Latest Institutional Purchases of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This list provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2025
Q2 2025
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
421K+ 144.65% |
$5.37M - $6.11M
|
712K
$10.2M
|
|
|
Jul 17, 2025
Q2 2025
|
Capital Investment Advisors, LLC
|
BUY
|
- |
390KNew |
$4.98M - $5.66M
|
390K
$5.61M
|
|
|
Jul 25, 2025
Q2 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
342K+ 2754.96% |
$4.36M - $4.96M
|
354K
$5.09M
|
|
|
Aug 05, 2025
Q2 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
189K+ 70.11% |
$2.42M - $2.75M
|
460K
$6.6M
|
|
|
Jul 14, 2025
Q2 2025
|
Park Avenue Securities LLC
|
BUY
|
- |
85.4KNew |
$1.09M - $1.24M
|
85.4K
$1.23M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
56.8K+ 40.71% |
$725K - $824K
|
196K
$2.82M
|
|
|
Aug 14, 2025
Q2 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
31K+ 106.74% |
$395K - $449K
|
60K
$862K
|
|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
26.3K+ 11.79% |
$336K - $382K
|
250K
$3.59M
|
|
|
Aug 13, 2025
Q2 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
20.8K+ 3.63% |
$266K - $302K
|
595K
$8.56M
|
|
|
Aug 13, 2025
Q2 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
19KNew |
$242K - $276K
|
19K
$273K
|
|
|
Aug 13, 2025
Q2 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
18.4KNew |
$235K - $268K
|
18.4K
$265K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
18.4K+ 57.11% |
$235K - $267K
|
50.6K
$727K
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
16KNew |
$204K - $232K
|
16K
$230K
|
|
|
Aug 14, 2025
Q2 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
13.6K+ 15.6% |
$173K - $197K
|
101K
$1.45M
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
BUY
|
- |
13.4KNew |
$171K - $195K
|
13.4K
$193K
|
|
|
Jul 11, 2025
Q2 2025
|
Kapstone Financial Advisors LLC
Dayton, OH |
BUY
|
- |
12.7KNew |
$162K - $184K
|
12.7K
$182K
|
|
|
Aug 11, 2025
Q2 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
10.9K+ 28.98% |
$139K - $158K
|
48.5K
$696K
|
|
|
Aug 08, 2025
Q2 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
7.63K+ 1.64% |
$97.4K - $111K
|
472K
$6.79M
|
|
|
Jul 14, 2025
Q2 2025
|
Fortitude Family Office, LLC
Scottsdale, AZ |
BUY
|
- |
6.06KNew |
$77.3K - $87.9K
|
6.06K
$87.1K
|
|
|
Jul 08, 2025
Q2 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
5.67K+ 7.81% |
$72.3K - $82.3K
|
78.2K
$1.12M
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
5.39K+ 9.68% |
$68.8K - $78.2K
|
61.1K
$878K
|
|
|
Jul 10, 2025
Q2 2025
|
Stolper CO
|
BUY
|
- |
2.59K+ 7.86% |
$33K - $37.6K
|
35.5K
$510K
|
|
|
Aug 14, 2025
Q2 2025
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
2K+ 5.87% |
$25.5K - $29K
|
36.1K
$519K
|
|
|
Aug 11, 2025
Q2 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1.96K+ 219.22% |
$25K - $28.5K
|
2.86K
$41.1K
|
|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.58K+ 12.4% |
$20.2K - $23K
|
14.3K
$206K
|
|
|
Jul 22, 2025
Q2 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
1.26K+ 11.83% |
$16.1K - $18.3K
|
11.9K
$171K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.09K+ 1.41% |
$13.9K - $15.8K
|
78.2K
$1.12M
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
805New |
$10.3K - $11.7K
|
805
$11.6K
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
613+ 4.82% |
$7.82K - $8.89K
|
13.3K
$192K
|
|
|
Jul 25, 2025
Q2 2025
|
Integrated Capital Management, Inc.
|
BUY
|
- |
467+ 3.32% |
$5.96K - $6.78K
|
14.5K
$209K
|
|
|
Jul 16, 2025
Q2 2025
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
152+ 2.1% |
$1.94K - $2.21K
|
7.4K
$106K
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
BUY
|
- |
131+ 0.51% |
$1.67K - $1.9K
|
25.7K
$369K
|
|
|
Jul 14, 2025
Q2 2025
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
35New |
$447 - $508
|
35
$503
|
|
|
Jul 18, 2025
Q2 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
25+ 2.11% |
$319 - $363
|
1.21K
$17.4K
|
|
|
Jul 24, 2025
Q2 2025
|
Costello Asset Management, Inc
|
BUY
|
- |
22+ 2.03% |
$281 - $319
|
1.1K
$15.9K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q1 2025 | |||||||
|
Apr 21, 2025
Q1 2025
|
Advisor Resource Council
|
BUY
|
- |
24.5KNew |
$347K - $383K
|
24.5K
$351K
|
|
|
May 14, 2025
Q1 2025
|
Wealth Preservation Advisors, LLC
Chattanooga, TN |
BUY
|
- |
8.19KNew |
$116K - $128K
|
8.19K
$118K
|
|
|
May 08, 2025
Q1 2025
|
Eastern Bank
|
BUY
|
- |
5.04KNew |
$71.5K - $78.9K
|
5.04K
$72.4K
|
|
|
Apr 29, 2025
Q1 2025
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
3.54KNew |
$50.2K - $55.5K
|
3.54K
$50.9K
|
|
|
Apr 17, 2025
Q1 2025
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2.8KNew |
$39.7K - $43.9K
|
2.8K
$40.2K
|
|
|
Apr 18, 2025
Q1 2025
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
2KNew |
$28.4K - $31.3K
|
2K
$28.7K
|
|
|
May 13, 2025
Q1 2025
|
Coldstream Capital Management Inc
|
BUY
|
- |
846New |
$12K - $13.3K
|
846
$12.2K
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
800+ 80.0% |
$11.4K - $12.5K
|
1.8K
$25.9K
|
|
|
Apr 25, 2025
Q1 2025
|
Smallwood Wealth Investment Management, LLC
Red Bank, NJ |
BUY
|
- |
651New |
$9.24K - $10.2K
|
651
$9.35K
|
|
|
May 01, 2025
Q1 2025
|
Key F Inancial Inc
|
BUY
|
- |
492New |
$6.98K - $7.71K
|
492
$7.07K
|
|
|
May 01, 2025
Q1 2025
|
Iron Horse Wealth Management, LLC
|
BUY
|
- |
311New |
$4.41K - $4.87K
|
311
$4.47K
|
|
|
May 07, 2025
Q1 2025
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
78New |
$1.11K - $1.22K
|
78
$1.12K
|
|
|
May 07, 2025
Q1 2025
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
4+ 0.03% |
$56.8 - $62.7
|
13.4K
$193K
|
|
| Q4 2024 | |||||||
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
137KNew |
$2M - $2.16M
|
137K
$1.97M
|
|