Purchases and Sales Made in Q3 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
120+ 3.63% |
$40.2K - $42.7K
|
3.42K
$1.53M
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
119+ 4.32% |
$39.9K - $42.4K
|
2.87K
$1.28M
|
|
Nov 14, 2023
Q3 2023
|
Eaton Financial Holdings Company, LLC
Coral Springs, FL |
BUY
|
- |
118+ 1.86% |
$39.5K - $42K
|
6.47K
$2.89M
|
|
Oct 10, 2023
Q3 2023
|
Selective Wealth Management, Inc.
|
BUY
|
- |
112+ 5.19% |
$37.5K - $39.9K
|
2.27K
$1.01M
|
|
Nov 14, 2023
Q3 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
112+ 2.87% |
$37.5K - $39.9K
|
4.01K
$1.79M
|
|
Oct 19, 2023
Q3 2023
|
Good Life Advisors, LLC
|
BUY
|
- |
110+ 5.62% |
$36.8K - $39.2K
|
2.07K
$922K
|
|
Nov 13, 2023
Q3 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
106+ 6.31% |
$35.5K - $37.8K
|
1.79K
$796K
|
|
Oct 24, 2023
Q3 2023
|
Center For Financial Planning, Inc.
Southfied, MI |
BUY
|
- |
101+ 37.13% |
$33.8K - $36K
|
373
$166K
|
|
Oct 10, 2023
Q3 2023
|
Activest Wealth Management
|
BUY
|
- |
101+ 22.15% |
$33.8K - $36K
|
557
$248K
|
|
Nov 09, 2023
Q3 2023
|
Heritage Investors Management Corp
|
BUY
|
- |
100+ 1.54% |
$33.5K - $35.6K
|
6.6K
$2.94M
|
|
Nov 09, 2023
Q3 2023
|
Bip Wealth, LLC
Atlanta, GA |
BUY
|
- |
100+ 8.29% |
$33.5K - $35.6K
|
1.31K
$583K
|
|
Oct 23, 2023
Q3 2023
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
BUY
|
- |
100+ 3.82% |
$33.5K - $35.6K
|
2.72K
$1.21M
|
|
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
100+ 16.58% |
$33.5K - $35.6K
|
703
$314K
|
|
Nov 13, 2023
Q3 2023
|
Jacobi Capital Management LLC
|
BUY
|
- |
100+ 5.11% |
$33.5K - $35.6K
|
2.06K
$917K
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
100+ 0.17% |
$33.5K - $35.6K
|
57.5K
$25.6M
|
|
Nov 14, 2023
Q3 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
99+ 1.56% |
$33.2K - $35.3K
|
6.44K
$2.87M
|
|
Oct 18, 2023
Q3 2023
|
Hubbell Strickland Wealth Management, LLC
|
BUY
|
- |
99+ 15.02% |
$33.2K - $35.3K
|
758
$338K
|
|
Nov 14, 2023
Q3 2023
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
96+ 9.46% |
$32.2K - $34.2K
|
1.11K
$496K
|
|
Nov 09, 2023
Q3 2023
|
Cpr Investments Inc.
Rochester, MI |
BUY
|
- |
94+ 3.36% |
$31.5K - $33.5K
|
2.89K
$1.29M
|
|
Oct 18, 2023
Q3 2023
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
93+ 5.42% |
$31.2K - $33.1K
|
1.81K
$807K
|
|
Oct 18, 2023
Q3 2023
|
Advisory Alpha, LLC
|
BUY
|
- |
92+ 1.86% |
$30.8K - $32.8K
|
5.03K
$2.24M
|
|
Oct 16, 2023
Q3 2023
|
Onyx Bridge Wealth Group LLC
|
BUY
|
- |
92+ 2.75% |
$30.8K - $32.8K
|
3.44K
$1.53M
|
|
Nov 14, 2023
Q3 2023
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
90+ 4.55% |
$30.1K - $32.1K
|
2.07K
$923K
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
90+ 25.86% |
$30.1K - $32.1K
|
438
$195K
|
|
Nov 07, 2023
Q3 2023
|
Valmark Advisers, Inc.
