Latest Institutional Transactions on Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
16.7K+ 2.88% |
$237K - $261K
|
596K
$8.54M
|
|
|
May 09, 2025
Q1 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-127K- 21.52% |
$1.81M - $2M
|
465K
$6.65M
|
|
|
May 09, 2025
Q1 2025
|
Schnieders Capital Management LLC
|
SELL
|
- |
-4.5K- 12.06% |
$63.9K - $70.5K
|
32.8K
$470K
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
174K+ 179.86% |
$2.46M - $2.72M
|
270K
$3.87M
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-660- 2.75% |
$9.37K - $10.3K
|
23.4K
$335K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.1K- 6.91% |
$44K - $48.6K
|
41.8K
$598K
|
|
|
May 08, 2025
Q1 2025
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-2.02K- 14.78% |
$28.6K - $31.6K
|
11.6K
$166K
|
|
|
May 08, 2025
Q1 2025
|
Eastern Bank
|
BUY
|
- |
5.04KNew |
$71.5K - $78.9K
|
5.04K
$72.1K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
14K+ 11.15% |
$199K - $219K
|
140K
$2M
|
|
|
May 07, 2025
Q1 2025
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
4+ 0.03% |
$56.8 - $62.7
|
13.4K
$192K
|
|
|
May 07, 2025
Q1 2025
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
78New |
$1.11K - $1.22K
|
78
$1.12K
|
|
|
May 06, 2025
Q1 2025
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-378- 0.93% |
$5.36K - $5.92K
|
40.1K
$575K
|
|
|
May 06, 2025
Q1 2025
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
61.6KNew |
$874K - $966K
|
61.6K
$882K
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
BUY
|
- |
400+ 1.59% |
$5.68K - $6.27K
|
25.6K
$366K
|
|
|
May 06, 2025
Q1 2025
|
Pinnacle Associates LTD
|
BUY
|
- |
1K+ 6.66% |
$14.2K - $15.7K
|
16K
$229K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-9.19K- 14.17% |
$130K - $144K
|
55.7K
$797K
|
|
|
May 05, 2025
Q1 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
15.8K+ 72.73% |
$224K - $248K
|
37.6K
$538K
|
|
|
May 05, 2025
Q1 2025
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-3.21K- 7.03% |
$45.5K - $50.3K
|
42.4K
$607K
|
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-5.5K- 6.44% |
$78K - $86.1K
|
79.9K
$1.14M
|
|
|
May 02, 2025
Q1 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-337- 2.28% |
$4.78K - $5.28K
|
14.5K
$207K
|
|
|
May 01, 2025
Q1 2025
|
Iron Horse Wealth Management, LLC
|
BUY
|
- |
311New |
$4.41K - $4.87K
|
311
$4.45K
|
|
|
May 01, 2025
Q1 2025
|
Key F Inancial Inc
|
BUY
|
- |
492New |
$6.98K - $7.71K
|
492
$7.05K
|
|
|
Apr 29, 2025
Q1 2025
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
3.54KNew |
$50.2K - $55.5K
|
3.54K
$50.7K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.47K+ 3.93% |
$49.2K - $54.3K
|
91.6K
$1.31M
|
|
|
Apr 28, 2025
Q1 2025
|
Calamos Advisors LLC
|
SELL
|
- |
-695- 3.85% |
$9.86K - $10.9K
|
17.4K
$249K
|
|
|
Apr 28, 2025
Q1 2025
|
D.A. Davidson & Co.
|
SELL
|
- |
-138- 0.32% |
$1.96K - $2.16K
|
42.8K
$613K
|
|
|
Apr 25, 2025
Q1 2025
|
Smallwood Wealth Investment Management, LLC
Red Bank, NJ |
BUY
|
- |
651New |
$9.24K - $10.2K
|
651
$9.32K
|
|
|
Apr 24, 2025
Q1 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
12.4KNew |
$176K - $194K
|
12.4K
$178K
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
13.1K+ 27.03% |
$186K - $205K
|
61.5K
$880K
|
|
|
Apr 21, 2025
Q1 2025
|
Advisor Resource Council
|
BUY
|
- |
24.5KNew |
$347K - $383K
|
24.5K
$350K
|
|
|
Apr 18, 2025
Q1 2025
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
2KNew |
$28.4K - $31.3K
|
2K
$28.6K
|
|
|
Apr 17, 2025
Q1 2025
|
Sagespring Wealth Partners, LLC
Franklin, TN |
SELL
|
- |
-2.48K- 9.88% |
$35.1K - $38.8K
|
22.6K
$323K
|
|
|
Apr 17, 2025
Q1 2025
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2.8KNew |
$39.7K - $43.9K
|
2.8K
$40.1K
|
|
|
Apr 09, 2025
Q1 2025
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-998- 6.63% |
$14.2K - $15.6K
|
14.1K
$201K
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-482- 0.63% |
$7.06K - $7.62K
|
76.6K
$1.1M
|
|
|
Feb 25, 2025
Q4 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.74K- 5.85% |
$40.2K - $43.3K
|
44.1K
$631K
|
|
|
Feb 18, 2025
Q4 2024
|
Fourth Dimension Wealth, LLC
Middleburg Heights, OH |
BUY
|
- |
277New |
$4.06K - $4.38K
|
277
$3.97K
|
|
|
Feb 14, 2025
Q4 2024
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-31.9K- 30.6% |
$468K - $504K
|
72.4K
$1.04M
|
|
|
Feb 14, 2025
Q4 2024
|
Marshall & Sterling Wealth Advisors Inc.
Poughkeepsie, NY |
BUY
|
- |
2.84KNew |
$41.6K - $44.8K
|
2.84K
$40.6K
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
200New |
$2.93K - $3.16K
|
200
$2.86K
|
|
|
Feb 14, 2025
Q4 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
215+ 64.18% |
$3.15K - $3.4K
|
550
$7.88K
|
|
|
Feb 14, 2025
Q4 2024
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-600- 0.21% |
$8.79K - $9.48K
|
291K
$4.17M
|
|
|
Feb 13, 2025
Q4 2024
|
Re Dickinson Investment Advisors, LLC
Council Bluffs, IA |
BUY
|
- |
6New |
$87.9 - $94.8
|
6
$85.9
|
|
|
Feb 13, 2025
Q4 2024
|
Transce3nd, LLC
Kyle, TX |
BUY
|
- |
339New |
$4.97K - $5.36K
|
339
$4.85K
|
|
|
Feb 12, 2025
Q4 2024
|
Rpo LLC
Stamford, CT |
BUY
|
- |
8K+ 25.58% |
$117K - $126K
|
39.3K
$562K
|
|
|
Feb 12, 2025
Q4 2024
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
11.5KNew |
$168K - $182K
|
11.5K
$165K
|
|
|
Feb 07, 2025
Q4 2024
|
Vista Investment Partners Ii, LLC
Richmond, IN |
BUY
|
- |
10.8KNew |
$158K - $171K
|
10.8K
$155K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
137KNew |
$2M - $2.16M
|
137K
$1.96M
|
|
|
Jan 24, 2025
Q4 2024
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-1.31K- 70.37% |
$19.1K - $20.6K
|
550
$7.88K
|
|
|
Jan 23, 2025
Q4 2024
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-345- 1.2% |
$5.05K - $5.45K
|
28.3K
$405K
|
|