Purchases and Sales Made in Q3 2025 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q3 2025. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2025
Q3 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
173K+ 49.01% |
$2.45M - $2.59M
|
527K
$7.85M
|
|
|
Oct 24, 2025
Q3 2025
|
Wela Strategies, Inc.
|
BUY
|
- |
33.9KNew |
$479K - $505K
|
33.9K
$505K
|
|
|
Oct 22, 2025
Q3 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
10.8K+ 22.34% |
$153K - $161K
|
59.3K
$883K
|
|
|
Oct 20, 2025
Q3 2025
|
Calamos Advisors LLC
|
BUY
|
- |
3.48K+ 21.75% |
$49.1K - $51.8K
|
19.5K
$290K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
3.17K+ 2853.15% |
$44.7K - $47.2K
|
3.28K
$48.8K
|
|
|
Oct 07, 2025
Q3 2025
|
Integrated Capital Management, Inc.
|
BUY
|
- |
2.04K+ 14.07% |
$28.9K - $30.5K
|
16.6K
$247K
|
|
|
Oct 31, 2025
Q3 2025
|
Sagespring Wealth Partners, LLC
Franklin, TN |
BUY
|
- |
1.36K+ 6.5% |
$19.2K - $20.3K
|
22.3K
$332K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.19K+ 2.53% |
$16.7K - $17.7K
|
48.1K
$716K
|
|
|
Oct 22, 2025
Q3 2025
|
Goal Vest Advisory LLC
|
BUY
|
- |
339New |
$4.79K - $5.05K
|
339
$5.05K
|
|
|
Oct 16, 2025
Q3 2025
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
156+ 2.11% |
$2.2K - $2.33K
|
7.56K
$113K
|
|
|
Oct 21, 2025
Q3 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
25+ 2.07% |
$353 - $373
|
1.23K
$18.4K
|
|
|
Oct 16, 2025
Q3 2025
|
Smallwood Wealth Investment Management, LLC
Red Bank, NJ |
BUY
|
- |
10+ 1.51% |
$141 - $149
|
672
$10K
|
|
|
Oct 29, 2025
Q3 2025
|
Wpg Advisers, LLC
Baltimore, MD |
BUY
|
- |
9+ 0.89% |
$127 - $134
|
1.02K
$15.1K
|
|
|
Oct 10, 2025
Q3 2025
|
Stolper CO
|
SELL
|
- |
-72- 0.2% |
$1.02K - $1.07K
|
35.5K
$528K
|
|
|
Oct 20, 2025
Q3 2025
|
Merit Financial Group, LLC
|
SELL
|
- |
-124- 1.04% |
$1.75K - $1.85K
|
11.8K
$175K
|
|
|
Oct 21, 2025
Q3 2025
|
Accredited Investor Services, LLC
St. Cloud, MN |
SELL
|
- |
-125- 0.86% |
$1.77K - $1.86K
|
14.4K
$214K
|
|
|
Oct 09, 2025
Q3 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-250- 0.64% |
$3.53K - $3.73K
|
39K
$581K
|
|
|
Oct 23, 2025
Q3 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-598- 0.7% |
$8.44K - $8.92K
|
84.8K
$1.26M
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
SELL
|
- |
-955- 2.25% |
$13.5K - $14.2K
|
41.5K
$617K
|
|
|
Oct 29, 2025
Q3 2025
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-1.12K- 2.64% |
$15.8K - $16.7K
|
41.3K
$615K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.43K- 5.83% |
$34.3K - $36.2K
|
39.2K
$584K
|
|
|
Oct 28, 2025
Q3 2025
|
Wolverine Asset Management LLC
|
SELL
|
- |
-2.98K- 1.19% |
$42.1K - $44.4K
|
247K
$3.67M
|
|
|
Oct 31, 2025
Q3 2025
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-12.4K- 43.71% |
$175K - $185K
|
16K
$238K
|
|
|
Oct 23, 2025
Q3 2025
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-28.3K- 7.26% |
$400K - $423K
|
362K
$5.39M
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-135K- 29.33% |
$1.9M - $2.01M
|
325K
$4.84M
|