Purchases and Sales Made in Q2 2023 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q2 2023. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-798- 2.32% |
$11K - $12K
|
33.6K
$501K
|
|
|
Aug 08, 2023
Q2 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-984- 5.73% |
$13.5K - $14.9K
|
16.2K
$242K
|
|
|
Aug 04, 2023
Q2 2023
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-1.19K- 14.5% |
$16.3K - $17.9K
|
7K
$104K
|
|
|
Aug 04, 2023
Q2 2023
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-1.49K- 21.66% |
$20.4K - $22.4K
|
5.37K
$80.1K
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.55K- 0.86% |
$21.3K - $23.4K
|
179K
$2.66M
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.9K- 7.26% |
$53.6K - $58.9K
|
49.8K
$743K
|
|
|
Aug 15, 2023
Q2 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-4.25K- 4.18% |
$58.5K - $64.2K
|
97.4K
$1.45M
|
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-7.12K- 32.03% |
$97.9K - $107K
|
15.1K
$225K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-12.9K- 7.53% |
$178K - $195K
|
159K
$2.37M
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-13.7K- 21.3% |
$188K - $207K
|
50.6K
$755K
|
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-19.7K- 11.22% |
$271K - $298K
|
156K
$2.33M
|
|
|
Aug 03, 2023
Q2 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-22.9K- 55.23% |
$315K - $346K
|
18.6K
$277K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-30.8K- 4.63% |
$424K - $465K
|
634K
$9.46M
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-56.3K- 5.7% |
$775K - $851K
|
932K
$13.9M
|
|
|
Aug 14, 2023
Q2 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-393K- 73.26% |
$5.4M - $5.93M
|
143K
$2.14M
|