Latest Institutional Transactions on Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2021
Q4 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-14.4KClosed |
$183K - $219K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Leo Brokerage, LLC
|
BUY
|
- |
23KNew |
$293K - $350K
|
23K
$330K
|
|
|
Feb 11, 2021
Q4 2020
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-1.56KClosed |
$19.8K - $23.6K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-9.5KClosed |
$121K - $144K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Adams Wealth Management
|
SELL
|
- |
-9.67KClosed |
$123K - $147K
|
0
$0
|
|
|
Feb 03, 2021
Q4 2020
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-14.7KClosed |
$187K - $224K
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Wolff Wiese Magana LLC
|
BUY
|
- |
88New |
$1.12K - $1.34K
|
88
$1.26K
|
|
|
Jan 13, 2021
Q4 2020
|
Global Retirement Partners, LLC
|
SELL
|
- |
-945Closed |
$12K - $14.4K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Kathmere Capital Management, LLC
Wayne, PA |
BUY
|
- |
84.4KNew |
$1.1M - $1.21M
|
84.4K
$1.21M
|
|
|
Nov 12, 2020
Q3 2020
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-11.8KClosed |
$154K - $169K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-11.2KClosed |
$147K - $161K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Patriot Investment Management Inc.
|
SELL
|
- |
-100Closed |
$1.3K - $1.44K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-12.1KClosed |
$144K - $180K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
SELL
|
- |
-93.2KClosed |
$1.11M - $1.39M
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 13, 2020
Q1 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-8.3KClosed |
$82.5K - $149K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-1.44KClosed |
$14.3K - $25.9K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Bartlett & Co. LLC
|
SELL
|
- |
-1.7KClosed |
$16.9K - $30.5K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Horan Securities, Inc.
|
BUY
|
- |
200New |
$1.99K - $3.6K
|
200
$2.87K
|
|
|
May 04, 2020
Q1 2020
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-375Closed |
$3.72K - $6.75K
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-44.7KClosed |
$444K - $805K
|
0
$0
|
|
|
Apr 07, 2020
Q1 2020
|
Gradient Investments LLC
|
SELL
|
- |
-510Closed |
$5.06K - $9.18K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 13, 2024
Q4 2019
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-1.7KClosed |
$29.5K - $31K
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-12.6KClosed |
$218K - $230K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-457Closed |
$7.94K - $8.35K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-143Closed |
$2.48K - $2.61K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 12, 2019
Q3 2019
|
Jacobi Capital Management LLC
|
SELL
|
- |
-1.11KClosed |
$18.6K - $20.3K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Calton & Associates, Inc.
|
SELL
|
- |
-11KClosed |
$184K - $202K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-1.18KClosed |
$19.8K - $21.6K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-975Closed |
$16.4K - $17.9K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-2Closed |
$33.7 - $36.3
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Aevitas Wealth Management, Inc.
|
SELL
|
- |
-5.93KClosed |
$100K - $108K
|
0
$0
|
|
|
Jul 24, 2019
Q2 2019
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-10.8K- 96.0% |
$182K - $195K
|
448
$6.42K
|
|
|
Jul 22, 2019
Q2 2019
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-291Closed |
$4.91K - $5.28K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-1.64KClosed |
$27.7K - $29.8K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 14, 2019
Q1 2019
|
Advisor Net Financial, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-59Closed |
$940 - $1.09K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-19.6KClosed |
$312K - $360K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Taylor Hoffman Wealth Management
Richmond, VA |
SELL
|
- |
-467Closed |
$7.44K - $8.59K
|
0
$0
|
|
|
Apr 11, 2019
Q1 2019
|
Moody National Bank Trust Division
|
SELL
|
- |
-648Closed |
$10.3K - $11.9K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Fifth Third Bancorp
|
SELL
|
- |
-938- 12.85% |
$13.9K - $18.8K
|
6.36K
$91.1K
|
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-20.3KClosed |
$300K - $407K
|
0
$0
|
|
|
Jan 23, 2019
Q4 2018
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-572Closed |
$8.45K - $11.5K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Trilogy Capital Inc.
|
SELL
|
- |
-846Closed |
$12.5K - $16.9K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-4.7KClosed |
$86.5K - $93.3K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
38.9KNew |
$715K - $772K
|
38.9K
$557K
|
|
|
Nov 13, 2018
Q3 2018
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-1.41KClosed |
$25.9K - $28K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-2.5KClosed |
$46K - $49.7K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-40KClosed |
$695K - $797K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-137KClosed |
$2.38M - $2.73M
|
0
$0
|
|
|
Aug 09, 2018
Q2 2018
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-1.16KClosed |
$20.1K - $23.1K
|
0
$0
|
|