Purchases and Sales Made in Q1 2022 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q1 2022. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 04, 2022
Q1 2022
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
82.2KNew |
$1.28M - $1.48M
|
82.2K
$1.28M
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
68.4K+ 16.36% |
$1.06M - $1.23M
|
486K
$7.55M
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
58.6KNew |
$912K - $1.05M
|
58.6K
$910K
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
56.2K+ 12.36% |
$874K - $1.01M
|
511K
$7.93M
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
23.5K+ 3.78% |
$366K - $422K
|
646K
$10M
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
19.1K+ 2.84% |
$297K - $343K
|
692K
$10.7M
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
12.8K+ 5.28% |
$199K - $230K
|
256K
$3.97M
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.5KNew |
$178K - $206K
|
11.5K
$178K
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11.1K+ 9.03% |
$173K - $199K
|
134K
$2.08M
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
10.4KNew |
$162K - $187K
|
10.4K
$161K
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
8.83KNew |
$137K - $158K
|
8.83K
$137K
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
8.74KNew |
$136K - $157K
|
8.74K
$136K
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
8.22K+ 8.96% |
$128K - $148K
|
100K
$1.55M
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
7.03K+ 0.99% |
$109K - $126K
|
719K
$11.2M
|
|
Apr 29, 2022
Q1 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
5.95K+ 7.53% |
$92.5K - $107K
|
84.9K
$1.32M
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
5.58K+ 1.66% |
$86.8K - $100K
|
342K
$5.32M
|
|
Apr 27, 2022
Q1 2022
|
Schnieders Capital Management LLC
|
BUY
|
- |
5.4K+ 4.96% |
$84K - $96.9K
|
114K
$1.77M
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
5.14K+ 6.19% |
$79.9K - $92.2K
|
88.1K
$1.37M
|
|
May 12, 2022
Q1 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
4.76K+ 5.79% |
$74K - $85.5K
|
87K
$1.35M
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.21K+ 10.0% |
$65.5K - $75.6K
|
46.3K
$719K
|
|
Feb 08, 2024
Q1 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
2.86K+ 9.53% |
$44.4K - $51.3K
|
32.8K
$510K
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
2.83K+ 3.18% |
$44K - $50.8K
|
91.8K
$1.42M
|
|
Apr 25, 2022
Q1 2022
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2.8KNew |
$43.5K - $50.3K
|
2.8K
$43.5K
|
|
May 13, 2022
Q1 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
2.5K+ 18.89% |
$38.9K - $44.9K
|
15.7K
$244K
|
|
Apr 14, 2022
Q1 2022
|
Stolper CO
|
BUY
|
- |
2.42K+ 7.96% |
$37.6K - $43.4K
|
32.8K
$509K
|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
BUY
|
- |
1.73K+ 7.01% |
$26.9K - $31.1K
|
26.4K
$410K
|
|
May 06, 2022
Q1 2022
|
Princeton Global Asset Management LLC
|
BUY
|
- |
1.5K+ 28.01% |
$23.3K - $26.9K
|
6.86K
$106K
|
|
Apr 11, 2022
Q1 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.39K+ 5.42% |
$21.5K - $24.9K
|
26.9K
$418K
|
|
May 16, 2022
Q1 2022
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
384+ 2.81% |
$5.97K - $6.89K
|
14.1K
$218K
|
|
May 12, 2022
Q1 2022
|
Citigroup Inc
|
BUY
|
- |
332+ 16.29% |
$5.16K - $5.96K
|
2.37K
$36.8K
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
237+ 0.31% |
$3.69K - $4.25K
|
76.5K
$1.19M
|
|
Apr 07, 2022
Q1 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
15+ 1.63% |
$233 - $269
|
938
$14.6K
|
|
May 13, 2022
Q1 2022
|
9258 Wealth Management, LLC
|
BUY
|
- |
1+ 0.0% |
$15.6 - $18
|
20.6K
$319K
|
|
May 03, 2022
Q1 2022
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-46- 0.13% |
$715 - $826
|
34K
$528K
|
|
May 12, 2022
Q1 2022
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-50Closed |
$778 - $898
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-325- 74.71% |
$5.05K - $5.83K
|
110
$1.71K
|
|
May 05, 2022
Q1 2022
|
Pinnacle Associates LTD
|
SELL
|
- |
-500- 2.49% |
$7.78K - $8.98K
|
19.6K
$304K
|
|
May 02, 2022
Q1 2022
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-667- 5.19% |
$10.4K - $12K
|
12.2K
$189K
|
|
May 16, 2022
Q1 2022
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-689Closed |
$10.7K - $12.4K
|
0
$0
|
|
Apr 27, 2022
Q1 2022
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-731- 1.15% |
$11.4K - $13.1K
|
63.1K
$979K
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-750Closed |
$11.7K - $13.5K
|
0
$0
|
|
Apr 08, 2022
Q1 2022
|
American National Bank
|
SELL
|
- |
-770- 38.5% |
$12K - $13.8K
|
1.23K
$19.1K
|
|
May 13, 2022
Q1 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-850- 2.15% |
$13.2K - $15.3K
|
38.6K
$599K
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.15K- 4.85% |
$17.9K - $20.6K
|
22.5K
$350K
|
|
Apr 26, 2022
Q1 2022
|
Masso Torrence Wealth Management Inc.
|
SELL
|
- |
-1.28KClosed |
$20K - $23K
|
0
$0
|
|
Apr 22, 2022
Q1 2022
|
Truist Financial Corp
|
SELL
|
- |
-1.46K- 5.44% |
$22.7K - $26.3K
|
25.4K
$395K
|
|
May 12, 2022
Q1 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-1.61KClosed |
$25K - $28.9K
|
0
$0
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.87K- 3.61% |
$29.1K - $33.6K
|
50K
$776K
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.16K- 2.31% |
$33.5K - $38.7K
|
91.1K
$1.41M
|
|
Apr 28, 2022
Q1 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-5.63KClosed |
$87.5K - $101K
|
0
$0
|