Purchases and Sales Made in Q4 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Parsons Capital Management Inc
|
SELL
|
- |
-25- 2.57% |
$7.3K - $8.65K
|
947
$411K
|
|
|
Jan 27, 2023
Q4 2022
|
Center For Financial Planning, Inc.
Southfied, MI |
SELL
|
- |
-25- 8.42% |
$7.3K - $8.65K
|
272
$118K
|
|
|
Jan 18, 2023
Q4 2022
|
Purus Wealth Management, LLC
|
SELL
|
- |
-26- 0.61% |
$7.59K - $9K
|
4.23K
$1.84M
|
|
|
Jan 26, 2023
Q4 2022
|
Dumont & Blake Investment Advisors LLC
|
SELL
|
- |
-26- 1.52% |
$7.59K - $9K
|
1.68K
$731K
|
|
|
Feb 07, 2023
Q4 2022
|
Strategic Wealth Partners Group LLC
Deerfield, IL |
SELL
|
- |
-27- 3.12% |
$7.88K - $9.34K
|
838
$364K
|
|
|
Jan 19, 2023
Q4 2022
|
Appleton Partners Inc
|
SELL
|
- |
-30- 3.12% |
$8.76K - $10.4K
|
933
$405K
|
|
|
Jan 27, 2023
Q4 2022
|
Successful Portfolios LLC
|
SELL
|
- |
-30- 2.89% |
$8.76K - $10.4K
|
1.01K
$438K
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-31- 0.05% |
$9.05K - $10.7K
|
60K
$26M
|
|
|
Feb 01, 2023
Q4 2022
|
Private Portfolio Partners LLC
|
SELL
|
- |
-32- 1.21% |
$9.34K - $11.1K
|
2.61K
$1.13M
|
|
|
Feb 10, 2023
Q4 2022
|
South State Corp
|
SELL
|
- |
-33- 0.63% |
$9.63K - $11.4K
|
5.21K
$2.26M
|
|
|
Jan 11, 2023
Q4 2022
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-37- 4.77% |
$10.8K - $12.8K
|
739
$321K
|
|
|
Feb 13, 2023
Q4 2022
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-40- 4.9% |
$11.7K - $13.8K
|
777
$337K
|
|
|
Jan 19, 2023
Q4 2022
|
First United Bank & Trust
|
SELL
|
- |
-40- 5.22% |
$11.7K - $13.8K
|
726
$315K
|
|
|
Sep 11, 2024
Q4 2022
|
Summit Wealth Partners, LLC
Orlando, FL |
SELL
|
- |
-41- 0.49% |
$12K - $14.2K
|
8.35K
$3.63M
|
|
|
Feb 13, 2023
Q4 2022
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-42- 1.63% |
$12.3K - $14.5K
|
2.53K
$1.1M
|
|
|
Feb 06, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-45- 1.7% |
$13.1K - $15.6K
|
2.61K
$1.13M
|
|
|
Feb 14, 2023
Q4 2022
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-45- 4.46% |
$13.1K - $15.6K
|
965
$419K
|
|
|
Feb 03, 2023
Q4 2022
|
Gables Capital Management Inc.
|
SELL
|
- |
-45- 3.75% |
$13.1K - $15.6K
|
1.16K
$501K
|
|
|
Feb 13, 2023
Q4 2022
|
Holderness Investments CO
Greensboro, NC |
SELL
|
- |
-46- 4.36% |
$13.4K - $15.9K
|
1.01K
$439K
|
|
|
Feb 10, 2023
Q4 2022
|
Tctc Holdings, LLC
Dallas, TX |
SELL
|
- |
-47- 3.31% |
$13.7K - $16.3K
|
1.37K
$596K
|
|
|
Feb 14, 2023
Q4 2022
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-50- 35.21% |
$14.6K - $17.3K
|
92
$39.9K
|
|
|
Feb 13, 2023
Q4 2022
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-51- 1.88% |
$14.9K - $17.6K
|
2.66K
$1.15M
|
|
|
Jan 17, 2023
Q4 2022
|
Oxinas Partners Wealth Management LLC
|
SELL
|
- |
-51- 1.17% |
$14.9K - $17.6K
|
4.3K
$1.87M
|
|
|
Feb 02, 2023
Q4 2022
|
Forvis Wealth Advisors, LLC
|
SELL
|
- |
-52- 1.1% |
$15.2K - $18K
|
4.67K
$2.03M
|
|
|
Jan 19, 2023
Q4 2022
|
Octavia Wealth Advisors, LLC
|
SELL
|
- |
-55- 7.08% |
$16.1K - $19K
|
722
$313K
|
|
|
Feb 01, 2023
Q4 2022
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-58- 5.71% |
$16.9K - $20.1K
|
957
$416K
|
|
|
Feb 10, 2023
Q4 2022
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-60- 4.63% |
$17.5K - $20.8K
|
1.24K
$537K
|
|
|
Feb 03, 2023
Q4 2022
|
Parallel Advisors, LLC
|
SELL
|
- |
-62- 13.6% |
$18.1K - $21.5K
|
394
$171K
|
|
|
Feb 08, 2023
Q4 2022
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-67- 1.04% |
$19.6K - $23.2K
|
6.37K
$2.77M
|
|
|
Jan 19, 2023
Q4 2022
|
Rothschild Investment Corp
|
SELL
|
- |
-68- 4.77% |
$19.9K - $23.5K
|
1.36K
$590K
|
|
|
Jan 20, 2023
Q4 2022
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-71- 4.83% |
$20.7K - $24.6K
|
1.4K
$607K
|
|
|
Feb 07, 2023
Q4 2022
|
Lincoln National Corp
|
SELL
|
- |
-74- 3.63% |
$21.6K - $25.6K
|
1.96K
$853K
|
|
|
Jan 23, 2023
Q4 2022
|
Saxon Interests, Inc.
