Purchases and Sales Made in Q2 2024 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q2 2024. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 14, 2024
Q2 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
98.5KNew |
$1.34M - $1.44M
|
98.5K
$1.48M
|
|
Aug 14, 2024
Q2 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
71.6K+ 6.8% |
$974K - $1.04M
|
1.12M
$16.9M
|
|
Aug 01, 2024
Q2 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
69.1K+ 30.27% |
$940K - $1.01M
|
297K
$4.46M
|
|
Aug 14, 2024
Q2 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
61K+ 15.11% |
$830K - $890K
|
465K
$6.97M
|
|
Aug 14, 2024
Q2 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
52K+ 9.46% |
$707K - $758K
|
601K
$9.02M
|
|
Aug 06, 2024
Q2 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
30.5KNew |
$414K - $445K
|
30.5K
$457K
|
|
Aug 07, 2024
Q2 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
28.7K+ 26.45% |
$391K - $419K
|
137K
$2.06M
|
|
Aug 02, 2024
Q2 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
27.1K+ 14.19% |
$369K - $396K
|
218K
$3.28M
|
|
Oct 17, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
27K+ 1.96% |
$367K - $394K
|
1.4M
$21M
|
|
Aug 14, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
27K+ 1.96% |
$367K - $394K
|
1.4M
$21M
|
|
Aug 14, 2024
Q2 2024
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
25.1KNew |
$342K - $367K
|
25.1K
$377K
|
|
Aug 14, 2024
Q2 2024
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
21.2K+ 194.5% |
$288K - $309K
|
32.1K
$482K
|
|
Aug 13, 2024
Q2 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
16.9K+ 7.17% |
$230K - $247K
|
253K
$3.8M
|
|
Aug 13, 2024
Q2 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
13.3K+ 2.35% |
$180K - $194K
|
577K
$8.66M
|
|
Jul 25, 2024
Q2 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
11K+ 28.44% |
$149K - $160K
|
49.5K
$742K
|
|
Aug 13, 2024
Q2 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
10.3K+ 1.13% |
$140K - $150K
|
920K
$13.8M
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
BUY
|
- |
9.33K+ 1.19% |
$127K - $136K
|
795K
$11.9M
|
|
Aug 06, 2024
Q2 2024
|
Wedbush Securities Inc
|
BUY
|
- |
7.46K+ 41.39% |
$101K - $109K
|
25.5K
$382K
|
|
Aug 15, 2024
Q2 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
5.4K+ 25.45% |
$73.5K - $78.8K
|
26.6K
$399K
|
|
Aug 14, 2024
Q2 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
4.45K+ 4.22% |
$60.5K - $64.9K
|
110K
$1.65M
|
|
Aug 05, 2024
Q2 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
3.3K+ 21.53% |
$44.9K - $48.1K
|
18.6K
$279K
|
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.3K+ 7.34% |
$44.9K - $48.1K
|
48.2K
$723K
|
|
Jul 26, 2024
Q2 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.81K+ 6.84% |
$38.2K - $41K
|
43.9K
$658K
|
|
Aug 02, 2024
Q2 2024
|
United Community Bank
Greenville, SC |
BUY
|
- |
2.55KNew |
$34.7K - $37.2K
|
2.55K
$38.3K
|
|
Jul 15, 2024
Q2 2024
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.9K+ 4.56% |
$25.8K - $27.7K
|
43.6K
$653K
|
|
Aug 02, 2024
Q2 2024
|
Larson Financial Group LLC
|
BUY
|
- |
1.8KNew |
$24.5K - $26.3K
|
1.8K
$27K
|
|
Jul 12, 2024
Q2 2024
|
Integrated Capital Management, Inc.
|
BUY
|
- |
1.76K+ 13.35% |
$23.9K - $25.6K
|
14.9K
$224K
|
|
Jul 10, 2024
Q2 2024
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.31K+ 5.28% |
$17.8K - $19.1K
|
26.1K
$391K
|
|
Aug 08, 2024
Q2 2024
|
Stolper CO
|
BUY
|
- |
1.25K+ 3.96% |
$16.9K - $18.2K
|
32.7K
$491K
|
|
Aug 13, 2024
Q2 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
1.07K+ 7.67% |
$14.5K - $15.6K
|
15K
$225K
|
|
Jul 09, 2024
Q2 2024
|
Park Avenue Securities LLC
|
BUY
|
- |
561+ 0.63% |
$7.63K - $8.18K
|
89.8K
$1.35M
|
|
Aug 08, 2024
Q2 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
548+ 0.61% |
$7.45K - $8K
|
90.2K
$1.35M
|
|
Aug 14, 2024
Q2 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
256+ 2.24% |
$3.48K - $3.74K
|
11.7K
$175K
|
|
Aug 08, 2024
Q2 2024
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
174+ 0.29% |
$2.37K - $2.54K
|
59.6K
$894K
|
|
Jul 25, 2024
Q2 2024
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
132+ 1.97% |
$1.8K - $1.93K
|
6.83K
$102K
|
|
Jul 31, 2024
Q2 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
111New |
$1.51K - $1.62K
|
111
$1.67K
|
|
Aug 13, 2024
Q2 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
66+ 1.81% |
$898 - $963
|
3.7K
$55.5K
|
|
Jul 30, 2024
Q2 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
46New |
$626 - $671
|
46
$690
|
|
Jul 17, 2024
Q2 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
22+ 2.01% |
$299 - $321
|
1.12K
$16.7K
|
|
Jul 23, 2024
Q2 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jul 17, 2024
Q2 2024
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-47- 0.08% |
$639 - $686
|
60.8K
$912K
|
|
Jul 30, 2024
Q2 2024
|
Pinnacle Associates LTD
|
SELL
|
- |
-100- 0.53% |
$1.36K - $1.46K
|
18.8K
$282K
|
|
Aug 20, 2024
Q2 2024
|
Truist Financial Corp
|
SELL
|
- |
-145- 1.3% |
$1.97K - $2.12K
|
11K
$165K
|
|
Jul 25, 2024
Q2 2024
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-146- 0.51% |
$1.99K - $2.13K
|
28.7K
$430K
|
|
Aug 02, 2024
Q2 2024
|
9258 Wealth Management, LLC
|
SELL
|
- |
-357- 2.95% |
$4.86K - $5.21K
|
11.7K
$176K
|
|
Jul 16, 2024
Q2 2024
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-467- 20.1% |
$6.35K - $6.81K
|
1.86K
$27.8K
|
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-471- 4.25% |
$6.41K - $6.87K
|
10.6K
$159K
|
|
Aug 14, 2024
Q2 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-488- 2.99% |
$6.64K - $7.12K
|
15.8K
$237K
|
|
Aug 15, 2024
Q2 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-628- 3.06% |
$8.54K - $9.16K
|
19.9K
$299K
|
|
Jul 22, 2024
Q2 2024
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-1.22K- 19.72% |
$16.5K - $17.7K
|
4.95K
$74.2K
|