Purchases and Sales Made in Q3 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
41+ 49.4% |
$13.7K - $14.6K
|
124
$55.3K
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
40New |
$13.4K - $14.2K
|
40
$17.8K
|
|
Oct 23, 2023
Q3 2023
|
Sheets Smith Wealth Management
|
BUY
|
- |
38+ 2.38% |
$12.7K - $13.5K
|
1.64K
$731K
|
|
Nov 02, 2023
Q3 2023
|
Echo45 Advisors LLC
|
BUY
|
- |
37+ 0.1% |
$12.4K - $13.2K
|
36.2K
$16.1M
|
|
Nov 13, 2023
Q3 2023
|
Riggs Asset Managment Co. Inc.
|
BUY
|
- |
37+ 3.75% |
$12.4K - $13.2K
|
1.02K
$457K
|
|
Oct 13, 2023
Q3 2023
|
Cra Financial Services, LLC
|
BUY
|
- |
35+ 1.16% |
$11.7K - $12.5K
|
3.04K
$1.36M
|
|
Oct 19, 2023
Q3 2023
|
Grimes & Company, Inc.
|
BUY
|
- |
35+ 0.67% |
$11.7K - $12.5K
|
5.27K
$2.35M
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
34+ 1.23% |
$11.4K - $12.1K
|
2.79K
$1.24M
|
|
Nov 14, 2023
Q3 2023
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
33+ 1.48% |
$11.1K - $11.8K
|
2.26K
$1.01M
|
|
Nov 03, 2023
Q3 2023
|
Main Street Research LLC
Sausalito, CA |
BUY
|
- |
32+ 4.27% |
$10.7K - $11.4K
|
782
$349K
|
|
Nov 08, 2023
Q3 2023
|
Penobscot Investment Management Company, Inc.
Boston, MA |
BUY
|
- |
30+ 2.79% |
$10K - $10.7K
|
1.11K
$493K
|
|
Nov 13, 2023
Q3 2023
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
29New |
$9.71K - $10.3K
|
29
$12.9K
|
|
Oct 30, 2023
Q3 2023
|
Bogart Wealth, LLC
|
BUY
|
- |
25+ 10.08% |
$8.37K - $8.91K
|
273
$122K
|
|
Oct 10, 2023
Q3 2023
|
Goal Vest Advisory LLC
|
BUY
|
- |
25New |
$8.37K - $8.91K
|
25
$11.2K
|
|
Oct 05, 2023
Q3 2023
|
Bay Rivers Group
|
BUY
|
- |
25+ 0.21% |
$8.37K - $8.91K
|
12K
$5.36M
|
|
Nov 13, 2023
Q3 2023
|
Hancock Whitney Corp
|
BUY
|
- |
24+ 0.9% |
$8.04K - $8.55K
|
2.69K
$1.2M
|
|
Nov 13, 2023
Q3 2023
|
Glassman Wealth Services
|
BUY
|
- |
22New |
$7.37K - $7.84K
|
22
$9.81K
|
|
Nov 02, 2023
Q3 2023
|
Gables Capital Management Inc.
|
BUY
|
- |
21+ 1.92% |
$7.03K - $7.48K
|
1.12K
$498K
|
|
Oct 10, 2023
Q3 2023
|
Halpern Financial, Inc.
Ashburn, VA |
BUY
|
- |
21New |
$7.03K - $7.48K
|
21
$9.37K
|
|
Oct 19, 2023
Q3 2023
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
21+ 1.81% |
$7.03K - $7.48K
|
1.18K
$526K
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
21+ 0.67% |
$7.03K - $7.48K
|
3.18K
$1.42M
|
|
Nov 13, 2023
Q3 2023
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
21+ 2.0% |
$7.03K - $7.48K
|
1.07K
$478K
|
|
Nov 13, 2023
Q3 2023
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
20+ 0.75% |
$6.7K - $7.12K
|
2.68K
$1.2M
|
|
Oct 27, 2023
Q3 2023
|
Whittier Trust CO
|
BUY
|
- |
19+ 0.07% |
$6.36K - $6.77K
|
25.5K
$11.4M
|
|
Oct 10, 2023
Q3 2023
|
Acorn Financial Advisory Services Inc
|
BUY
|
- |
19+ 2.09% |
$6.36K - $6.77K
|
929
$414K
|
|
Nov 09, 2023
Q3 2023
|
Jackson Hole Capital Partners, LLC
|
BUY
|
- |
18+ 0.46% |
$6.03K - $6.41K
|
3.95K
$1.76M
|
|
Nov 14, 2023
Q3 2023
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
18+ 0.57% |
$6.03K - $6.41K
|
3.16K
$1.41M
|
|
Nov 13, 2023
Q3 2023
|
Bank Julius Baer & Co. Ltd, Zurich
|
BUY
|
- |
18+ 3.57% |
$6.03K - $6.41K
|
522
$233K
|
|
Nov 14, 2023
Q3 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
17+ 0.54% |
$5.69K - $6.06K
|
3.16K
$1.41M
|
|
Oct 26, 2023
Q3 2023
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
16+ 0.52% |
$5.36K - $5.7K
|
3.07K
$1.37M
|
|
Nov 14, 2023
Q3 2023
|
True North Advisors, LLC
|
BUY
|
- |
15+ 0.74% |
$5.02K - $5.34K
|
2.05K
$914K
|
|
Oct 26, 2023
Q3 2023
|
Comerica Securities,Inc.
