Latest Institutional Purchases of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This list provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 08, 2026
Q4 2025
|
Integrated Capital Management, Inc.
|
BUY
|
- |
1.61K+ 9.69% |
$23.2K - $24.1K
|
18.2K
$268K
|
|
|
Jan 02, 2026
Q4 2025
|
Global Wealth Strategies & Associates
Denver, CO |
BUY
|
- |
1.25KNew |
$18K - $18.7K
|
1.25K
$18.3K
|
|
|
Jan 07, 2026
Q4 2025
|
Sagespring Wealth Partners, LLC
Franklin, TN |
BUY
|
- |
598+ 2.68% |
$8.65K - $8.99K
|
22.9K
$337K
|
|
|
Jan 05, 2026
Q4 2025
|
Park Avenue Securities LLC
|
BUY
|
- |
257+ 0.3% |
$3.72K - $3.86K
|
85.1K
$1.25M
|
|
| Q3 2025 | |||||||
|
Nov 14, 2025
Q3 2025
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
322K+ 45.25% |
$4.55M - $4.8M
|
1.03M
$15.2M
|
|
|
Oct 20, 2025
Q3 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
173K+ 49.01% |
$2.45M - $2.59M
|
527K
$7.76M
|
|
|
Nov 14, 2025
Q3 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
106KNew |
$1.5M - $1.58M
|
106K
$1.56M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
50.8K+ 8.99% |
$718K - $758K
|
617K
$9.08M
|
|
|
Dec 22, 2025
Q3 2025
|
Pmg Family Office LLC
Plano, TX |
BUY
|
- |
45.8KNew |
$647K - $683K
|
45.8K
$675K
|
|
|
Nov 13, 2025
Q3 2025
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
37.3KNew |
$527K - $556K
|
37.3K
$549K
|
|
|
Oct 24, 2025
Q3 2025
|
Wela Strategies, Inc.
|
BUY
|
- |
33.9KNew |
$479K - $505K
|
33.9K
$499K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.7K+ 8.51% |
$236K - $249K
|
213K
$3.14M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
15.5KNew |
$219K - $231K
|
15.5K
$228K
|
|
|
Nov 06, 2025
Q3 2025
|
Uhlmann Price Securities, LLC
Skokie, IL |
BUY
|
- |
13.8KNew |
$195K - $205K
|
13.8K
$203K
|
|
|
Nov 12, 2025
Q3 2025
|
Tcg Advisory Services, LLC
Austin, TX |
BUY
|
- |
12.1KNew |
$171K - $180K
|
12.1K
$178K
|
|
|
Oct 22, 2025
Q3 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
10.8K+ 22.34% |
$153K - $161K
|
59.3K
$873K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
9.87K+ 8.47% |
$139K - $147K
|
126K
$1.86M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
7.53K+ 0.68% |
$106K - $112K
|
1.11M
$16.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
7.08K+ 9.05% |
$100K - $106K
|
85.3K
$1.26M
|
|
|
Oct 20, 2025
Q3 2025
|
Calamos Advisors LLC
|
BUY
|
- |
3.48K+ 21.75% |
$49.1K - $51.8K
|
19.5K
$286K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
3.17K+ 2853.15% |
$44.7K - $47.2K
|
3.28K
$48.3K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
2.8KNew |
$39.5K - $41.7K
|
2.8K
$41.2K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.45K+ 4.02% |
$34.6K - $36.6K
|
63.5K
$935K
|
|
|
Nov 25, 2025
Q3 2025
|
Kerr Financial Planning Corp
Fresno, CA |
BUY
|
- |
2.42KNew |
$34.2K - $36.1K
|
2.42K
$35.6K
|
|
|
Nov 14, 2025
Q3 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
1.41K+ 7.41% |
$19.9K - $21K
|
20.4K
$300K
|
|
|
Nov 07, 2025
Q3 2025
|
Kapstone Financial Advisors LLC
Dayton, OH |
BUY
|
- |
1.4K+ 11.05% |
$19.8K - $20.9K
|
14.1K
$207K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.26K+ 1.42% |
$17.8K - $18.8K
|
89.9K
$1.32M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.19K+ 2.53% |
$16.7K - $17.7K
|
48.1K
$708K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
963+ 1.9% |
$13.6K - $14.4K
|
51.6K
$759K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
510+ 0.51% |
$7.2K - $7.6K
|
101K
$1.49M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
403New |
$5.69K - $6.01K
|
403
$5.93K
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
389+ 2.11% |
$5.49K - $5.8K
|
18.8K
$277K
|
|
|
Oct 22, 2025
Q3 2025
|
Goal Vest Advisory LLC
|
BUY
|
- |
339New |
$4.79K - $5.05K
|
339
$4.99K
|
|
|
Oct 16, 2025
Q3 2025
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
156+ 2.11% |
$2.2K - $2.33K
|
7.56K
$111K
|
|
|
Oct 21, 2025
Q3 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
25+ 2.07% |
$353 - $373
|
1.23K
$18.1K
|
|
|
Nov 06, 2025
Q3 2025
|
Costello Asset Management, Inc
|
BUY
|
- |
22+ 1.99% |
$311 - $328
|
1.13K
$16.6K
|
|
|
Oct 16, 2025
Q3 2025
|
Smallwood Wealth Investment Management, LLC
Red Bank, NJ |
BUY
|
- |
10+ 1.51% |
$141 - $149
|
672
$9.89K
|
|
|
Oct 29, 2025
Q3 2025
|
Wpg Advisers, LLC
Baltimore, MD |
BUY
|
- |
9+ 0.89% |
$127 - $134
|
1.02K
$15K
|
|
| Q2 2025 | |||||||
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
BUY
|
- |
13.4KNew |
$171K - $195K
|
13.4K
$198K
|
|
|
Jul 14, 2025
Q2 2025
|
Fortitude Family Office, LLC
Scottsdale, AZ |
BUY
|
- |
6.06KNew |
$77.3K - $87.9K
|
6.06K
$89.2K
|
|
|
Aug 11, 2025
Q2 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1.96K+ 219.22% |
$25K - $28.5K
|
2.86K
$42.1K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
805New |
$10.3K - $11.7K
|
805
$11.8K
|
|
|
Aug 19, 2025
Q2 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
500New |
$6.38K - $7.26K
|
500
$7.36K
|
|
|
Jul 14, 2025
Q2 2025
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
35New |
$447 - $508
|
35
$515
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q1 2025 | |||||||
|
Apr 21, 2025
Q1 2025
|
Advisor Resource Council
|
BUY
|
- |
24.5KNew |
$347K - $383K
|
24.5K
$360K
|
|
|
May 14, 2025
Q1 2025
|
Wealth Preservation Advisors, LLC
Chattanooga, TN |
BUY
|
- |
8.19KNew |
$116K - $128K
|
8.19K
$121K
|
|
|
May 08, 2025
Q1 2025
|
Eastern Bank
|
BUY
|
- |
5.04KNew |
$71.5K - $78.9K
|
5.04K
$74.2K
|
|
|
Apr 29, 2025
Q1 2025
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
3.54KNew |
$50.2K - $55.5K
|
3.54K
$52.1K
|
|
|
Apr 17, 2025
Q1 2025
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2.8KNew |
$39.7K - $43.9K
|
2.8K
$41.2K
|
|