Purchases and Sales Made in Q3 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 10, 2023
Q3 2023
|
Greenfield Savings Bank
|
BUY
|
- |
8+ 0.17% |
$2.68K - $2.85K
|
4.67K
$2.08M
|
|
Nov 14, 2023
Q3 2023
|
Per Stirling Capital Management, Llc.
Austin, TX |
BUY
|
- |
8+ 0.49% |
$2.68K - $2.85K
|
1.63K
$726K
|
|
Oct 17, 2023
Q3 2023
|
Garrison Point Advisors, LLC
Walnut Creek, CA |
BUY
|
- |
7+ 0.32% |
$2.34K - $2.49K
|
2.18K
$973K
|
|
Nov 14, 2023
Q3 2023
|
Arcadia Wealth Management, LLC
Manchester, NH |
BUY
|
- |
6+ 0.4% |
$2.01K - $2.14K
|
1.5K
$669K
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
6+ 0.39% |
$2.01K - $2.14K
|
1.56K
$698K
|
|
Nov 14, 2023
Q3 2023
|
Fsm Wealth Advisors, LLC
Cleveland, OH |
BUY
|
- |
6+ 0.13% |
$2.01K - $2.14K
|
4.48K
$2M
|
|
Oct 12, 2023
Q3 2023
|
Sage Capital Advisors,Llc
|
BUY
|
- |
6+ 0.38% |
$2.01K - $2.14K
|
1.59K
$708K
|
|
Oct 10, 2023
Q3 2023
|
Aprio Wealth Management, LLC
|
BUY
|
- |
5+ 0.46% |
$1.67K - $1.78K
|
1.09K
$484K
|
|
Oct 23, 2023
Q3 2023
|
Hexagon Capital Partners LLC
|
BUY
|
- |
5New |
$1.67K - $1.78K
|
5
$2.23K
|
|
Oct 24, 2023
Q3 2023
|
Simon Quick Advisors, LLC
|
BUY
|
- |
5+ 0.43% |
$1.67K - $1.78K
|
1.16K
$518K
|
|
Oct 24, 2023
Q3 2023
|
Aspire Capital Advisors LLC
Seattle, WA |
BUY
|
- |
5+ 0.38% |
$1.67K - $1.78K
|
1.32K
$589K
|
|
Nov 14, 2023
Q3 2023
|
Alesco Advisors LLC
Pittsford, NY |
BUY
|
- |
5+ 0.56% |
$1.67K - $1.78K
|
900
$401K
|
|
Oct 30, 2023
Q3 2023
|
Narus Financial Partners, LLC
Salt Lake City, UT |
BUY
|
- |
5+ 0.36% |
$1.67K - $1.78K
|
1.38K
$616K
|
|
Oct 24, 2023
Q3 2023
|
Sky Oak Wealth, LLC
|
BUY
|
- |
4+ 0.39% |
$1.34K - $1.42K
|
1.02K
$456K
|
|
Nov 08, 2023
Q3 2023
|
Plancorp, LLC
|
BUY
|
- |
4+ 0.35% |
$1.34K - $1.42K
|
1.16K
$516K
|
|
Oct 16, 2023
Q3 2023
|
Caliber Wealth Management, LLC
|
BUY
|
- |
4+ 0.48% |
$1.34K - $1.42K
|
833
$372K
|
|
Nov 14, 2023
Q3 2023
|
Key Client Fiduciary Advisors, LLC
|
BUY
|
- |
4+ 0.19% |
$1.34K - $1.42K
|
2.14K
$955K
|
|
Oct 30, 2023
Q3 2023
|
Unionview, LLC
Seattle, WA |
BUY
|
- |
4+ 0.44% |
$1.34K - $1.42K
|
917
$409K
|
|
Nov 03, 2023
Q3 2023
|
Black Diamond Financial, LLC
|
BUY
|
- |
3+ 0.49% |
$1K - $1.07K
|
617
$275K
|
|
Oct 23, 2023
Q3 2023
|
Financial Management Network Inc
|
BUY
|
- |
3+ 0.41% |
$1K - $1.07K
|
739
$330K
|
|
Mar 12, 2024
Q3 2023
|
Executive Wealth Group LLC
Kirkland, WA |
BUY
|
- |
3+ 0.48% |
$1K - $1.07K
|
629
$281K
|
|
Nov 14, 2023
Q3 2023
|
Trustco Bank Corp N Y
Albany, NY |
BUY
|
- |
3+ 0.5% |
$1K - $1.07K
|
605
$270K
|
|
Oct 20, 2023
Q3 2023
|
Tnf LLC
|
BUY
|
- |
3+ 0.25% |
$1K - $1.07K
|
1.19K
$532K
|
|
Nov 15, 2023
Q3 2023
|
Jdm Financial Group LLC
Encino, CA |
BUY
|
- |
3+ 0.12% |
$1K - $1.07K
|
2.44K
$1.09M
|
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