|
BUY
|
- |
15+ 1.05% |
$5.02K - $5.34K
|
1.44K
$642K
|
|
Nov 14, 2023
Q3 2023
|
La Salle St. Investment Advisors, LLC
Elmhurst, IL |
BUY
|
- |
15+ 1.13% |
$5.02K - $5.34K
|
1.34K
$596K
|
|
Nov 02, 2023
Q3 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
14New |
$4.69K - $4.99K
|
14
$6.25K
|
|
Oct 17, 2023
Q3 2023
|
Advisors Management Group Inc
|
BUY
|
- |
11+ 0.09% |
$3.68K - $3.92K
|
12.6K
$5.61M
|
|
Nov 15, 2023
Q3 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
11+ 1.09% |
$3.68K - $3.92K
|
1.02K
$454K
|
|
Nov 14, 2023
Q3 2023
|
Inter Ocean Capital Group, LLC
Nashville, TN |
BUY
|
- |
11+ 0.16% |
$3.68K - $3.92K
|
6.72K
$3M
|
|
Nov 14, 2023
Q3 2023
|
Safeguard Investment Advisory Group, LLC
|
BUY
|
- |
10+ 1.32% |
$3.35K - $3.56K
|
765
$341K
|
|
Nov 06, 2023
Q3 2023
|
L.M. Kohn & Company
|
BUY
|
- |
10+ 0.55% |
$3.35K - $3.56K
|
1.84K
$821K
|
|
Oct 25, 2023
Q3 2023
|
Bnc Wealth Management, LLC
|
BUY
|
- |
10+ 0.79% |
$3.35K - $3.56K
|
1.28K
$570K
|
|
Nov 01, 2023
Q3 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
10+ 1.35% |
$3.35K - $3.56K
|
750
$335K
|
|
Oct 10, 2023
Q3 2023
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
9+ 0.39% |
$3.01K - $3.21K
|
2.3K
$1.03M
|
|
Nov 08, 2023
Q3 2023
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
BUY
|
- |
9New |
$3.01K - $3.21K
|
9
$4.01K
|
|
Nov 14, 2023
Q3 2023
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
9+ 9.68% |
$3.01K - $3.21K
|
102
$45.5K
|
|
Oct 20, 2023
Q3 2023
|
Bremer Bank National Association
|
BUY
|
- |
9+ 0.06% |
$3.01K - $3.21K
|
15K
$6.67M
|
|
Oct 23, 2023
Q3 2023
|
Joel Isaacson & Co., LLC
|
BUY
|
- |
9+ 0.25% |
$3.01K - $3.21K
|
3.67K
$1.64M
|
|
Nov 09, 2023
Q3 2023
|
American Investment Services, Inc.
|
BUY
|
- |
8+ 0.41% |
$2.68K - $2.85K
|
1.96K
$873K
|
|
Nov 13, 2023
Q3 2023
|
Strategic Family Wealth Counselors, L.L.C.
Fairfield, NJ |
BUY
|
- |
8+ 1.02% |
$2.68K - $2.85K
|
789
$352K
|
|
Nov 02, 2023
Q3 2023
|
Capital Performance Advisors LLP
|
BUY
|
- |
8+ 0.46% |
$2.68K - $2.85K
|
1.73K
$772K
|
|
Nov 14, 2023
Q3 2023
|
Zwj Investment Counsel Inc
|
BUY
|
- |
8+ 1.09% |
$2.68K - $2.85K
|
745
$332K
|