Purchases and Sales Made in Q3 2024 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q3 2024. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.03K- 3.37% |
$27.7K - $30.2K
|
58.3K
$904K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.09K- 2.3% |
$28.5K - $31K
|
88.9K
$1.38M
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.46K- 8.49% |
$33.5K - $36.5K
|
26.5K
$411K
|
|
|
Oct 03, 2024
Q3 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.53K- 2.82% |
$34.5K - $37.6K
|
87.3K
$1.35M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.05K- 6.5% |
$41.5K - $45.2K
|
43.8K
$680K
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.16K- 8.42% |
$56.7K - $61.8K
|
45.3K
$703K
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-5.12K- 25.73% |
$69.8K - $76.1K
|
14.8K
$230K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.39K- 0.81% |
$73.5K - $80.1K
|
659K
$10.2M
|
|
|
Oct 31, 2024
Q3 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-6.36K- 2.91% |
$86.6K - $94.4K
|
212K
$3.29M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-8.9K- 6.75% |
$121K - $132K
|
123K
$1.91M
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-9.37K- 9.54% |
$128K - $139K
|
88.8K
$1.38M
|
|
|
Nov 14, 2024
Q3 2024
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-10.6K- 32.22% |
$145K - $157K
|
22.3K
$346K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-11.4K- 8.29% |
$155K - $169K
|
126K
$1.96M
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-12K- 17.36% |
$163K - $178K
|
57K
$884K
|
|
|
Nov 12, 2024
Q3 2024
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-14K- 23.44% |
$190K - $207K
|
45.6K
$708K
|
|
|
Nov 14, 2024
Q3 2024
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-17.2K- 14.17% |
$235K - $256K
|
104K
$1.62M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-25.8K- 3.25% |
$352K - $383K
|
769K
$11.9M
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-84.5K- 25.98% |
$1.15M - $1.25M
|
241K
$3.74M
|
|
|
Nov 14, 2024
Q3 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-132K- 24.3% |
$1.8M - $1.96M
|
410K
$6.37M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-200K- 21.69% |
$2.72M - $2.96M
|
721K
$11.2M
|