Latest Institutional Transactions on Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 25, 2024
Q3 2024
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
BUY
|
- |
2.5KNew |
$34.1K - $37.1K
|
2.5K
$39.2K
|
|
|
Nov 15, 2024
Q3 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
10.5K+ 9.59% |
$144K - $156K
|
120K
$1.88M
|
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2.02KNew |
$27.5K - $29.9K
|
2.02K
$31.6K
|
|
|
Nov 14, 2024
Q3 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
193K+ 196.1% |
$2.63M - $2.87M
|
292K
$4.57M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-25.8K- 3.25% |
$352K - $383K
|
769K
$12M
|
|
|
Nov 14, 2024
Q3 2024
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
1.36K+ 1.81% |
$18.5K - $20.2K
|
76.4K
$1.2M
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.17K+ 4.41% |
$16K - $17.4K
|
27.8K
$435K
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-12K- 17.36% |
$163K - $178K
|
57K
$892K
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
810+ 1.24% |
$11K - $12K
|
66.2K
$1.04M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
30.9K+ 2.74% |
$421K - $458K
|
1.16M
$18.1M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
234K+ 16.71% |
$3.19M - $3.48M
|
1.63M
$25.6M
|
|
|
Nov 14, 2024
Q3 2024
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-10.6K- 32.22% |
$145K - $157K
|
22.3K
$349K
|
|
|
Nov 14, 2024
Q3 2024
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-17.2K- 14.17% |
$235K - $256K
|
104K
$1.63M
|
|
|
Nov 14, 2024
Q3 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
17.9K+ 3.85% |
$244K - $266K
|
483K
$7.56M
|
|
|
Nov 14, 2024
Q3 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-132K- 24.3% |
$1.8M - $1.96M
|
410K
$6.43M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-8.9K- 6.75% |
$121K - $132K
|
123K
$1.93M
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-1.5K- 26.73% |
$20.4K - $22.2K
|
4.1K
$64.2K
|
|
|
Nov 13, 2024
Q3 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-121- 0.28% |
$1.65K - $1.8K
|
43.4K
$680K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-915- 7.85% |
$12.5K - $13.6K
|
10.7K
$168K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-200K- 21.69% |
$2.72M - $2.96M
|
721K
$11.3M
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.08K+ 2.53% |
$14.8K - $16.1K
|
43.9K
$687K
|
|
|
Nov 13, 2024
Q3 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
568+ 3.79% |
$7.74K - $8.43K
|
15.6K
$244K
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
1.74K+ 0.29% |
$23.7K - $25.9K
|
603K
$9.44M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.03K- 3.37% |
$27.7K - $30.2K
|
58.3K
$912K
|
|
|
Nov 13, 2024
Q3 2024
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
19.2K+ 59.81% |
$262K - $285K
|
51.3K
$803K
|
|
|
Nov 12, 2024
Q3 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.02K- 6.43% |
$13.9K - $15.1K
|
14.8K
$232K
|
|
|
Nov 12, 2024
Q3 2024
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
1.25K+ 11.75% |
$17K - $18.6K
|
11.9K
$186K
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-5.12K- 25.73% |
$69.8K - $76.1K
|
14.8K
$232K
|
|
|
Nov 12, 2024
Q3 2024
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-14K- 23.44% |
$190K - $207K
|
45.6K
$714K
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
19.5K+ 3.38% |
$266K - $290K
|
597K
$9.34M
|
|
|
Nov 12, 2024
Q3 2024
|
9258 Wealth Management, LLC
|
BUY
|
- |
65+ 0.55% |
$886 - $965
|
11.8K
$185K
|
|
|
Nov 12, 2024
Q3 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
14.9K+ 5.87% |
$202K - $221K
|
268K
$4.2M
|
|
|
Nov 12, 2024
Q3 2024
|
Larson Financial Group LLC
|
BUY
|
- |
4.2K+ 233.33% |
$57.2K - $62.4K
|
6K
$94K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-84.5K- 25.98% |
$1.15M - $1.25M
|
241K
$3.77M
|
|
|
Nov 08, 2024
Q3 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-133- 3.59% |
$1.81K - $1.98K
|
3.57K
$55.9K
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-61- 0.24% |
$831 - $906
|
25.4K
$398K
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.46K- 8.49% |
$33.5K - $36.5K
|
26.5K
$415K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-11.4K- 8.29% |
$155K - $169K
|
126K
$1.97M
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
5.36K+ 5.25% |
$73K - $79.6K
|
107K
$1.68M
|
|
|
Nov 08, 2024
Q3 2024
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
112K+ 16.03% |
$1.53M - $1.66M
|
812K
$12.7M
|
|
|
Nov 08, 2024
Q3 2024
|
Rpo LLC
Stamford, CT |
BUY
|
- |
31.3KNew |
$426K - $464K
|
31.3K
$490K
|
|
|
Nov 07, 2024
Q3 2024
|
Calamos Advisors LLC
|
BUY
|
- |
19.9KNew |
$272K - $296K
|
19.9K
$312K
|
|
|
Nov 07, 2024
Q3 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
4.48K+ 14.71% |
$61.1K - $66.6K
|
35K
$547K
|
|
|
Nov 06, 2024
Q3 2024
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
5+ 0.04% |
$68.2 - $74.3
|
13.4K
$210K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-893- 0.99% |
$12.2K - $13.3K
|
89.3K
$1.4M
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-1.8K- 0.61% |
$24.6K - $26.8K
|
296K
$4.63M
|
|
|
Nov 04, 2024
Q3 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.4K- 3.97% |
$19.1K - $20.8K
|
33.9K
$530K
|
|
|
Nov 01, 2024
Q3 2024
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
140+ 2.05% |
$1.91K - $2.08K
|
6.97K
$109K
|
|
|
Oct 31, 2024
Q3 2024
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-1.08K- 21.73% |
$14.7K - $16K
|
3.87K
$60.6K
|
|
|
Oct 31, 2024
Q3 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-6.36K- 2.91% |
$86.6K - $94.4K
|
212K
$3.32M
|