Purchases and Sales Made in Q4 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2023
Q4 2022
|
Lowery Thomas, LLC
San Francisco, CA |
SELL
|
- |
-1.29K- 9.98% |
$377K - $446K
|
11.6K
$5.05M
|
|
|
Feb 09, 2023
Q4 2022
|
Wealthsource Partners, LLC
|
SELL
|
- |
-1.35K- 66.27% |
$393K - $466K
|
685
$297K
|
|
|
Feb 09, 2023
Q4 2022
|
Financial Advisory Group
Houston, TX |
SELL
|
- |
-1.37K- 1.62% |
$400K - $474K
|
83.2K
$36.1M
|
|
|
Feb 09, 2023
Q4 2022
|
Gainplan LLC
Bloomfield Hills, MI |
SELL
|
- |
-1.39K- 41.02% |
$407K - $482K
|
2K
$870K
|
|
|
Mar 02, 2023
Q4 2022
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
SELL
|
- |
-1.51K- 14.06% |
$440K - $521K
|
9.2K
$4M
|
|
|
Jan 27, 2023
Q4 2022
|
Cowa, LLC
Tulsa, OK |
SELL
|
- |
-1.55K- 9.42% |
$453K - $536K
|
14.9K
$6.47M
|
|
|
Jan 31, 2023
Q4 2022
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-1.66K- 1.4% |
$483K - $573K
|
116K
$50.5M
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.67K- 14.09% |
$487K - $577K
|
10.2K
$4.42M
|
|
|
Feb 14, 2023
Q4 2022
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-1.71K- 28.02% |
$499K - $592K
|
4.39K
$1.91M
|
|
|
Feb 14, 2023
Q4 2022
|
Epic Trust Investment Advisors, LLC
|
SELL
|
- |
-1.74K- 25.17% |
$508K - $602K
|
5.18K
$2.25M
|
|
|
Jul 24, 2024
Q4 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-1.76K- 24.03% |
$513K - $608K
|
5.56K
$2.41M
|
|
|
Feb 13, 2023
Q4 2022
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-1.78K- 19.34% |
$519K - $615K
|
7.41K
$3.22M
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.79K- 3.22% |
$521K - $618K
|
53.6K
$23.3M
|
|
|
Sep 07, 2023
Q4 2022
|
Frank, Rimerman Advisors LLC
Palo Alto, CA |
SELL
|
- |
-1.87K- 15.18% |
$545K - $646K
|
10.4K
$4.53M
|
|
|
Feb 13, 2023
Q4 2022
|
Crosspoint Capital Strategies, LLC
Orinda, CA |
SELL
|
- |
-1.88K- 58.76% |
$549K - $650K
|
1.32K
$573K
|
|
|
Jan 31, 2023
Q4 2022
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-1.97K- 17.64% |
$574K - $680K
|
9.18K
$3.99M
|
|
|
Feb 14, 2023
Q4 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-2.06K- 25.99% |
$602K - $713K
|
5.87K
$2.55M
|
|
|
Feb 07, 2023
Q4 2022
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-2.11K- 16.8% |
$615K - $729K
|
10.4K
$4.53M
|
|
|
Jan 09, 2023
Q4 2022
|
Brookstone Capital Management
|
SELL
|
- |
-2.2K- 4.01% |
$642K - $761K
|
52.7K
$22.9M
|
|
|
Feb 13, 2023
Q4 2022
|
Jones Financial Companies Lllp
|
SELL
|
- |
-2.23K- 3.1% |
$651K - $772K
|
69.8K
$30.3M
|
|
|
Jan 17, 2023
Q4 2022
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
SELL
|
- |
-2.35K- 61.95% |
$687K - $814K
|
1.45K
$627K
|
|
|
Feb 03, 2023
Q4 2022
|
Mine & Arao Wealth Creation & Management, Llc.
