Purchases and Sales Made in Q4 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 23, 2023
Q4 2022
|
Parisi Gray Wealth Management
|
BUY
|
- |
74+ 4.87% |
$21.6K - $25.6K
|
1.6K
$693K
|
|
|
Feb 14, 2023
Q4 2022
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
71+ 2.84% |
$20.7K - $24.6K
|
2.57K
$1.12M
|
|
|
Jun 01, 2023
Q4 2022
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
67+ 2.41% |
$19.6K - $23.2K
|
2.85K
$1.24M
|
|
|
Jan 26, 2023
Q4 2022
|
Howard Wealth Management, LLC
Madison, CT |
BUY
|
- |
64+ 3.91% |
$18.7K - $22.1K
|
1.7K
$739K
|
|
|
Jan 31, 2023
Q4 2022
|
Ifg Advisors, LLC
|
BUY
|
- |
64+ 0.52% |
$18.7K - $22.1K
|
12.4K
$5.37M
|
|
|
Jan 12, 2023
Q4 2022
|
Greenfield Savings Bank
|
BUY
|
- |
62+ 1.4% |
$18.1K - $21.5K
|
4.5K
$1.95M
|
|
|
Feb 10, 2023
Q4 2022
|
Essex Financial Services, Inc.
|
BUY
|
- |
59+ 1.37% |
$17.2K - $20.4K
|
4.37K
$1.9M
|
|
|
Jan 13, 2023
Q4 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
56+ 1.36% |
$16.3K - $19.4K
|
4.17K
$1.81M
|
|
|
Feb 09, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
56+ 2.15% |
$16.3K - $19.4K
|
2.66K
$1.16M
|
|
|
Dec 13, 2023
Q4 2022
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
55+ 3.52% |
$16.1K - $19K
|
1.62K
$702K
|
|
|
Feb 10, 2023
Q4 2022
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
55+ 3.52% |
$16.1K - $19K
|
1.62K
$702K
|
|
|
Oct 23, 2023
Q4 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
54+ 1.88% |
$15.8K - $18.7K
|
2.93K
$1.27M
|
|
|
Mar 01, 2023
Q4 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
54+ 3.78% |
$15.8K - $18.7K
|
1.48K
$643K
|
|
|
Feb 06, 2023
Q4 2022
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
53+ 0.39% |
$15.5K - $18.3K
|
13.5K
$5.87M
|
|
|
Jan 26, 2023
Q4 2022
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
52+ 1.71% |
$15.2K - $18K
|
3.1K
$1.35M
|
|
|
Jan 10, 2023
Q4 2022
|
Apella Capital, LLC
|
BUY
|
- |
51+ 4.86% |
$14.9K - $17.6K
|
1.1K
$478K
|
|
|
Feb 01, 2023
Q4 2022
|
Meritage Portfolio Management
|
BUY
|
- |
50+ 2.56% |
$14.6K - $17.3K
|
2.01K
$871K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
49+ 1.77% |
$14.3K - $17K
|
2.82K
$1.23M
|
|
|
Jan 27, 2023
Q4 2022
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
BUY
|
- |
43+ 1.12% |
$12.6K - $14.9K
|
3.89K
$1.69M
|
|
|
Jan 27, 2023
Q4 2022
|
Traverso Chambers Private Wealth Management, LLC
|
BUY
|
- |
41+ 3.85% |
$12K - $14.2K
|
1.11K
$480K
|
|
|
Feb 06, 2023
Q4 2022
|
Savant Capital, LLC
|
BUY
|
- |
41+ 2.8% |
$12K - $14.2K
|
1.51K
$654K
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
40New |
$11.7K - $13.8K
|
40
$17.4K
|
|
|
Feb 09, 2023
Q4 2022
|
Allie Family Office LLC
|
BUY
|
- |
40+ 0.91% |
$11.7K - $13.8K
|
4.43K
$1.92M
|
|
|
Jan 27, 2023
Q4 2022
|
Concord Wealth Partners
|
BUY
|
- |
38New |
$11.1K - $13.2K
|
38
$16.5K
|
|
|
Feb 09, 2023
Q4 2022
|
Financial Management Network Inc
|
BUY
|
- |
37+ 5.34% |
$10.8K - $12.8K
|
730
$317K
|
|
|
Jan 17, 2023
Q4 2022
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
37+ 1.03% |
$10.8K - $12.8K
|
3.62K
$1.57M
|
|
|
Jan 18, 2023
Q4 2022
|
Kg&L Capital Management,Llc
|
BUY
|
- |
35+ 4.8% |
$10.2K - $12.1K
|
764
$332K
|
|
|
Feb 13, 2023
Q4 2022
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
35+ 2.69% |
$10.2K - $12.1K
|
1.34K
$581K
|
|
|
Feb 08, 2023
Q4 2022
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
32+ 16.24% |
$9.34K - $11.1K
|
229
$99.4K
|
|
|
Feb 03, 2023
Q4 2022
|
Eagle Strategies LLC
New York, NY |
BUY
|
- |
32+ 4.17% |
$9.34K - $11.1K
|
800
$347K
|
|
|
Feb 09, 2023
Q4 2022
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
BUY
|
- |
32+ 11.47% |
$9.34K - $11.1K
|
311
$135K
|
|
|
Jan 18, 2023
Q4 2022
|
Magnolia Capital Management LTD
|
BUY
|
- |
30+ 0.17% |
$8.76K - $10.4K
|
17.4K
$7.57M
|
|
|
Jan 23, 2023
Q4 2022
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
29+ 51.79% |
$8.47K - $10K
|
85
$36.9K
|
|
|
Feb 10, 2023
Q4 2022
|
Comerica Securities,Inc.
