.44K- 20.79% |
$1.15M - $1.23M
|
13.1K
$5.81M
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-3.6K- 58.24% |
$1.21M - $1.28M
|
2.58K
$1.14M
|
|
|
Oct 24, 2023
Q3 2023
|
Bank Hapoalim Bm
|
SELL
|
- |
-3.66K- 37.94% |
$1.22M - $1.3M
|
5.98K
$2.65M
|
|
|
Oct 19, 2023
Q3 2023
|
Dohj, LLC
Seattle, WA |
SELL
|
- |
-3.8K- 84.26% |
$1.27M - $1.35M
|
710
$315K
|