Latest Institutional Transactions on Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 11, 2025
Q2 2025
|
Kapstone Financial Advisors LLC
Dayton, OH |
BUY
|
- |
12.7KNew |
$162K - $184K
|
12.7K
$181K
|
|
|
Jul 10, 2025
Q2 2025
|
Stolper CO
|
BUY
|
- |
2.59K+ 7.86% |
$33K - $37.6K
|
35.5K
$509K
|
|
|
Jul 09, 2025
Q2 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-5.74K- 12.75% |
$73.2K - $83.3K
|
39.3K
$563K
|
|
|
Jul 08, 2025
Q2 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
5.67K+ 7.81% |
$72.3K - $82.3K
|
78.2K
$1.12M
|
|
| Q1 2025 | |||||||
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-2.5K- 16.83% |
$35.5K - $39.2K
|
12.4K
$177K
|
|
|
May 15, 2025
Q1 2025
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
1.6K+ 4.92% |
$22.7K - $25.1K
|
34.1K
$489K
|
|
|
May 15, 2025
Q1 2025
|
Wpg Advisers, LLC
Baltimore, MD |
SELL
|
- |
-1.06K- 40.48% |
$15K - $16.5K
|
1.55K
$22.3K
|
|
|
May 15, 2025
Q1 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-4.45K- 6.12% |
$63.1K - $69.7K
|
68.2K
$978K
|
|
|
May 15, 2025
Q1 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
6+ 0.04% |
$85.1 - $94
|
14.2K
$203K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
40.2K+ 3.27% |
$570K - $630K
|
1.27M
$18.2M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
7.2K+ 0.38% |
$102K - $113K
|
1.89M
$27.1M
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-431- 0.37% |
$6.12K - $6.75K
|
117K
$1.68M
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
4.44K+ 15.96% |
$62.9K - $69.5K
|
32.2K
$462K
|
|
|
May 15, 2025
Q1 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
29KNew |
$412K - $454K
|
29K
$416K
|
|
|
May 15, 2025
Q1 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-36.1K- 8.3% |
$512K - $566K
|
399K
$5.72M
|
|
|
May 15, 2025
Q1 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-111K- 38.47% |
$1.58M - $1.75M
|
178K
$2.56M
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-68.4K- 29.6% |
$970K - $1.07M
|
163K
$2.33M
|
|
|
May 15, 2025
Q1 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
18.7K+ 93.69% |
$265K - $292K
|
38.6K
$553K
|
|
|
May 14, 2025
Q1 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-7.62K- 37.46% |
$108K - $119K
|
12.7K
$182K
|
|
|
May 14, 2025
Q1 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
9.52K+ 12.29% |
$135K - $149K
|
87K
$1.25M
|
|
|
May 14, 2025
Q1 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.72K- 11.86% |
$24.4K - $26.9K
|
12.8K
$183K
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
BUY
|
- |
1.13K+ 23.28% |
$16K - $17.7K
|
5.97K
$85.6K
|
|
|
May 14, 2025
Q1 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-7.26K- 20.47% |
$103K - $114K
|
28.2K
$404K
|
|
|
May 14, 2025
Q1 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
4.48K+ 3.77% |
$63.6K - $70.2K
|
123K
$1.77M
|
|
|
May 14, 2025
Q1 2025
|
Wealth Preservation Advisors, LLC
Chattanooga, TN |
BUY
|
- |
8.19KNew |
$116K - $128K
|
8.19K
$117K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
6.3K+ 2.26% |
$89.4K - $98.8K
|
286K
$4.09M
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-59.1K- 9.33% |
$839K - $926K
|
575K
$8.23M
|
|
|
May 14, 2025
Q1 2025
|
Pks Advisory Services, LLC
Albany, NY |
SELL
|
- |
-300- 2.36% |
$4.26K - $4.7K
|
12.4K
$178K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-46.2K- 6.12% |
$656K - $724K
|
709K
$10.2M
|
|
|
May 13, 2025
Q1 2025
|
Coldstream Capital Management Inc
|
BUY
|
- |
846New |
$12K - $13.3K
|
846
$12.1K
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
800+ 80.0% |
$11.4K - $12.5K
|
1.8K
$25.8K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
6.11K+ 0.82% |
$86.7K - $95.7K
|
751K
$10.8M
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-240K- 32.62% |
$3.41M - $3.77M
|
496K
$7.11M
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
895New |
$12.7K - $14K
|
895
$12.8K
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-891- 1.36% |
$12.6K - $14K
|
64.8K
$929K
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
16.7K+ 2.88% |
$237K - $261K
|
596K
$8.54M
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
68K+ 43.81% |
$966K - $1.07M
|
223K
$3.2M
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.1K- 6.91% |
$44K - $48.6K
|
41.8K
$599K
|
|
|
May 09, 2025
Q1 2025
|
Costello Asset Management, Inc
|
BUY
|
- |
1.08KNew |
$15.4K - $17K
|
1.08K
$15.5K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-660- 2.75% |
$9.37K - $10.3K
|
23.4K
$335K
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
174K+ 179.86% |
$2.46M - $2.72M
|
270K
$3.87M
|
|
|
May 09, 2025
Q1 2025
|
Schnieders Capital Management LLC
|
SELL
|
- |
-4.5K- 12.06% |
$63.9K - $70.5K
|
32.8K
$470K
|
|
|
May 09, 2025
Q1 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-127K- 21.52% |
$1.81M - $2M
|
465K
$6.66M
|
|
|
May 08, 2025
Q1 2025
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-2.02K- 14.78% |
$28.6K - $31.6K
|
11.6K
$167K
|
|
|
May 08, 2025
Q1 2025
|
Eastern Bank
|
BUY
|
- |
5.04KNew |
$71.5K - $78.9K
|
5.04K
$72.2K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
14K+ 11.15% |
$199K - $219K
|
140K
$2M
|
|
|
May 07, 2025
Q1 2025
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
4+ 0.03% |
$56.8 - $62.7
|
13.4K
$192K
|
|
|
May 07, 2025
Q1 2025
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
78New |
$1.11K - $1.22K
|
78
$1.12K
|
|
|
May 06, 2025
Q1 2025
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
61.6KNew |
$874K - $966K
|
61.6K
$883K
|
|