Purchases and Sales Made in Q4 2023 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q4 2023. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 09, 2024
Q4 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-534- 1.87% |
$6.84K - $7.56K
|
28.1K
$419K
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-614- 5.02% |
$7.87K - $8.69K
|
11.6K
$173K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-629- 2.47% |
$8.06K - $8.91K
|
24.8K
$371K
|
|
|
Jan 19, 2024
Q4 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-788- 3.9% |
$10.1K - $11.2K
|
19.4K
$290K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.05K- 3.22% |
$13.4K - $14.8K
|
31.5K
$470K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-2.24K- 21.57% |
$28.7K - $31.7K
|
8.14K
$121K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-3.09K- 1.15% |
$39.5K - $43.7K
|
265K
$3.96M
|
|
|
Jan 31, 2024
Q4 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-3.4K- 10.55% |
$43.5K - $48.1K
|
28.8K
$430K
|
|
|
Jan 10, 2024
Q4 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-5.82K- 12.83% |
$74.6K - $82.4K
|
39.6K
$590K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-7.49K- 6.77% |
$95.9K - $106K
|
103K
$1.54M
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-7.62K- 1.37% |
$97.6K - $108K
|
548K
$8.18M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-8.62K- 43.04% |
$110K - $122K
|
11.4K
$170K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-10.2K- 10.78% |
$131K - $145K
|
84.7K
$1.26M
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-18.8K- 3.37% |
$240K - $266K
|
538K
$8.02M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-19.4K- 15.28% |
$248K - $274K
|
107K
$1.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-21.5K- 12.22% |
$275K - $304K
|
154K
$2.3M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-28.5K- 21.07% |
$364K - $403K
|
107K
$1.59M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-29.9K- 18.67% |
$383K - $423K
|
130K
$1.94M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-33.8K- 8.7% |
$433K - $478K
|
355K
$5.29M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-41.7K- 24.82% |
$535K - $591K
|
126K
$1.89M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-42.7K- 5.24% |
$547K - $605K
|
773K
$11.5M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-46K- 38.45% |
$589K - $651K
|
73.6K
$1.1M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-108K- 13.25% |
$1.38M - $1.53M
|
706K
$10.5M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-291K- 20.81% |
$3.73M - $4.13M
|
1.11M
$16.5M
|