Purchases and Sales Made in Q1 2024 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q1 2024. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 24, 2024
Q1 2024
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-2.04K- 11.72% |
$28.5K - $29.9K
|
15.3K
$240K
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.46K- 4.85% |
$34.4K - $36.1K
|
48.2K
$754K
|
|
|
May 15, 2024
Q1 2024
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-3.9K- 4.61% |
$54.6K - $57.2K
|
80.8K
$1.26M
|
|
|
May 16, 2024
Q1 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-6.4K- 12.47% |
$89.6K - $93.9K
|
44.9K
$703K
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-6.54K- 5.17% |
$91.6K - $96K
|
120K
$1.88M
|
|
|
Apr 25, 2024
Q1 2024
|
Schnieders Capital Management LLC
|
SELL
|
- |
-8.78K- 8.06% |
$123K - $129K
|
100K
$1.57M
|
|
|
May 14, 2024
Q1 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-9.03K- 33.39% |
$126K - $133K
|
18K
$282K
|
|
|
May 15, 2024
Q1 2024
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-9.45K- 13.73% |
$132K - $139K
|
59.4K
$929K
|
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-10.9K- 34.74% |
$153K - $160K
|
20.5K
$321K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-11.4K- 10.68% |
$159K - $167K
|
95.2K
$1.49M
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-12.4K- 8.05% |
$174K - $182K
|
142K
$2.22M
|
|
|
May 09, 2024
Q1 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-13.7K- 45.6% |
$191K - $201K
|
16.3K
$255K
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-21.4K- 16.47% |
$300K - $314K
|
109K
$1.7M
|
|
|
May 14, 2024
Q1 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-23.1K- 6.53% |
$324K - $339K
|
331K
$5.18M
|
|
|
May 13, 2024
Q1 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-26.5K- 36.04% |
$371K - $389K
|
47.1K
$736K
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-27K- 1.93% |
$378K - $396K
|
1.37M
$21.5M
|
|
|
May 15, 2024
Q1 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-28K- 22.16% |
$392K - $411K
|
98.4K
$1.54M
|
|
|
May 15, 2024
Q1 2024
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-33K- 46.4% |
$461K - $484K
|
38.1K
$596K
|
|
|
May 13, 2024
Q1 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-37.2K- 14.02% |
$521K - $546K
|
228K
$3.57M
|
|
|
May 13, 2024
Q1 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-46K- 19.38% |
$644K - $674K
|
191K
$2.99M
|
|
|
May 15, 2024
Q1 2024
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-73.2K- 37.58% |
$1.02M - $1.07M
|
122K
$1.9M
|