|
BUY
|
- |
90+ 13.45% |
$30.1K - $32.1K
|
759
$339K
|
|
Oct 10, 2023
Q3 2023
|
Founders Capital Management
|
BUY
|
- |
89+ 9.4% |
$29.8K - $31.7K
|
1.04K
$462K
|
|
Oct 16, 2023
Q3 2023
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
89+ 1.62% |
$29.8K - $31.7K
|
5.6K
$2.5M
|
|
Oct 19, 2023
Q3 2023
|
Gfs Advisors, LLC
|
BUY
|
- |
83+ 0.91% |
$27.8K - $29.6K
|
9.18K
$4.09M
|
|
May 28, 2024
Q3 2023
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
BUY
|
- |
76+ 12.22% |
$25.5K - $27.1K
|
698
$311K
|
|
Oct 19, 2023
Q3 2023
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
73+ 3.83% |
$24.5K - $26K
|
1.98K
$883K
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
72+ 7.32% |
$24.1K - $25.6K
|
1.06K
$471K
|
|
Nov 13, 2023
Q3 2023
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
BUY
|
- |
70+ 21.28% |
$23.4K - $24.9K
|
399
$178K
|
|
Oct 30, 2023
Q3 2023
|
Octavia Wealth Advisors, LLC
|
BUY
|
- |
68+ 8.74% |
$22.8K - $24.2K
|
846
$377K
|
|
Nov 14, 2023
Q3 2023
|
Coston, Mc Isaac & Partners
Bar Harbor, ME |
BUY
|
- |
66+ 264.0% |
$22.1K - $23.5K
|
91
$40.6K
|
|
Nov 13, 2023
Q3 2023
|
Provence Wealth Management Group
|
BUY
|
- |
66New |
$22.1K - $23.5K
|
66
$29.4K
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
66+ 3300.0% |
$22.1K - $23.5K
|
68
$30.3K
|
|
Nov 14, 2023
Q3 2023
|
Ellerson Group Inc /Adv
Annapolis, MD |
BUY
|
- |
65+ 9.63% |
$21.8K - $23.2K
|
740
$330K
|
|
Oct 30, 2023
Q3 2023
|
Grove Bank & Trust
|
BUY
|
- |
64+ 90.14% |
$21.4K - $22.8K
|
135
$60.2K
|
|
Nov 08, 2023
Q3 2023
|
Archer Investment Corp
|
BUY
|
- |
62+ 52.54% |
$20.8K - $22.1K
|
180
$80.3K
|
|
Oct 12, 2023
Q3 2023
|
Global Trust Asset Management, LLC
|
BUY
|
- |
60+ 4.33% |
$20.1K - $21.4K
|
1.45K
$645K
|
|
Oct 16, 2023
Q3 2023
|
Rothschild Investment Corp
|
BUY
|
- |
57+ 1.69% |
$19.1K - $20.3K
|
3.42K
$1.53M
|
|
Oct 24, 2023
Q3 2023
|
Strategic Investment Advisors
Farmington Hills, MI |
BUY
|
- |
57+ 9.68% |
$19.1K - $20.3K
|
646
$288K
|
|
Oct 31, 2023
Q3 2023
|
Ifg Advisors, LLC
|
BUY
|
- |
56+ 0.45% |
$18.8K - $19.9K
|
12.5K
$5.6M
|
|
Nov 17, 2023
Q3 2023
|
Diversified Trust CO
|
BUY
|
- |
55+ 9.39% |
$18.4K - $19.6K
|
641
$286K
|
|
Oct 31, 2023
Q3 2023
|
Triumph Capital Management
|
BUY
|
- |
54+ 0.93% |
$18.1K - $19.2K
|
5.87K
$2.62M
|
|
Oct 27, 2023
Q3 2023
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
51+ 0.18% |
$17.1K - $18.2K
|
27.9K
$12.4M
|
|
Oct 30, 2023
Q3 2023
|
Psagot Value Holdings Ltd.
Tel Aviv, L3 |
BUY
|
- |
50+ 6.02% |
$16.7K - $17.8K
|
880
$393K
|
|
Oct 17, 2023
Q3 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
48+ 685.71% |
$16.1K - $17.1K
|
55
$24.5K
|
|
Nov 01, 2023
Q3 2023
|
Howard Wealth Management, LLC
Madison, CT |
BUY
|
- |
47+ 2.67% |
$15.7K - $16.7K
|
1.81K
$806K
|
|
Oct 19, 2023
Q3 2023
|
Intergy Private Wealth, LLC
|
BUY
|
- |
45+ 0.32% |
$15.1K - $16K
|
14.1K
$6.3M
|