Latest Institutional Transactions on Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-10.6K- 32.22% |
$145K - $157K
|
22.3K
$320K
|
|
|
Nov 12, 2024
Q3 2024
|
Larson Financial Group LLC
|
BUY
|
- |
4.2K+ 233.33% |
$57.2K - $62.4K
|
6K
$86K
|
|
|
Nov 12, 2024
Q3 2024
|
9258 Wealth Management, LLC
|
BUY
|
- |
65+ 0.55% |
$886 - $965
|
11.8K
$169K
|
|
|
Nov 08, 2024
Q3 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-133- 3.59% |
$1.81K - $1.98K
|
3.57K
$51.2K
|
|
|
Nov 04, 2024
Q3 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.4K- 3.97% |
$19.1K - $20.8K
|
33.9K
$485K
|
|
|
Oct 31, 2024
Q3 2024
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-1.08K- 21.73% |
$14.7K - $16K
|
3.87K
$55.5K
|
|
|
Oct 29, 2024
Q3 2024
|
Princeton Global Asset Management LLC
|
BUY
|
- |
1.29KNew |
$17.5K - $19.1K
|
1.29K
$18.4K
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
637+ 1384.78% |
$8.68K - $9.46K
|
683
$9.79K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.39K- 0.81% |
$73.5K - $80.1K
|
659K
$9.45M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.09K- 2.3% |
$28.5K - $31K
|
88.9K
$1.27M
|
|
| Q2 2024 | |||||||
|
Aug 20, 2024
Q2 2024
|
Truist Financial Corp
|
SELL
|
- |
-145- 1.3% |
$1.97K - $2.12K
|
11K
$157K
|
|
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-471- 4.25% |
$6.41K - $6.87K
|
10.6K
$152K
|
|
|
Aug 14, 2024
Q2 2024
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
25.1KNew |
$342K - $367K
|
25.1K
$360K
|
|
|
Aug 09, 2024
Q2 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-6K- 88.89% |
$81.6K - $87.5K
|
750
$10.7K
|
|
|
Aug 06, 2024
Q2 2024
|
Us Bancorp \De\
|
SELL
|
- |
-5.68K- 68.19% |
$77.2K - $82.8K
|
2.65K
$37.9K
|
|
|
Aug 02, 2024
Q2 2024
|
United Community Bank
Greenville, SC |
BUY
|
- |
2.55KNew |
$34.7K - $37.2K
|
2.55K
$36.5K
|
|
|
Jul 31, 2024
Q2 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
111New |
$1.51K - $1.62K
|
111
$1.59K
|
|
| Q1 2024 | |||||||
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
21KNew |
$294K - $308K
|
21K
$301K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-177- 0.45% |
$2.48K - $2.6K
|
39.3K
$563K
|
|
|
May 09, 2024
Q1 2024
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
26.2KNew |
$367K - $384K
|
26.2K
$375K
|
|
|
Apr 24, 2024
Q1 2024
|
Raymond James Trust N.A.
|
BUY
|
- |
4K+ 21.9% |
$56K - $58.7K
|
22.3K
$319K
|
|
|
Apr 17, 2024
Q1 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-1.31K- 11.3% |
$18.4K - $19.3K
|
10.3K
$148K
|
|
|
Apr 16, 2024
Q1 2024
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
1.38KNew |
$19.3K - $20.2K
|
1.38K
$19.8K
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
BUY
|
- |
250New |
$3.5K - $3.67K
|
250
$3.58K
|
|
| Q4 2023 | |||||||
|
Mar 14, 2024
Q4 2023
|
Leo Wealth, LLC
Hurst, TX |
BUY
|
- |
23KNew |
$295K - $326K
|
23K
$330K
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
15.2KNew |
$195K - $215K
|
15.2K
$218K
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
11.1KNew |
$142K - $157K
|
11.1K
$159K
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
17.2KNew |
$221K - $244K
|
17.2K
$247K
|
|
|
Feb 12, 2024
Q4 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
32.6KNew |
$418K - $462K
|
32.6K
$467K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
500New |
$6.41K - $7.08K
|
500
$7.17K
|
|
|
Feb 07, 2024
Q4 2023
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
17.9KNew |
$230K - $254K
|
17.9K
$257K
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
BUY
|
- |
4.32KNew |
$55.3K - $61.2K
|
4.32K
$61.9K
|
|
|
Jan 24, 2024
Q4 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
4+ 4.94% |
$51.2 - $56.6
|
85
$1.22K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
BUY
|
- |
3.2K+ 160.0% |
$41K - $45.3K
|
5.2K
$74.5K
|
|
|
Jan 09, 2024
Q4 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-534- 1.87% |
$6.84K - $7.56K
|
28.1K
$403K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-5.17K- 34.22% |
$70.3K - $74.9K
|
9.93K
$142K
|
|
|
Oct 24, 2023
Q3 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
276+ 1.89% |
$3.76K - $4K
|
14.9K
$213K
|
|
|
Oct 24, 2023
Q3 2023
|
Legacy Financial Group LLC
|
BUY
|
- |
1.3KNew |
$17.6K - $18.8K
|
1.3K
$18.6K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
313New |
$4.31K - $4.73K
|
313
$4.49K
|
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-598- 3.23% |
$8.23K - $9.03K
|
17.9K
$257K
|
|
|
Jul 12, 2023
Q2 2023
|
American National Bank
|
SELL
|
- |
-105- 10.04% |
$1.44K - $1.59K
|
941
$13.5K
|
|
| Q1 2023 | |||||||
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2KNew |
$28.3K - $31.7K
|
2K
$28.7K
|
|
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
23.4KNew |
$331K - $371K
|
23.4K
$335K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-6.97K- 9.25% |
$98.6K - $110K
|
68.4K
$980K
|
|
|
May 15, 2023
Q1 2023
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
399New |
$5.65K - $6.32K
|
399
$5.72K
|
|
|
May 12, 2023
Q1 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-200- 40.0% |
$2.83K - $3.17K
|
300
$4.3K
|
|
|
May 01, 2023
Q1 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-7.72K- 25.4% |
$109K - $122K
|
22.7K
$325K
|
|
|
Apr 13, 2023
Q1 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
333New |
$4.71K - $5.28K
|
333
$4.77K
|
|
| Q4 2022 | |||||||
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
335New |
$4.58K - $5.41K
|
335
$4.8K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
1.29KNew |
$17.7K - $20.9K
|
1.29K
$18.5K
|
|