3+ 75.0% |
$1K - $1.07K
|
7
$3.12K
|
|
Oct 10, 2023
Q3 2023
|
Evensky & Katz LLC
|
BUY
|
- |
3+ 0.43% |
$1K - $1.07K
|
704
$314K
|
|
Nov 06, 2023
Q3 2023
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
2+ 0.52% |
$670 - $712
|
383
$171K
|
|
Oct 18, 2023
Q3 2023
|
Olistico Wealth, LLC
Tulsa, OK |
BUY
|
- |
2+ 0.17% |
$670 - $712
|
1.16K
$518K
|
|
Oct 26, 2023
Q3 2023
|
Traverso Chambers Private Wealth Management, LLC
|
BUY
|
- |
2+ 0.2% |
$670 - $712
|
979
$437K
|
|
Nov 06, 2023
Q3 2023
|
Warner Financial, Inc
Bethesda, MD |
BUY
|
- |
2+ 0.2% |
$670 - $712
|
998
$445K
|
|
Nov 06, 2023
Q3 2023
|
Xml Financial, LLC
|
BUY
|
- |
2+ 0.26% |
$670 - $712
|
782
$349K
|
|
Nov 14, 2023
Q3 2023
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
2+ 0.07% |
$670 - $712
|
2.91K
$1.3M
|
|
Oct 13, 2023
Q3 2023
|
Jackson, Grant Investment Advisers, Inc.
|
BUY
|
- |
2+ 0.52% |
$670 - $712
|
388
$173K
|
|
Oct 13, 2023
Q3 2023
|
Venture Visionary Partners LLC
|
BUY
|
- |
2+ 0.02% |
$670 - $712
|
13.1K
$5.86M
|
|
Nov 14, 2023
Q3 2023
|
Tiedemann Advisors, LLC
|
BUY
|
- |
2+ 0.25% |
$670 - $712
|
794
$354K
|
|
Nov 13, 2023
Q3 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
2New |
$670 - $712
|
2
$892
|
|
Oct 10, 2023
Q3 2023
|
Vigilare Wealth Management
|
BUY
|
- |
2+ 0.08% |
$670 - $712
|
2.37K
$1.06M
|
|
Oct 10, 2023
Q3 2023
|
Monterey Private Wealth, Inc.
|
BUY
|
- |
2+ 0.24% |
$670 - $712
|
843
$376K
|
|
Nov 13, 2023
Q3 2023
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
1+ 0.01% |
$335 - $356
|
7.5K
$3.35M
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
1+ 1.64% |
$335 - $356
|
62
$27.7K
|
|
Nov 08, 2023
Q3 2023
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
BUY
|
- |
1+ 0.02% |
$335 - $356
|
4.46K
$1.99M
|
|
Oct 17, 2023
Q3 2023
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
1+ 0.15% |
$335 - $356
|
665
$297K
|
|
Nov 08, 2023
Q3 2023
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
1+ 0.04% |
$335 - $356
|
2.66K
$1.19M
|
|
Nov 14, 2023
Q3 2023
|
Tcg Advisory Services, LLC
Austin, TX |
BUY
|
- |
1+ 0.08% |
$335 - $356
|
1.26K
$563K
|
|
Nov 13, 2023
Q3 2023
|
Alpha Core Capital LLC
La Jolla, CA |
BUY
|
- |
1+ 0.16% |
$335 - $356
|
633
$282K
|
|
Nov 14, 2023
Q3 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
1+ 0.08% |
$335 - $356
|
1.28K
$573K
|
|
Oct 25, 2023
Q3 2023
|
Stephens Consulting, LLC
Flint, MI |
BUY
|
- |
1+ 0.31% |
$335 - $356
|
325
$145K
|
|
Oct 25, 2023
Q3 2023
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
1+ 0.06% |
$335 - $356
|
1.77K
$787K
|
|
Nov 14, 2023
Q3 2023
|
Strategic Wealth Partners Group LLC
Deerfield, IL |
BUY
|
- |
1+ 0.11% |
$335 - $356
|
931
$415K
|
|
Oct 26, 2023
Q3 2023
|
Duncker Streett & CO Inc
|
BUY
|
- |
1+ 0.04% |
$335 - $356
|
2.29K
$1.02M
|