Purchases and Sales Made in Q4 2022 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q4 2022. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-429- 0.42% |
$5.86K - $6.93K
|
102K
$1.59M
|
|
|
Jan 23, 2023
Q4 2022
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-511- 0.82% |
$6.99K - $8.26K
|
61.9K
$964K
|
|
|
Feb 13, 2023
Q4 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.35K- 4.03% |
$18.5K - $21.8K
|
32.2K
$501K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.36K- 2.07% |
$18.6K - $21.9K
|
64.3K
$1M
|
|
|
Jan 31, 2023
Q4 2022
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-1.48K- 12.63% |
$20.2K - $23.8K
|
10.2K
$159K
|
|
|
Jan 11, 2023
Q4 2022
|
Stolper CO
|
SELL
|
- |
-1.65K- 4.86% |
$22.5K - $26.6K
|
32.2K
$502K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-1.94K- 0.25% |
$26.5K - $31.3K
|
770K
$12M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.05K- 22.49% |
$28K - $33K
|
7.05K
$110K
|
|
|
Feb 15, 2023
Q4 2022
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-2.41K- 9.85% |
$32.9K - $38.9K
|
22.1K
$344K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-2.45K- 9.07% |
$33.4K - $39.5K
|
24.5K
$381K
|
|
|
Jan 27, 2023
Q4 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-4.93K- 16.82% |
$67.4K - $79.7K
|
24.4K
$380K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.54K- 4.53% |
$75.7K - $89.5K
|
117K
$1.82M
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-6.25K- 0.98% |
$85.4K - $101K
|
629K
$9.79M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-13K- 6.47% |
$178K - $210K
|
188K
$2.93M
|
|
|
Feb 02, 2023
Q4 2022
|
Raymond James Trust N.A.
|
SELL
|
- |
-25.2K- 40.78% |
$345K - $408K
|
36.6K
$571K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-74.3K- 17.47% |
$1.02M - $1.2M
|
351K
$5.47M
|
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-141K- 59.99% |
$1.93M - $2.28M
|
94.2K
$1.47M
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-149K- 72.04% |
$2.03M - $2.4M
|
57.6K
$897K
|