|
BUY
|
- |
28+ 1.99% |
$8.17K - $9.69K
|
1.43K
$622K
|
|
|
Jan 20, 2023
Q4 2022
|
Hall Private Wealth Advisors
|
BUY
|
- |
27+ 2.92% |
$7.88K - $9.34K
|
953
$414K
|
|
|
Feb 03, 2023
Q4 2022
|
Grove Bank & Trust
|
BUY
|
- |
25New |
$7.3K - $8.65K
|
25
$10.9K
|
|
|
Jun 27, 2023
Q4 2022
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
25+ 1.26% |
$7.3K - $8.65K
|
2.01K
$872K
|
|
|
Feb 14, 2023
Q4 2022
|
Bridgecreek Investment Management, LLC
Tulsa, OK |
BUY
|
- |
25+ 3.42% |
$7.3K - $8.65K
|
755
$328K
|
|
|
Feb 13, 2023
Q4 2022
|
True North Advisors, LLC
|
BUY
|
- |
25+ 1.25% |
$7.3K - $8.65K
|
2.03K
$880K
|
|
|
Feb 13, 2023
Q4 2022
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
23+ 0.36% |
$6.72K - $7.96K
|
6.43K
$2.79M
|
|
|
Jan 27, 2023
Q4 2022
|
Arcus Capital Partners, LLC
|
BUY
|
- |
20New |
$5.84K - $6.92K
|
20
$8.68K
|
|
|
Feb 10, 2023
Q4 2022
|
Jackson Hole Capital Partners, LLC
|
BUY
|
- |
20+ 0.52% |
$5.84K - $6.92K
|
3.89K
$1.69M
|
|
|
Jan 09, 2023
Q4 2022
|
Weaver Consulting Group
|
BUY
|
- |
20+ 1.37% |
$5.84K - $6.92K
|
1.48K
$642K
|
|
|
Jan 20, 2023
Q4 2022
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
20New |
$5.84K - $6.92K
|
20
$8.68K
|
|
|
Feb 01, 2023
Q4 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
19+ 9.64% |
$5.55K - $6.58K
|
216
$93.8K
|
|
|
Aug 07, 2024
Q4 2022
|
Abound Wealth Management
Franklin, TN |
BUY
|
- |
19+ 8.23% |
$5.55K - $6.58K
|
250
$109K
|
|
|
Feb 13, 2023
Q4 2022
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
BUY
|
- |
19+ 0.14% |
$5.55K - $6.58K
|
13.4K
$5.8M
|
|
|
Feb 06, 2023
Q4 2022
|
Bogart Wealth, LLC
|
BUY
|
- |
18+ 10.17% |
$5.26K - $6.23K
|
195
$84.7K
|
|
|
Jan 09, 2023
Q4 2022
|
Founders Capital Management
|
BUY
|
- |
18+ 2.13% |
$5.26K - $6.23K
|
865
$376K
|
|
|
Jan 18, 2023
Q4 2022
|
Winthrop Advisory Group LLC
|
BUY
|
- |
18+ 1.94% |
$5.26K - $6.23K
|
947
$411K
|