Purchases and Sales Made in Q4 2021 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q4 2021. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
162K+ 166.01% |
$2.71M - $2.9M
|
259K
$3.88M
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
134K+ 47.06% |
$2.24M - $2.4M
|
418K
$6.27M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
77.5K+ 14.21% |
$1.3M - $1.39M
|
623K
$9.34M
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
72K+ 27.16% |
$1.21M - $1.29M
|
337K
$5.05M
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
66.1K+ 10.9% |
$1.11M - $1.19M
|
673K
$10.1M
|
|
|
Jan 28, 2022
Q4 2021
|
Shulman De Meo Asset Management LLC
|
BUY
|
- |
63.8KNew |
$1.07M - $1.15M
|
63.8K
$957K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.4K+ 27.35% |
$275K - $294K
|
76.2K
$1.14M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
13.9K+ 2.05% |
$234K - $250K
|
693K
$10.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
10.5K+ 3.64% |
$176K - $188K
|
298K
$4.48M
|
|
|
Feb 03, 2022
Q4 2021
|
Schnieders Capital Management LLC
|
BUY
|
- |
7.65K+ 7.56% |
$128K - $137K
|
109K
$1.63M
|
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
6.89K+ 9.57% |
$116K - $124K
|
78.9K
$1.18M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.56K+ 8.58% |
$110K - $118K
|
83K
$1.24M
|
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
5.63KNew |
$94.5K - $101K
|
5.63K
$84.5K
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
5.59K+ 17.95% |
$93.8K - $100K
|
36.7K
$550K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
5.14K+ 26.24% |
$86.2K - $92.2K
|
24.7K
$371K
|
|
|
Jan 26, 2022
Q4 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
2.4K+ 10.37% |
$40.3K - $43.1K
|
25.6K
$383K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.04K+ 4.09% |
$34.2K - $36.5K
|
51.8K
$778K
|
|
|
Feb 09, 2022
Q4 2021
|
American National Bank
|
BUY
|
- |
2KNew |
$33.6K - $35.9K
|
2K
$30K
|
|
|
Jan 11, 2022
Q4 2021
|
Stolper CO
|
BUY
|
- |
1.95K+ 6.87% |
$32.8K - $35K
|
30.4K
$455K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
1.67K+ 6.63% |
$28.1K - $30K
|
26.9K
$403K
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1.61KNew |
$27K - $28.9K
|
1.61K
$24.2K
|
|
|
Feb 14, 2022
Q4 2021
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
1.55KNew |
$26K - $27.8K
|
1.55K
$23.3K
|
|
|
Jan 25, 2022
Q4 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
1.33K+ 11.55% |
$22.3K - $23.9K
|
12.9K
$193K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.3K+ 5.8% |
$21.8K - $23.3K
|
23.7K
$355K
|
|
|
Feb 10, 2022
Q4 2021
|
Masso Torrence Wealth Management Inc.
|
BUY
|
- |
1.28KNew |
$21.5K - $23K
|
1.28K
$19.2K
|
|
|
Feb 10, 2022
Q4 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
800+ 2.07% |
$13.4K - $14.4K
|
39.5K
$592K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
740+ 0.84% |
$12.4K - $13.3K
|
88.9K
$1.33M
|
|
|
Feb 14, 2022
Q4 2021
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
689New |
$11.6K - $12.4K
|
689
$10.3K
|
|
|
Jan 07, 2022
Q4 2021
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
564New |
$9.47K - $10.1K
|
564
$8.46K
|
|
|
Feb 03, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
100+ 0.75% |
$1.68K - $1.8K
|
13.4K
$201K
|
|
|
Feb 14, 2022
Q4 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
88+ 3.14% |
$1.48K - $1.58K
|
2.89K
$43.3K
|
|
|
Jan 10, 2022
Q4 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
57+ 1.68% |
$957 - $1.02K
|
3.45K
$51.7K
|
|
|
Feb 09, 2022
Q4 2021
|
Delta Asset Management LLC
Memphis, TN |
BUY
|
- |
50New |
$840 - $898
|
50
$750
|
|
|
Jan 27, 2022
Q4 2021
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
21+ 0.18% |
$353 - $377
|
11.6K
$175K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
18+ 0.45% |
$302 - $323
|
4.06K
$60.9K
|
|
|
Jan 13, 2022
Q4 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
14+ 1.54% |
$235 - $251
|
923
$13.8K
|
|
|
Jan 21, 2022
Q4 2021
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-48- 0.15% |
$806 - $862
|
32.8K
$492K
|
|
|
Feb 23, 2022
Q4 2021
|
Lake Point Wealth Management
|
SELL
|
- |
-145Closed |
$2.43K - $2.6K
|
0
$0
|
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-148- 0.45% |
$2.48K - $2.66K
|
32.8K
$493K
|
|
|
Feb 11, 2022
Q4 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-198Closed |
$3.32K - $3.55K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-385- 1.84% |
$6.46K - $6.91K
|
20.6K
$308K
|
|
|
Feb 02, 2022
Q4 2021
|
Pinnacle Associates LTD
|
SELL
|
- |
-450- 2.19% |
$7.56K - $8.08K
|
20.1K
$302K
|
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-771Closed |
$12.9K - $13.8K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-790Closed |
$13.3K - $14.2K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.31K- 3.02% |
$22K - $23.5K
|
42.1K
$631K
|
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.69K- 3.69% |
$28.3K - $30.2K
|
44K
$660K
|
|
|
Feb 11, 2022
Q4 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-2.16K- 6.86% |
$36.3K - $38.8K
|
29.3K
$440K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-2.29K- 52.95% |
$38.5K - $41.2K
|
2.04K
$30.6K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-2.82K- 43.9% |
$47.3K - $50.5K
|
3.6K
$54K
|
|
|
Jan 21, 2022
Q4 2021
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-4.04K- 10.59% |
$67.8K - $72.4K
|
34.1K
$511K
|