Latest Institutional Transactions on Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
745KNew |
$10.9M - $11.8M
|
745K
$11.7M
|
|
|
Feb 06, 2025
Q4 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1KNew |
$14.7K - $15.8K
|
1K
$15.6K
|
|
|
Feb 04, 2025
Q4 2024
|
Schnieders Capital Management LLC
|
SELL
|
- |
-750- 1.97% |
$11K - $11.9K
|
37.3K
$583K
|
|
|
Feb 03, 2025
Q4 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-140K- 47.44% |
$2.05M - $2.21M
|
155K
$2.43M
|
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.41K- 3.83% |
$49.9K - $53.8K
|
85.4K
$1.34M
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.47K- 9.31% |
$36.1K - $39K
|
24K
$376K
|
|
|
Jan 31, 2025
Q4 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-498- 1.15% |
$7.3K - $7.87K
|
42.9K
$671K
|
|
|
Jan 30, 2025
Q4 2024
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
3+ 0.02% |
$44 - $47.4
|
13.4K
$210K
|
|
|
Jan 28, 2025
Q4 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
45+ 3.95% |
$659 - $711
|
1.18K
$18.5K
|
|
|
Jan 27, 2025
Q4 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
5.56K+ 15.91% |
$81.5K - $87.9K
|
40.5K
$634K
|
|
|
Jan 24, 2025
Q4 2024
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
277+ 3.97% |
$4.06K - $4.38K
|
7.25K
$113K
|
|
|
Jan 24, 2025
Q4 2024
|
Calamos Advisors LLC
|
SELL
|
- |
-1.87K- 9.38% |
$27.4K - $29.5K
|
18.1K
$283K
|
|
|
Jan 24, 2025
Q4 2024
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-1.31K- 70.37% |
$19.1K - $20.6K
|
550
$8.6K
|
|
|
Jan 23, 2025
Q4 2024
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-345- 1.2% |
$5.05K - $5.45K
|
28.3K
$443K
|
|
|
Jan 22, 2025
Q4 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-25.5K- 99.9% |
$373K - $402K
|
25
$391
|
|
|
Jan 21, 2025
Q4 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
514+ 25.51% |
$7.53K - $8.12K
|
2.53K
$39.6K
|
|
|
Jan 21, 2025
Q4 2024
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.57K- 4.84% |
$37.6K - $40.6K
|
50.5K
$790K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.06K- 2.34% |
$15.6K - $16.8K
|
44.2K
$692K
|
|
|
Jan 16, 2025
Q4 2024
|
Massmutual Trust CO Fsb
|
BUY
|
- |
312New |
$4.57K - $4.93K
|
312
$4.88K
|
|
|
Jan 16, 2025
Q4 2024
|
Diversify Advisory Services, LLC
Sandy, UT |
SELL
|
- |
-650- 2.42% |
$9.52K - $10.3K
|
26.2K
$410K
|
|
|
Jan 14, 2025
Q4 2024
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-129- 0.21% |
$1.89K - $2.04K
|
60.5K
$946K
|
|
|
Jan 14, 2025
Q4 2024
|
Stolper CO
|
SELL
|
- |
-300- 0.91% |
$4.4K - $4.74K
|
32.5K
$509K
|
|
|
Jan 14, 2025
Q4 2024
|
Park Avenue Securities LLC
|
BUY
|
- |
4.49K+ 5.15% |
$65.8K - $71K
|
91.8K
$1.44M
|
|
|
Jan 13, 2025
Q4 2024
|
Integrated Capital Management, Inc.
|
BUY
|
- |
311+ 2.11% |
$4.56K - $4.91K
|
15.1K
$236K
|
|
|
Jan 13, 2025
Q4 2024
|
Capital Investment Advisors, LLC
|
BUY
|
- |
360K+ 1604.32% |
$5.28M - $5.69M
|
383K
$5.99M
|
|
| Q3 2024 | |||||||
|
Dec 13, 2024
Q3 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.38K- 2.87% |
$18.9K - $20.5K
|
46.8K
$733K
|
|
|
Nov 25, 2024
Q3 2024
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
BUY
|
- |
2.5KNew |
$34.1K - $37.1K
|
2.5K
$39.1K
|
|
|
Nov 14, 2024
Q3 2024
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-10.6K- 32.22% |
$145K - $157K
|
22.3K
$349K
|
|
|
Nov 12, 2024
Q3 2024
|
Larson Financial Group LLC
|
BUY
|
- |
4.2K+ 233.33% |
$57.2K - $62.4K
|
6K
$93.8K
|
|
|
Nov 12, 2024
Q3 2024
|
9258 Wealth Management, LLC
|
BUY
|
- |
65+ 0.55% |
$886 - $965
|
11.8K
$185K
|
|
|
Nov 12, 2024
Q3 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.02K- 6.43% |
$13.9K - $15.1K
|
14.8K
$232K
|
|
|
Nov 12, 2024
Q3 2024
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-14K- 23.44% |
$190K - $207K
|
45.6K
$713K
|
|
|
Nov 12, 2024
Q3 2024
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
1.25K+ 11.75% |
$17K - $18.6K
|
11.9K
$186K
|
|
|
Nov 08, 2024
Q3 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-133- 3.59% |
$1.81K - $1.98K
|
3.57K
$55.8K
|
|
|
Nov 04, 2024
Q3 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.4K- 3.97% |
$19.1K - $20.8K
|
33.9K
$530K
|
|
|
Oct 31, 2024
Q3 2024
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-1.08K- 21.73% |
$14.7K - $16K
|
3.87K
$60.6K
|
|
|
Oct 29, 2024
Q3 2024
|
Princeton Global Asset Management LLC
|
BUY
|
- |
1.29KNew |
$17.5K - $19.1K
|
1.29K
$20.1K
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
637+ 1384.78% |
$8.68K - $9.46K
|
683
$10.7K
|
|
|
Oct 18, 2024
Q3 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2.8KNew |
$38.2K - $41.6K
|
2.8K
$43.8K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.39K- 0.81% |
$73.5K - $80.1K
|
659K
$10.3M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.09K- 2.3% |
$28.5K - $31K
|
88.9K
$1.39M
|
|
| Q2 2024 | |||||||
|
Aug 20, 2024
Q2 2024
|
Truist Financial Corp
|
SELL
|
- |
-145- 1.3% |
$1.97K - $2.12K
|
11K
$172K
|
|
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-471- 4.25% |
$6.41K - $6.87K
|
10.6K
$166K
|
|
|
Aug 14, 2024
Q2 2024
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
25.1KNew |
$342K - $367K
|
25.1K
$393K
|
|
|
Aug 09, 2024
Q2 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-6K- 88.89% |
$81.6K - $87.5K
|
750
$11.7K
|
|
|
Aug 06, 2024
Q2 2024
|
Us Bancorp \De\
|
SELL
|
- |
-5.68K- 68.19% |
$77.2K - $82.8K
|
2.65K
$41.4K
|
|
|
Aug 02, 2024
Q2 2024
|
United Community Bank
Greenville, SC |
BUY
|
- |
2.55KNew |
$34.7K - $37.2K
|
2.55K
$39.9K
|
|
|
Jul 31, 2024
Q2 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
111New |
$1.51K - $1.62K
|
111
$1.74K
|
|
| Q1 2024 | |||||||
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
21KNew |
$294K - $308K
|
21K
$328K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-177- 0.45% |
$2.48K - $2.6K
|
39.3K
$615K
|
|