Campbell, CA |
SELL
|
- |
-2.45K- 4.69% |
$716K - $849K
|
49.9K
$21.6M
|
|
|
Jun 12, 2023
Q4 2022
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-2.59K- 10.73% |
$756K - $896K
|
21.5K
$9.35M
|
|
|
Aug 29, 2024
Q4 2022
|
Centennial Bank/Ar/
Conway, AR |
SELL
|
- |
-2.6K- 62.65% |
$759K - $900K
|
1.55K
$673K
|
|
|
Jan 25, 2023
Q4 2022
|
Pinnacle Associates LTD
|
SELL
|
- |
-2.66K- 5.29% |
$777K - $922K
|
47.7K
$20.7M
|
|
|
Jan 12, 2023
Q4 2022
|
Valley National Advisers Inc
|
SELL
|
- |
-2.69K- 26.38% |
$784K - $930K
|
7.5K
$3.25M
|
|
|
Jan 12, 2023
Q4 2022
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-3.07K- 20.35% |
$896K - $1.06M
|
12K
$5.22M
|
|
|
Feb 13, 2023
Q4 2022
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-3.13K- 6.64% |
$915K - $1.08M
|
44.1K
$19.1M
|
|
|
Jan 09, 2023
Q4 2022
|
Ayalon Insurance Comp Ltd.
|
SELL
|
- |
-3.15K- 38.72% |
$919K - $1.09M
|
4.98K
$2.16M
|
|
|
Feb 08, 2023
Q4 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-3.2K- 26.07% |
$934K - $1.11M
|
9.07K
$3.94M
|
|
|
Feb 10, 2023
Q4 2022
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-3.23K- 5.76% |
$944K - $1.12M
|
52.8K
$22.9M
|
|
|
Feb 06, 2023
Q4 2022
|
Arkansas Financial Group, Inc.
|
SELL
|
- |
-3.28K- 1.38% |
$958K - $1.14M
|
235K
$102M
|
|
|
Feb 09, 2023
Q4 2022
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-3.35K- 80.43% |
$978K - $1.16M
|
815
$354K
|
|
|
Feb 14, 2023
Q4 2022
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-3.44K- 67.31% |
$1M - $1.19M
|
1.67K
$725K
|
|
|
Jan 20, 2023
Q4 2022
|
Hb Wealth Management, LLC
|
SELL
|
- |
-3.54K- 33.66% |
$1.03M - $1.22M
|
6.97K
$3.03M
|
|
|
Jan 10, 2023
Q4 2022
|
Churchill Management Corp
|
SELL
|
- |
-3.74K- 0.65% |
$1.09M - $1.3M
|
571K
$248M
|
|
|
Jan 25, 2023
Q4 2022
|
Stephens Inc
|
SELL
|
- |
-4.05K- 6.32% |
$1.18M - $1.4M
|
60.1K
$26.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-4.11K- 67.9% |
$1.2M - $1.42M
|
1.94K
$843K
|
|
|
Feb 14, 2023
Q4 2022
|
Resurgent Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-4.31K- 96.96% |
$1.26M - $1.49M
|
135
$58.6K
|
|
|
Feb 13, 2023
Q4 2022
|
Berkshire Money Management, Inc.
|
SELL
|
- |
-4.46K- 1.3% |
$1.3M - $1.54M
|
338K
$147M
|
|
|
Feb 13, 2023
Q4 2022
|
Truepoint, Inc.
|
SELL
|
- |
-6.17K- 32.0% |
$1.8M - $2.13M
|
13.1K
$5.69M
|
|
|
Feb 06, 2023
Q4 2022
|
Aaf Wealth Management, LLC
|
SELL
|
- |
-6.23K- 75.33% |
$1.82M - $2.16M
|
2.04K
$886K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-6.37K- 5.51% |
$1.86M - $2.2M
|
109K
$47.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Vontobel Holding Ltd.
|
SELL
|
- |
-6.56K- 34.37% |
$1.91M - $2.27M
|
12.5K
$5.44M
|
|
|
Feb 10, 2023
Q4 2022
|
Churchill Management Corp
|
SELL
|
- |
-6.61K- 1.16% |
$1.93M - $2.29M
|
564K
$245M
|
|
|
Feb 02, 2023
Q4 2022
|
Wall Street Access Asset Management, LLC
New York, NY |
SELL
|
- |
-6.67K- 87.75% |
$1.95M - $2.31M
|
931
$404K
|
|
|
Feb 10, 2023
Q4 2022
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-7.18K- 10.43% |
$2.1M - $2.49M
|
61.7K
$26.8M
|
|
|
Feb 13, 2023
Q4 2022
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-7.35K- 89.83% |
$2.15M - $2.54M
|
832
$361K
|
|
|
Jan 24, 2023
Q4 2022
|
National Bank Of Canada
|
SELL
|
- |
-7.54K- 16.74% |
$2.2M - $2.61M
|
37.5K
$16.3M
|
|
|
Feb 13, 2023
Q4 2022
|
M&T Bank Corp
|
SELL
|
- |
-7.59K- 25.3% |
$2.22M - $2.63M
|
22.4K
$9.73M
|