|
SELL
|
- |
-75- 6.2% |
$21.9K - $26K
|
1.13K
$492K
|
|
|
Feb 14, 2023
Q4 2022
|
Arvest Trust CO N A
Rogers, AR |
SELL
|
- |
-81- 0.94% |
$23.6K - $28K
|
8.58K
$3.73M
|
|
|
May 17, 2023
Q4 2022
|
Zhang Financial LLC
|
SELL
|
- |
-85- 3.69% |
$24.8K - $29.4K
|
2.22K
$963K
|
|
|
Jan 13, 2023
Q4 2022
|
Rodgers & Associates, LTD
|
SELL
|
- |
-85- 6.89% |
$24.8K - $29.4K
|
1.15K
$498K
|
|
|
Feb 14, 2023
Q4 2022
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-85- 6.18% |
$24.8K - $29.4K
|
1.29K
$560K
|
|
|
Jan 31, 2023
Q4 2022
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-85- 2.09% |
$24.8K - $29.4K
|
3.99K
$1.73M
|
|
|
Feb 13, 2023
Q4 2022
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-85- 30.47% |
$24.8K - $29.4K
|
194
$84.2K
|
|
|
Feb 07, 2023
Q4 2022
|
Washburn Capital Management, Inc.
|
SELL
|
- |
-86- 0.15% |
$25.1K - $29.8K
|
55.9K
$24.3M
|
|
|
Feb 13, 2023
Q4 2022
|
Gray Wealth Management Inc.
Bangor, ME |
SELL
|
- |
-92- 1.88% |
$26.9K - $31.8K
|
4.8K
$2.09M
|
|
|
Feb 14, 2023
Q4 2022
|
Pacific Financial Group Inc
|
SELL
|
- |
-95- 4.11% |
$27.7K - $32.9K
|
2.22K
$963K
|
|
|
Feb 13, 2023
Q4 2022
|
First City Capital Management, Inc.
|
SELL
|
- |
-95- 3.9% |
$27.7K - $32.9K
|
2.34K
$1.02M
|
|
|
Jan 26, 2023
Q4 2022
|
Johnson Midwest Financial, LLC
|
SELL
|
- |
-97- 23.32% |
$28.3K - $33.6K
|
319
$139K
|
|
|
Jan 31, 2023
Q4 2022
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-97- 2.13% |
$28.3K - $33.6K
|
4.45K
$1.93M
|
|
|
Feb 14, 2023
Q4 2022
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-100- 13.72% |
$29.2K - $34.6K
|
629
$273K
|
|
|
Feb 13, 2023
Q4 2022
|
Second Half Financial Partners, LLC
Sebring, FL |
SELL
|
- |
-102- 1.82% |
$29.8K - $35.3K
|
5.51K
$2.39M
|
|
|
Jan 10, 2023
Q4 2022
|
Gradient Investments LLC
|
SELL
|
- |
-108- 87.1% |
$31.5K - $37.4K
|
16
$6.95K
|
|
|
Feb 02, 2023
Q4 2022
|
Raymond James Trust N.A.
|
SELL
|
- |
-108- 3.31% |
$31.5K - $37.4K
|
3.16K
$1.37M
|
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-109- 6.12% |
$31.8K - $37.7K
|
1.67K
$726K
|