Latest Institutional Transactions on Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 09, 2024
Q1 2024
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
26.2KNew |
$367K - $384K
|
26.2K
$409K
|
|
|
Apr 24, 2024
Q1 2024
|
Raymond James Trust N.A.
|
BUY
|
- |
4K+ 21.9% |
$56K - $58.7K
|
22.3K
$348K
|
|
|
Apr 17, 2024
Q1 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-1.31K- 11.3% |
$18.4K - $19.3K
|
10.3K
$161K
|
|
|
Apr 16, 2024
Q1 2024
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
1.38KNew |
$19.3K - $20.2K
|
1.38K
$21.6K
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
BUY
|
- |
250New |
$3.5K - $3.67K
|
250
$3.91K
|
|
| Q4 2023 | |||||||
|
Aug 16, 2024
Q4 2023
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
3.54KNew |
$45.3K - $50.1K
|
3.54K
$55.4K
|
|
|
Mar 14, 2024
Q4 2023
|
Leo Wealth, LLC
Hurst, TX |
BUY
|
- |
23KNew |
$295K - $326K
|
23K
$360K
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
15.2KNew |
$195K - $215K
|
15.2K
$238K
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
11.1KNew |
$142K - $157K
|
11.1K
$173K
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
17.2KNew |
$221K - $244K
|
17.2K
$269K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
12.2K+ 71.91% |
$156K - $173K
|
29.2K
$456K
|
|
|
Feb 12, 2024
Q4 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
32.6KNew |
$418K - $462K
|
32.6K
$510K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
500New |
$6.41K - $7.08K
|
500
$7.82K
|
|
|
Feb 07, 2024
Q4 2023
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
17.9KNew |
$230K - $254K
|
17.9K
$281K
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
BUY
|
- |
4.32KNew |
$55.3K - $61.2K
|
4.32K
$67.6K
|
|
|
Jan 24, 2024
Q4 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
4+ 4.94% |
$51.2 - $56.6
|
85
$1.33K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
BUY
|
- |
3.2K+ 160.0% |
$41K - $45.3K
|
5.2K
$81.3K
|
|
|
Jan 09, 2024
Q4 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-534- 1.87% |
$6.84K - $7.56K
|
28.1K
$439K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-5.17K- 34.22% |
$70.3K - $74.9K
|
9.93K
$155K
|
|
|
Oct 24, 2023
Q3 2023
|
Legacy Financial Group LLC
|
BUY
|
- |
1.3KNew |
$17.6K - $18.8K
|
1.3K
$20.3K
|
|
|
Oct 24, 2023
Q3 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
276+ 1.89% |
$3.76K - $4K
|
14.9K
$233K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
313New |
$4.31K - $4.73K
|
313
$4.9K
|
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-598- 3.23% |
$8.23K - $9.03K
|
17.9K
$280K
|
|
|
Jul 12, 2023
Q2 2023
|
American National Bank
|
SELL
|
- |
-105- 10.04% |
$1.44K - $1.59K
|
941
$14.7K
|
|
| Q1 2023 | |||||||
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2KNew |
$28.3K - $31.7K
|
2K
$31.3K
|
|
|
May 15, 2023
Q1 2023
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
399New |
$5.65K - $6.32K
|
399
$6.24K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-6.97K- 9.25% |
$98.6K - $110K
|
68.4K
$1.07M
|
|
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
23.4KNew |
$331K - $371K
|
23.4K
$366K
|
|
|
May 12, 2023
Q1 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-200- 40.0% |
$2.83K - $3.17K
|
300
$4.69K
|
|
|
May 01, 2023
Q1 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-7.72K- 25.4% |
$109K - $122K
|
22.7K
$355K
|
|
|
Apr 13, 2023
Q1 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
333New |
$4.71K - $5.28K
|
333
$5.21K
|
|
| Q4 2022 | |||||||
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
335New |
$4.58K - $5.41K
|
335
$5.24K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
1.29KNew |
$17.7K - $20.9K
|
1.29K
$20.2K
|
|
|
Feb 13, 2023
Q4 2022
|
Delta Asset Management LLC
Memphis, TN |
BUY
|
- |
50New |
$684 - $808
|
50
$782
|
|
|
Feb 09, 2023
Q4 2022
|
Citigroup Inc
|
BUY
|
- |
32+ 4.2% |
$437 - $517
|
793
$12.4K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.62KNew |
$22.1K - $26.1K
|
1.62K
$25.3K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.05K- 22.49% |
$28K - $33K
|
7.05K
$110K
|
|
|
Jan 31, 2023
Q4 2022
|
Keybank National Association
|
SELL
|
- |
-368- 1.81% |
$5.03K - $5.95K
|
20K
$313K
|
|
|
Jan 17, 2023
Q4 2022
|
Bangor Savings Bank
Bangor, ME |
BUY
|
- |
1New |
$13.7 - $16.2
|
1
$15.6
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
1KNew |
$13.7K - $16.2K
|
1K
$15.6K
|
|
| Q3 2022 | |||||||
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-33- 0.81% |
$445 - $543
|
4.06K
$63.5K
|
|
|
Oct 31, 2022
Q3 2022
|
Mufg Americas Holdings Corp
|
BUY
|
- |
400New |
$5.4K - $6.58K
|
400
$6.26K
|
|
|
Oct 17, 2022
Q3 2022
|
Ota Financial Group L.P.
|
BUY
|
- |
17KNew |
$230K - $280K
|
17K
$266K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
2.16KNew |
$31.8K - $36.6K
|
2.16K
$33.8K
|
|
|
Aug 12, 2022
Q2 2022
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1.55KClosed |
$22.8K - $26.2K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
42+ 0.27% |
$618 - $711
|
15.8K
$247K
|
|
|
Aug 11, 2022
Q2 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-7.05K- 35.48% |
$104K - $119K
|
12.8K
$201K
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.03KNew |
$29.9K - $34.4K
|
2.03K
$31.8K
|
|
|
Jul 29, 2022
Q2 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
32+ 0.93% |
$471 - $542
|
3.48K
$54.4K
|
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
SELL
|
- |
-3.6KClosed |
$52.9K - $60.9K
|
0
$0
|
|