Purchases and Sales Made in Q3 2022 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q3 2022. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
468KNew |
$6.32M - $7.7M
|
468K
$7.02M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
66.7K+ 7.5% |
$900K - $1.1M
|
955K
$14.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
65.6K+ 72.34% |
$885K - $1.08M
|
156K
$2.34M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
56.6K+ 14.78% |
$763K - $930K
|
439K
$6.59M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
53.9K+ 458.19% |
$727K - $886K
|
65.7K
$985K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
40K+ 7.51% |
$539K - $657K
|
572K
$8.58M
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
24.2KNew |
$327K - $399K
|
24.2K
$364K
|
|
|
Oct 27, 2022
Q3 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
23.2K+ 528.09% |
$313K - $382K
|
27.6K
$415K
|
|
|
Oct 17, 2022
Q3 2022
|
Ota Financial Group L.P.
|
BUY
|
- |
17KNew |
$230K - $280K
|
17K
$255K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
15.6K+ 2.06% |
$211K - $257K
|
772K
$11.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
12.9KNew |
$174K - $213K
|
12.9K
$194K
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
7.73K+ 8.15% |
$104K - $127K
|
103K
$1.54M
|
|
|
Oct 20, 2022
Q3 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
7.2K+ 27.12% |
$97.1K - $118K
|
33.8K
$506K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
5.93K+ 0.82% |
$80K - $97.5K
|
732K
$11M
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.23K+ 10.72% |
$70.5K - $85.9K
|
54K
$810K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
4.39K+ 4.31% |
$59.2K - $72.2K
|
106K
$1.59M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.82K+ 2.36% |
$38K - $46.3K
|
122K
$1.83M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.02K+ 4.15% |
$27.2K - $33.1K
|
50.6K
$759K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.97K+ 1.38% |
$26.5K - $32.3K
|
144K
$2.17M
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.94KNew |
$26.2K - $32K
|
1.94K
$29.2K
|
|
|
Oct 21, 2022
Q3 2022
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
1.6K+ 15.88% |
$21.6K - $26.3K
|
11.7K
$175K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.31K+ 4.44% |
$17.7K - $21.5K
|
30.8K
$463K
|
|
|
Nov 09, 2022
Q3 2022
|
Schnieders Capital Management LLC
|
BUY
|
- |
1.2K+ 1.04% |
$16.2K - $19.7K
|
116K
$1.75M
|
|
|
Oct 07, 2022
Q3 2022
|
Stolper CO
|
BUY
|
- |
1.09K+ 3.31% |
$14.7K - $17.9K
|
33.9K
$508K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
960+ 3.48% |
$13K - $15.8K
|
28.6K
$428K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
912+ 0.92% |
$12.3K - $15K
|
99.7K
$1.5M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
423+ 1.75% |
$5.71K - $6.95K
|
24.6K
$369K
|
|
|
Oct 31, 2022
Q3 2022
|
Mufg Americas Holdings Corp
|
BUY
|
- |
400New |
$5.4K - $6.58K
|
400
$6K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
354+ 4.05% |
$4.78K - $5.82K
|
9.09K
$136K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
260+ 0.97% |
$3.51K - $4.27K
|
26.9K
$404K
|
|
|
Nov 03, 2022
Q3 2022
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
244+ 1.73% |
$3.29K - $4.01K
|
14.3K
$215K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
190+ 0.11% |
$2.56K - $3.12K
|
176K
$2.64M
|
|
|
Oct 26, 2022
Q3 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
54+ 1.84% |
$728 - $888
|
2.99K
$44.9K
|
|
|
Oct 07, 2022
Q3 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
18+ 1.89% |
$243 - $296
|
971
$14.6K
|
|
|
Nov 03, 2022
Q3 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
5+ 0.04% |
$67.5 - $82.2
|
13.4K
$201K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-33- 0.81% |
$445 - $543
|
4.06K
$60.9K
|
|
|
Oct 18, 2022
Q3 2022
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-151- 0.24% |
$2.04K - $2.48K
|
62.4K
$936K
|
|
|
Nov 14, 2022
Q3 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-160- 0.4% |
$2.16K - $2.63K
|
39.5K
$592K
|
|
|
Oct 18, 2022
Q3 2022
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-225- 0.69% |
$3.04K - $3.7K
|
32.5K
$488K
|
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-242- 0.72% |
$3.26K - $3.98K
|
33.5K
$503K
|
|
|
Nov 08, 2022
Q3 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.37K- 7.07% |
$18.5K - $22.5K
|
18K
$270K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.23K- 1.88% |
$30.1K - $36.7K
|
117K
$1.75M
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-2.44K- 10.23% |
$32.9K - $40.1K
|
21.4K
$321K
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-3.4K- 0.92% |
$45.9K - $55.9K
|
366K
$5.5M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-10.3K- 4.86% |
$139K - $169K
|
201K
$3.01M
|
|
|
Nov 14, 2022
Q3 2022
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-12.7K- 15.55% |
$172K - $210K
|
69.2K
$1.04M
|
|
|
Nov 16, 2022
Q3 2022
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-13.2K- 35.11% |
$179K - $218K
|
24.5K
$367K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-27.9K- 6.15% |
$376K - $458K
|
425K
$6.38M
|
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-47.7K- 16.84% |
$643K - $784K
|
235K
$3.53M
|