Latest Institutional Purchases of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This list provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
12.2K+ 71.91% |
$156K - $173K
|
29.2K
$433K
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
11.1KNew |
$142K - $157K
|
11.1K
$165K
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
BUY
|
- |
4.32KNew |
$55.3K - $61.2K
|
4.32K
$64.2K
|
|
|
Aug 16, 2024
Q4 2023
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
3.54KNew |
$45.3K - $50.1K
|
3.54K
$52.6K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
BUY
|
- |
3.2K+ 160.0% |
$41K - $45.3K
|
5.2K
$77.3K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
500New |
$6.41K - $7.08K
|
500
$7.43K
|
|
|
Jan 24, 2024
Q4 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
4+ 4.94% |
$51.2 - $56.6
|
85
$1.26K
|
|
| Q3 2023 | |||||||
|
Oct 24, 2023
Q3 2023
|
Legacy Financial Group LLC
|
BUY
|
- |
1.3KNew |
$17.6K - $18.8K
|
1.3K
$19.3K
|
|
|
Oct 24, 2023
Q3 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
276+ 1.89% |
$3.76K - $4K
|
14.9K
$221K
|
|
| Q2 2023 | |||||||
|
Aug 17, 2023
Q2 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
335New |
$4.61K - $5.06K
|
335
$4.98K
|
|
|
Aug 14, 2023
Q2 2023
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
313New |
$4.31K - $4.73K
|
313
$4.65K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
23.4KNew |
$331K - $371K
|
23.4K
$347K
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2KNew |
$28.3K - $31.7K
|
2K
$29.7K
|
|
|
May 15, 2023
Q1 2023
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
399New |
$5.65K - $6.32K
|
399
$5.93K
|
|
|
Apr 13, 2023
Q1 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
333New |
$4.71K - $5.28K
|
333
$4.95K
|
|
| Q4 2022 | |||||||
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.62KNew |
$22.1K - $26.1K
|
1.62K
$24K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
1.29KNew |
$17.7K - $20.9K
|
1.29K
$19.2K
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
1KNew |
$13.7K - $16.2K
|
1K
$14.9K
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
335New |
$4.58K - $5.41K
|
335
$4.98K
|
|
|
Feb 13, 2023
Q4 2022
|
Delta Asset Management LLC
Memphis, TN |
BUY
|
- |
50New |
$684 - $808
|
50
$743
|
|
|
Feb 09, 2023
Q4 2022
|
Citigroup Inc
|
BUY
|
- |
32+ 4.2% |
$437 - $517
|
793
$11.8K
|
|
|
Jan 17, 2023
Q4 2022
|
Bangor Savings Bank
Bangor, ME |
BUY
|
- |
1New |
$13.7 - $16.2
|
1
$14.9
|
|
| Q3 2022 | |||||||
|
Oct 17, 2022
Q3 2022
|
Ota Financial Group L.P.
|
BUY
|
- |
17KNew |
$230K - $280K
|
17K
$253K
|
|
|
Oct 31, 2022
Q3 2022
|
Mufg Americas Holdings Corp
|
BUY
|
- |
400New |
$5.4K - $6.58K
|
400
$5.94K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
2.16KNew |
$31.8K - $36.6K
|
2.16K
$32.1K
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.03KNew |
$29.9K - $34.4K
|
2.03K
$30.2K
|
|
|
Aug 12, 2022
Q2 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
42+ 0.27% |
$618 - $711
|
15.8K
$234K
|
|
|
Jul 29, 2022
Q2 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
32+ 0.93% |
$471 - $542
|
3.48K
$51.7K
|
|
| Q3 2021 | |||||||
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$168K - $177K
|
10K
$149K
|
|
| Q1 2021 | |||||||
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
250New |
$3.66K - $4.06K
|
250
$3.72K
|
|
| Q4 2020 | |||||||
|
Feb 11, 2021
Q4 2020
|
Leo Brokerage, LLC
|
BUY
|
- |
23KNew |
$293K - $350K
|
23K
$342K
|
|
|
Nov 12, 2021
Q4 2020
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
1.16KNew |
$14.7K - $17.6K
|
1.16K
$17.2K
|
|
|
Jan 27, 2021
Q4 2020
|
Wolff Wiese Magana LLC
|
BUY
|
- |
88New |
$1.12K - $1.34K
|
88
$1.31K
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Kathmere Capital Management, LLC
Wayne, PA |
BUY
|
- |
84.4KNew |
$1.1M - $1.21M
|
84.4K
$1.25M
|
|
| Q1 2020 | |||||||
|
May 05, 2020
Q1 2020
|
Horan Securities, Inc.
|
BUY
|
- |
200New |
$1.99K - $3.6K
|
200
$2.97K
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
38.9KNew |
$715K - $772K
|
38.9K
$578K
|
|
| Q2 2018 | |||||||
|
Jul 31, 2018
Q2 2018
|
Horan Capital Advisors, Llc.
Cincinnati, OH |
BUY
|
- |
200New |
$3.48K - $3.99K
|
200
$2.97K
|
|
| Q4 2017 | |||||||
|
Jan 24, 2018
Q4 2017
|
Baldwin Brothers LLC
|
BUY
|
- |
2.59KNew |
$43.8K - $48.8K
|
2.59K
$38.5K
|
|
|
Mar 24, 2023
Q4 2017
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.71K+ 87.96% |
$28.9K - $32.2K
|
3.65K
$54.3K
|
|
| Q4 2016 | |||||||
|
Jan 03, 2024
Q4 2016
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
600New |
N/A
|
600
$8.92K
|
|
| Q2 2010 | |||||||
|
Aug 05, 2021
Q2 2010
|
Antonetti Capital Management LLC
|
BUY
|
- |
1.34KNew |
N/A
|
1.34K
$19.9K
|
|