Purchases and Sales Made in Q2 2022 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q2 2022. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 04, 2022
Q2 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.19K- 5.76% |
$17.4K - $20.1K
|
19.4K
$289K
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.38K- 2.75% |
$20.3K - $23.3K
|
48.6K
$725K
|
|
|
Aug 12, 2022
Q2 2022
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1.55KClosed |
$22.8K - $26.2K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Truist Financial Corp
|
SELL
|
- |
-1.57K- 6.17% |
$23.1K - $26.6K
|
23.9K
$356K
|
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
SELL
|
- |
-1.61K- 67.89% |
$23.7K - $27.2K
|
761
$11.4K
|
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
SELL
|
- |
-3.6KClosed |
$52.9K - $60.9K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-4.2K- 0.61% |
$61.9K - $71.2K
|
688K
$10.3M
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-4.43K- 50.15% |
$65.2K - $74.9K
|
4.4K
$65.6K
|
|
|
Aug 11, 2022
Q2 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-7.05K- 35.48% |
$104K - $119K
|
12.8K
$191K
|
|
|
Aug 12, 2022
Q2 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-8.74KClosed |
$129K - $148K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-31.5K- 12.99% |
$464K - $534K
|
211K
$3.15M
|
|
|
Aug 15, 2022
Q2 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-46.9K- 79.94% |
$690K - $793K
|
11.8K
$176K
|
|
|
Aug 15, 2022
Q2 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-75.3K- 14.24% |
$1.11M - $1.27M
|
453K
$6.76M
|
|
|
Aug 15, 2022
Q2 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-107K- 37.84% |
$1.57M - $1.81M
|
176K
$2.62M
|
|
|
Aug 15, 2022
Q2 2022
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-131K- 52.67% |
$1.93M - $2.22M
|
118K
$1.76M
|
|
|
Aug 01, 2022
Q2 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-203K- 41.79% |
$2.99M - $3.44M
|
283K
$4.22M
|