Latest Institutional Transactions on Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 19, 2025
Q2 2025
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-15.7K- 35.56% |
$200K - $228K
|
28.4K
$408K
|
|
|
Aug 19, 2025
Q2 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
500New |
$6.38K - $7.26K
|
500
$7.19K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-266- 2.15% |
$3.39K - $3.86K
|
12.1K
$174K
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-58.3K- 3.09% |
$744K - $846K
|
1.83M
$26.3M
|
|
|
Aug 14, 2025
Q2 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-6.88K- 5.58% |
$87.8K - $99.8K
|
116K
$1.67M
|
|
|
Aug 14, 2025
Q2 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-529- 0.78% |
$6.75K - $7.68K
|
67.7K
$973K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-143K- 20.22% |
$1.83M - $2.08M
|
566K
$8.13M
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
18.4K+ 57.11% |
$235K - $267K
|
50.6K
$727K
|
|
|
Aug 14, 2025
Q2 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-331- 2.33% |
$4.22K - $4.8K
|
13.9K
$199K
|
|
|
Aug 14, 2025
Q2 2025
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
2K+ 5.87% |
$25.5K - $29K
|
36.1K
$519K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-51.2K- 10.31% |
$653K - $743K
|
445K
$6.4M
|
|
|
Aug 14, 2025
Q2 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
31K+ 106.74% |
$395K - $449K
|
60K
$862K
|
|
|
Aug 14, 2025
Q2 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
13.6K+ 15.6% |
$173K - $197K
|
101K
$1.45M
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-16.9K- 26.02% |
$215K - $245K
|
47.9K
$689K
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
613+ 4.82% |
$7.82K - $8.89K
|
13.3K
$192K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-18.9K- 2.52% |
$242K - $275K
|
732K
$10.5M
|
|
|
Aug 14, 2025
Q2 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-48.6K- 12.18% |
$620K - $705K
|
350K
$5.03M
|
|
|
Aug 14, 2025
Q2 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-18.7K- 10.48% |
$239K - $271K
|
160K
$2.29M
|
|
|
Aug 14, 2025
Q2 2025
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-17.5K- 45.36% |
$223K - $254K
|
21.1K
$303K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-18.2K- 15.48% |
$232K - $264K
|
99.2K
$1.43M
|
|
|
Aug 14, 2025
Q2 2025
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
421K+ 144.65% |
$5.37M - $6.11M
|
712K
$10.2M
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-170K- 13.43% |
$2.18M - $2.47M
|
1.1M
$15.8M
|
|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.58K+ 12.4% |
$20.2K - $23K
|
14.3K
$206K
|
|
|
Aug 13, 2025
Q2 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
18.4KNew |
$235K - $268K
|
18.4K
$265K
|
|
|
Aug 13, 2025
Q2 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
19KNew |
$242K - $276K
|
19K
$273K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.09K+ 1.41% |
$13.9K - $15.8K
|
78.2K
$1.12M
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-10.8K- 1.81% |
$138K - $157K
|
585K
$8.41M
|
|
|
Aug 13, 2025
Q2 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
20.8K+ 3.63% |
$266K - $302K
|
595K
$8.56M
|
|
|
Aug 13, 2025
Q2 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-41.3K- 14.47% |
$527K - $600K
|
244K
$3.51M
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
SELL
|
- |
-1.58K- 26.37% |
$20.1K - $22.9K
|
4.4K
$63.2K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
56.8K+ 40.71% |
$725K - $824K
|
196K
$2.82M
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.21K- 0.75% |
$15.5K - $17.6K
|
161K
$2.32M
|
|
|
Aug 12, 2025
Q2 2025
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-1.27K- 3.17% |
$16.2K - $18.5K
|
38.9K
$558K
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.83K- 2.29% |
$23.3K - $26.5K
|
78.1K
$1.12M
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
16KNew |
$204K - $232K
|
16K
$230K
|
|
|
Aug 11, 2025
Q2 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-3.62K- 10.68% |
$46.2K - $52.5K
|
30.2K
$435K
|
|
|
Aug 11, 2025
Q2 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1.96K+ 219.22% |
$25K - $28.5K
|
2.86K
$41.1K
|
|
|
Aug 11, 2025
Q2 2025
|
Wpg Advisers, LLC
Baltimore, MD |
SELL
|
- |
-545- 35.09% |
$6.95K - $7.91K
|
1.01K
$14.5K
|
|
|
Aug 11, 2025
Q2 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
10.9K+ 28.98% |
$139K - $158K
|
48.5K
$696K
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
5.39K+ 9.68% |
$68.8K - $78.2K
|
61.1K
$878K
|
|
|
Aug 08, 2025
Q2 2025
|
Calamos Advisors LLC
|
SELL
|
- |
-1.39K- 8.0% |
$17.7K - $20.2K
|
16K
$230K
|
|
|
Aug 08, 2025
Q2 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
7.63K+ 1.64% |
$97.4K - $111K
|
472K
$6.79M
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
BUY
|
- |
13.4KNew |
$171K - $195K
|
13.4K
$193K
|
|
|
Aug 07, 2025
Q2 2025
|
Readystate Asset Management LP
Chicago, IL |
SELL
|
- |
-24.1K- 39.13% |
$308K - $350K
|
37.5K
$539K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-100- 0.24% |
$1.28K - $1.45K
|
41.7K
$599K
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
BUY
|
- |
131+ 0.51% |
$1.67K - $1.9K
|
25.7K
$369K
|
|
|
Aug 05, 2025
Q2 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
189K+ 70.11% |
$2.42M - $2.75M
|
460K
$6.6M
|
|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
26.3K+ 11.79% |
$336K - $382K
|
250K
$3.59M
|
|
|
Aug 04, 2025
Q2 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-1K- 8.7% |
$12.8K - $14.5K
|
10.5K
$151K
|