Purchases and Sales Made in Q1 2025 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q1 2025. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 02, 2025
Q1 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-337- 2.28% |
$4.78K - $5.28K
|
14.5K
$207K
|
|
|
May 06, 2025
Q1 2025
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-378- 0.93% |
$5.36K - $5.92K
|
40.1K
$575K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-431- 0.37% |
$6.12K - $6.75K
|
117K
$1.68M
|
|
|
Apr 09, 2025
Q1 2025
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-462- 0.76% |
$6.56K - $7.24K
|
60K
$860K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-660- 2.75% |
$9.37K - $10.3K
|
23.4K
$335K
|
|
|
Apr 28, 2025
Q1 2025
|
Calamos Advisors LLC
|
SELL
|
- |
-695- 3.85% |
$9.86K - $10.9K
|
17.4K
$249K
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-891- 1.36% |
$12.6K - $14K
|
64.8K
$929K
|
|
|
Apr 09, 2025
Q1 2025
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-998- 6.63% |
$14.2K - $15.6K
|
14.1K
$201K
|
|
|
May 15, 2025
Q1 2025
|
Wpg Advisers, LLC
Baltimore, MD |
SELL
|
- |
-1.06K- 40.48% |
$15K - $16.5K
|
1.55K
$22.3K
|
|
|
May 14, 2025
Q1 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.72K- 11.86% |
$24.4K - $26.9K
|
12.8K
$183K
|
|
|
May 08, 2025
Q1 2025
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-2.02K- 14.78% |
$28.6K - $31.6K
|
11.6K
$167K
|
|
|
Apr 17, 2025
Q1 2025
|
Sagespring Wealth Partners, LLC
Franklin, TN |
SELL
|
- |
-2.48K- 9.88% |
$35.1K - $38.8K
|
22.6K
$324K
|
|
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-2.5K- 16.83% |
$35.5K - $39.2K
|
12.4K
$177K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.1K- 6.91% |
$44K - $48.6K
|
41.8K
$599K
|
|
|
May 05, 2025
Q1 2025
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-3.21K- 7.03% |
$45.5K - $50.3K
|
42.4K
$608K
|
|
|
May 15, 2025
Q1 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-4.45K- 6.12% |
$63.1K - $69.7K
|
68.2K
$978K
|
|
|
May 09, 2025
Q1 2025
|
Schnieders Capital Management LLC
|
SELL
|
- |
-4.5K- 12.06% |
$63.9K - $70.5K
|
32.8K
$470K
|
|
|
Apr 16, 2025
Q1 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-5.49K- 10.86% |
$77.8K - $85.9K
|
45K
$645K
|
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-5.5K- 6.44% |
$78K - $86.1K
|
79.9K
$1.15M
|
|
|
May 14, 2025
Q1 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-7.26K- 20.47% |
$103K - $114K
|
28.2K
$404K
|
|
|
May 14, 2025
Q1 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-7.62K- 37.46% |
$108K - $119K
|
12.7K
$182K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-9.19K- 14.17% |
$130K - $144K
|
55.7K
$798K
|
|
|
May 15, 2025
Q1 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-36.1K- 8.3% |
$512K - $566K
|
399K
$5.72M
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-46.2K- 6.12% |
$656K - $724K
|
709K
$10.2M
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-59.1K- 9.33% |
$839K - $926K
|
575K
$8.23M
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-68.4K- 29.6% |
$970K - $1.07M
|
163K
$2.33M
|
|
|
May 15, 2025
Q1 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-111K- 38.47% |
$1.58M - $1.75M
|
178K
$2.56M
|
|
|
May 09, 2025
Q1 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-127K- 21.52% |
$1.81M - $2M
|
465K
$6.66M
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-240K- 32.62% |
$3.41M - $3.77M
|
496K
$7.11M
|