Latest Institutional Purchases of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This list provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 11, 2025
Q2 2025
|
Kapstone Financial Advisors LLC
Dayton, OH |
BUY
|
- |
12.7KNew |
$162K - $184K
|
12.7K
$181K
|
|
|
Jul 08, 2025
Q2 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
5.67K+ 7.81% |
$72.3K - $82.3K
|
78.2K
$1.12M
|
|
|
Jul 10, 2025
Q2 2025
|
Stolper CO
|
BUY
|
- |
2.59K+ 7.86% |
$33K - $37.6K
|
35.5K
$509K
|
|
| Q1 2025 | |||||||
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
174K+ 179.86% |
$2.46M - $2.72M
|
270K
$3.87M
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
68K+ 43.81% |
$966K - $1.07M
|
223K
$3.2M
|
|
|
May 06, 2025
Q1 2025
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
61.6KNew |
$874K - $966K
|
61.6K
$883K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
40.2K+ 3.27% |
$570K - $630K
|
1.27M
$18.2M
|
|
|
May 15, 2025
Q1 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
29KNew |
$412K - $454K
|
29K
$416K
|
|
|
Apr 21, 2025
Q1 2025
|
Advisor Resource Council
|
BUY
|
- |
24.5KNew |
$347K - $383K
|
24.5K
$350K
|
|
|
Apr 14, 2025
Q1 2025
|
Capital Investment Advisors, LLC
|
BUY
|
- |
22K+ 5.74% |
$312K - $345K
|
405K
$5.8M
|
|
|
May 15, 2025
Q1 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
18.7K+ 93.69% |
$265K - $292K
|
38.6K
$553K
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
16.7K+ 2.88% |
$237K - $261K
|
596K
$8.54M
|
|
|
May 05, 2025
Q1 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
15.8K+ 72.73% |
$224K - $248K
|
37.6K
$538K
|
|
|
May 02, 2025
Q1 2025
|
Accredited Investor Services, LLC
St. Cloud, MN |
BUY
|
- |
14.7KNew |
$208K - $230K
|
14.7K
$210K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
14K+ 11.15% |
$199K - $219K
|
140K
$2M
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
13.1K+ 27.03% |
$186K - $205K
|
61.5K
$881K
|
|
|
Apr 24, 2025
Q1 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
12.4KNew |
$176K - $194K
|
12.4K
$178K
|
|
|
Apr 09, 2025
Q1 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
10.6KNew |
$151K - $167K
|
10.6K
$152K
|
|
|
May 14, 2025
Q1 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
9.52K+ 12.29% |
$135K - $149K
|
87K
$1.25M
|
|
|
May 14, 2025
Q1 2025
|
Wealth Preservation Advisors, LLC
Chattanooga, TN |
BUY
|
- |
8.19KNew |
$116K - $128K
|
8.19K
$117K
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
7.2K+ 0.38% |
$102K - $113K
|
1.89M
$27.1M
|
|
|
May 14, 2025
Q1 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
6.3K+ 2.26% |
$89.4K - $98.8K
|
286K
$4.09M
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
6.11K+ 0.82% |
$86.7K - $95.7K
|
751K
$10.8M
|
|
|
May 08, 2025
Q1 2025
|
Eastern Bank
|
BUY
|
- |
5.04KNew |
$71.5K - $78.9K
|
5.04K
$72.2K
|
|
|
Apr 17, 2025
Q1 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.56K+ 10.31% |
$64.7K - $71.5K
|
48.8K
$699K
|
|
|
May 14, 2025
Q1 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
4.48K+ 3.77% |
$63.6K - $70.2K
|
123K
$1.77M
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
4.44K+ 15.96% |
$62.9K - $69.5K
|
32.2K
$462K
|
|
|
Apr 29, 2025
Q1 2025
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
3.54KNew |
$50.2K - $55.5K
|
3.54K
$50.7K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.47K+ 3.93% |
$49.2K - $54.3K
|
91.6K
$1.31M
|
|
|
Apr 17, 2025
Q1 2025
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2.8KNew |
$39.7K - $43.9K
|
2.8K
$40.1K
|
|
|
Apr 18, 2025
Q1 2025
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
2KNew |
$28.4K - $31.3K
|
2K
$28.7K
|
|
|
May 15, 2025
Q1 2025
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
1.6K+ 4.92% |
$22.7K - $25.1K
|
34.1K
$489K
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
BUY
|
- |
1.13K+ 23.28% |
$16K - $17.7K
|
5.97K
$85.6K
|
|
|
May 09, 2025
Q1 2025
|
Costello Asset Management, Inc
|
BUY
|
- |
1.08KNew |
$15.4K - $17K
|
1.08K
$15.5K
|
|
|
May 06, 2025
Q1 2025
|
Pinnacle Associates LTD
|
BUY
|
- |
1K+ 6.66% |
$14.2K - $15.7K
|
16K
$230K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
895New |
$12.7K - $14K
|
895
$12.8K
|
|
|
May 13, 2025
Q1 2025
|
Coldstream Capital Management Inc
|
BUY
|
- |
846New |
$12K - $13.3K
|
846
$12.1K
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
800+ 80.0% |
$11.4K - $12.5K
|
1.8K
$25.8K
|
|
|
Apr 25, 2025
Q1 2025
|
Smallwood Wealth Investment Management, LLC
Red Bank, NJ |
BUY
|
- |
651New |
$9.24K - $10.2K
|
651
$9.33K
|
|
|
May 01, 2025
Q1 2025
|
Key F Inancial Inc
|
BUY
|
- |
492New |
$6.98K - $7.71K
|
492
$7.05K
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
BUY
|
- |
400+ 1.59% |
$5.68K - $6.27K
|
25.6K
$366K
|
|
|
May 01, 2025
Q1 2025
|
Iron Horse Wealth Management, LLC
|
BUY
|
- |
311New |
$4.41K - $4.87K
|
311
$4.46K
|
|
|
May 07, 2025
Q1 2025
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
78New |
$1.11K - $1.22K
|
78
$1.12K
|
|
|
May 15, 2025
Q1 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
6+ 0.04% |
$85.1 - $94
|
14.2K
$203K
|
|
|
May 07, 2025
Q1 2025
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
4+ 0.03% |
$56.8 - $62.7
|
13.4K
$192K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q4 2024 | |||||||
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
137KNew |
$2M - $2.16M
|
137K
$1.96M
|
|
|
Feb 12, 2025
Q4 2024
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
11.5KNew |
$168K - $182K
|
11.5K
$165K
|
|
|
Feb 07, 2025
Q4 2024
|
Vista Investment Partners Ii, LLC
Richmond, IN |
BUY
|
- |
10.8KNew |
$158K - $171K
|
10.8K
$155K
|
|
|
Feb 12, 2025
Q4 2024
|
Rpo LLC
Stamford, CT |
BUY
|
- |
8K+ 25.58% |
$117K - $126K
|
39.3K
$563K
|
|