Purchases and Sales Made in Q4 2024 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q4 2024. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 16, 2025
Q4 2024
|
Diversify Advisory Services, LLC
Sandy, UT |
SELL
|
- |
-650- 2.42% |
$9.52K - $10.3K
|
26.2K
$400K
|
|
|
Feb 04, 2025
Q4 2024
|
Schnieders Capital Management LLC
|
SELL
|
- |
-750- 1.97% |
$11K - $11.9K
|
37.3K
$569K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.06K- 2.34% |
$15.6K - $16.8K
|
44.2K
$675K
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.15K- 1.29% |
$16.8K - $18.2K
|
88.1K
$1.34M
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.25K- 2.85% |
$18.3K - $19.8K
|
42.6K
$651K
|
|
|
Jan 24, 2025
Q4 2024
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-1.31K- 70.37% |
$19.1K - $20.6K
|
550
$8.39K
|
|
|
Feb 13, 2025
Q4 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.47K- 1.22% |
$21.6K - $23.3K
|
119K
$1.81M
|
|
|
Jan 24, 2025
Q4 2024
|
Calamos Advisors LLC
|
SELL
|
- |
-1.87K- 9.38% |
$27.4K - $29.5K
|
18.1K
$276K
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.47K- 9.31% |
$36.1K - $39K
|
24K
$367K
|
|
|
Jan 21, 2025
Q4 2024
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.57K- 4.84% |
$37.6K - $40.6K
|
50.5K
$771K
|
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.41K- 3.83% |
$49.9K - $53.8K
|
85.4K
$1.3M
|
|
|
Feb 14, 2025
Q4 2024
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-3.73K- 4.88% |
$54.6K - $58.9K
|
72.7K
$1.11M
|
|
|
Feb 14, 2025
Q4 2024
|
Pinnacle Associates LTD
|
SELL
|
- |
-4.4K- 22.67% |
$64.5K - $69.5K
|
15K
$229K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-5.17K- 4.2% |
$75.7K - $81.7K
|
118K
$1.8M
|
|
|
Feb 10, 2025
Q4 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-9.75K- 4.05% |
$143K - $154K
|
231K
$3.52M
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-17.3K- 2.89% |
$253K - $273K
|
579K
$8.84M
|
|
|
Feb 14, 2025
Q4 2024
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-18.8K- 36.65% |
$275K - $297K
|
32.5K
$496K
|
|
|
Jan 22, 2025
Q4 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-25.5K- 99.9% |
$373K - $402K
|
25
$382
|
|
|
Feb 14, 2025
Q4 2024
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-31.9K- 30.6% |
$468K - $504K
|
72.4K
$1.1M
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
SELL
|
- |
-32K- 4.17% |
$469K - $506K
|
737K
$11.2M
|
|
|
Feb 14, 2025
Q4 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-47.7K- 9.89% |
$699K - $754K
|
435K
$6.64M
|
|
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-72K- 66.99% |
$1.05M - $1.14M
|
35.5K
$541K
|
|
|
Feb 13, 2025
Q4 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-116K- 54.47% |
$1.69M - $1.82M
|
96.5K
$1.47M
|
|
|
Feb 13, 2025
Q4 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-121K- 29.4% |
$1.77M - $1.91M
|
290K
$4.42M
|
|
|
Feb 03, 2025
Q4 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-140K- 47.44% |
$2.05M - $2.21M
|
155K
$2.37M
|
|
|
Feb 07, 2025
Q4 2024
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-219K- 27.04% |
$3.21M - $3.47M
|
592K
$9.04M
|