Purchases and Sales Made in Q3 2023 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q3 2023. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-3.22K- 15.97% |
$43.9K - $46.7K
|
17K
$253K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.65K- 2.61% |
$63.3K - $67.5K
|
174K
$2.59M
|
|
|
Oct 13, 2023
Q3 2023
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-4.77K- 77.55% |
$64.9K - $69.1K
|
1.38K
$20.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-5.17K- 34.22% |
$70.3K - $74.9K
|
9.93K
$148K
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-10.7K- 23.25% |
$145K - $155K
|
35.3K
$526K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-12.1K- 2.12% |
$164K - $175K
|
556K
$8.29M
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-17.9K- 48.81% |
$243K - $259K
|
18.8K
$280K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-18.5K- 31.68% |
$252K - $268K
|
39.9K
$595K
|
|
|
Nov 07, 2023
Q3 2023
|
Schnieders Capital Management LLC
|
SELL
|
- |
-19.5K- 15.26% |
$266K - $283K
|
108K
$1.62M
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-20.2K- 34.76% |
$275K - $293K
|
38K
$567K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-23.8K- 14.98% |
$324K - $345K
|
135K
$2.02M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-63.7K- 10.05% |
$867K - $924K
|
570K
$8.51M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-99.6K- 69.49% |
$1.36M - $1.44M
|
43.7K
$653K
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-211K- 49.07% |
$2.87M - $3.06M
|
219K
$3.27M
|