Latest Institutional Transactions on Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 26, 2019
Q2 2019
|
Aevitas Wealth Management, Inc.
|
SELL
|
- |
-5.93KClosed |
$100K - $108K
|
0
$0
|
|
|
Jul 24, 2019
Q2 2019
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-10.8K- 96.0% |
$182K - $195K
|
448
$7.02K
|
|
|
Jul 22, 2019
Q2 2019
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-291Closed |
$4.91K - $5.28K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-1.64KClosed |
$27.7K - $29.8K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 14, 2019
Q1 2019
|
Advisor Net Financial, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-59Closed |
$940 - $1.09K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-19.6KClosed |
$312K - $360K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Taylor Hoffman Wealth Management
Richmond, VA |
SELL
|
- |
-467Closed |
$7.44K - $8.59K
|
0
$0
|
|
|
Apr 11, 2019
Q1 2019
|
Moody National Bank Trust Division
|
SELL
|
- |
-648Closed |
$10.3K - $11.9K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Fifth Third Bancorp
|
SELL
|
- |
-938- 12.85% |
$13.9K - $18.8K
|
6.36K
$99.6K
|
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-20.3KClosed |
$300K - $407K
|
0
$0
|
|
|
Jan 23, 2019
Q4 2018
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-572Closed |
$8.45K - $11.5K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Trilogy Capital Inc.
|
SELL
|
- |
-846Closed |
$12.5K - $16.9K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-4.7KClosed |
$86.5K - $93.3K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
38.9KNew |
$715K - $772K
|
38.9K
$609K
|
|
|
Nov 13, 2018
Q3 2018
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-1.41KClosed |
$25.9K - $28K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-2.5KClosed |
$46K - $49.7K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-137KClosed |
$2.38M - $2.73M
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-40KClosed |
$695K - $797K
|
0
$0
|
|
|
Aug 09, 2018
Q2 2018
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-1.16KClosed |
$20.1K - $23.1K
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-833Closed |
$14.5K - $16.6K
|
0
$0
|
|
|
Jul 31, 2018
Q2 2018
|
Horan Capital Advisors, Llc.
Cincinnati, OH |
BUY
|
- |
200New |
$3.48K - $3.99K
|
200
$3.13K
|
|
|
Jul 17, 2018
Q2 2018
|
Baystate Wealth Management LLC
|
SELL
|
- |
-500Closed |
$8.7K - $9.98K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 16, 2018
Q1 2018
|
Private Capital Group, LLC
|
SELL
|
- |
-1.56KClosed |
$27K - $30.4K
|
0
$0
|
|
|
May 09, 2018
Q1 2018
|
Lincoln National Corp
|
SELL
|
- |
-13KClosed |
$225K - $252K
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Grove Bank & Trust
|
SELL
|
- |
-1.6KClosed |
$27.7K - $31.1K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Mar 24, 2023
Q4 2017
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.71K+ 87.96% |
$28.9K - $32.2K
|
3.65K
$57.2K
|
|
|
Feb 14, 2018
Q4 2017
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-15.8KClosed |
$266K - $297K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Robinson Capital Management, LLC
|
SELL
|
- |
-25.3KClosed |
$428K - $477K
|
0
$0
|
|
|
Jan 24, 2018
Q4 2017
|
Baldwin Brothers LLC
|
BUY
|
- |
2.59KNew |
$43.8K - $48.8K
|
2.59K
$40.6K
|
|
|
Jan 17, 2018
Q4 2017
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-13.1KClosed |
$222K - $248K
|
0
$0
|
|
| Q4 2016 | |||||||
|
Jan 03, 2024
Q4 2016
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
600New |
N/A
|
600
$9.4K
|
|
| Q2 2010 | |||||||
|
Aug 05, 2021
Q2 2010
|
Antonetti Capital Management LLC
|
BUY
|
- |
1.34KNew |
N/A
|
1.34K
$21K
|
|