Latest Institutional Transactions on Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-11.3KClosed |
$190K - $201K
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-10.4KClosed |
$174K - $184K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$168K - $177K
|
10K
$157K
|
|
|
Nov 04, 2021
Q3 2021
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-1Closed |
$16.8 - $17.7
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Sound Income Strategies, LLC
|
SELL
|
- |
-609Closed |
$10.2K - $10.8K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-2.18KClosed |
$36.5K - $38.6K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Tsfg, LLC
|
SELL
|
- |
-1.73KClosed |
$28.9K - $30.5K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-661Closed |
$10.8K - $11.5K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-4KClosed |
$65.2K - $69.8K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-850Closed |
$13.9K - $14.8K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Heritage Wealth Management, LLC
Phoenix, AZ |
SELL
|
- |
-1.87KClosed |
$30.4K - $32.5K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-577Closed |
$9.41K - $10.1K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-1.35KClosed |
$22K - $23.5K
|
0
$0
|
|
| Q1 2021 | |||||||
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
250New |
$3.66K - $4.06K
|
250
$3.92K
|
|
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-11.7KClosed |
$171K - $190K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-16.9KClosed |
$247K - $274K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-524Closed |
$7.67K - $8.52K
|
0
$0
|
|
|
Apr 14, 2021
Q1 2021
|
Alliance Wealth Advisors, LLC
|
SELL
|
- |
-10.5KClosed |
$153K - $170K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Nov 12, 2021
Q4 2020
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
1.16KNew |
$14.7K - $17.6K
|
1.16K
$18.1K
|
|
|
Feb 11, 2021
Q4 2020
|
Leo Brokerage, LLC
|
BUY
|
- |
23KNew |
$293K - $350K
|
23K
$360K
|
|
|
Feb 11, 2021
Q4 2020
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-1.56KClosed |
$19.8K - $23.6K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-14.4KClosed |
$183K - $219K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-9.5KClosed |
$121K - $144K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Adams Wealth Management
|
SELL
|
- |
-9.67KClosed |
$123K - $147K
|
0
$0
|
|
|
Feb 03, 2021
Q4 2020
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-14.7KClosed |
$187K - $224K
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Wolff Wiese Magana LLC
|
BUY
|
- |
88New |
$1.12K - $1.34K
|
88
$1.38K
|
|
|
Jan 13, 2021
Q4 2020
|
Global Retirement Partners, LLC
|
SELL
|
- |
-945Closed |
$12K - $14.4K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Kathmere Capital Management, LLC
Wayne, PA |
BUY
|
- |
84.4KNew |
$1.1M - $1.21M
|
84.4K
$1.32M
|
|
|
Nov 12, 2020
Q3 2020
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-11.8KClosed |
$154K - $169K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-11.2KClosed |
$147K - $161K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Patriot Investment Management Inc.
|
SELL
|
- |
-100Closed |
$1.3K - $1.44K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-12.1KClosed |
$144K - $180K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
SELL
|
- |
-93.2KClosed |
$1.11M - $1.39M
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Massmutual Trust CO Fsb
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-8.3KClosed |
$82.5K - $149K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-1.44KClosed |
$14.3K - $25.9K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Bartlett & Co. LLC
|
SELL
|
- |
-1.7KClosed |
$16.9K - $30.5K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Horan Securities, Inc.
|
BUY
|
- |
200New |
$1.99K - $3.6K
|
200
$3.13K
|
|
|
May 04, 2020
Q1 2020
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-375Closed |
$3.72K - $6.75K
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-44.7KClosed |
$444K - $805K
|
0
$0
|
|
|
Apr 07, 2020
Q1 2020
|
Gradient Investments LLC
|
SELL
|
- |
-510Closed |
$5.06K - $9.18K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 13, 2024
Q4 2019
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-1.7KClosed |
$29.5K - $31K
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-12.6KClosed |
$218K - $230K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-457Closed |
$7.94K - $8.35K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-143Closed |
$2.48K - $2.61K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 12, 2019
Q3 2019
|
Jacobi Capital Management LLC
|
SELL
|
- |
-1.11KClosed |
$18.6K - $20.3K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Calton & Associates, Inc.
|
SELL
|
- |
-11KClosed |
$184K - $202K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-1.18KClosed |
$19.8K - $21.6K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-975Closed |
$16.4K - $17.9K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-2Closed |
$33.7 - $36.3
|
0
$0
|
|