Purchases and Sales Made in Q2 2023 in Double Line Yield Opportunities Fund (DLY)
This table provides information about the institutional ownership of Double Line Yield Opportunities Fund (DLY) during Q2 2023. The information is specifically focused on institutions that hold shares of DoubleLine Yield Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
238K+ 41.76% |
$3.19M - $3.45M
|
807K
$12.9M
|
|
|
Aug 11, 2023
Q2 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
49.7K+ 6.65% |
$667K - $721K
|
797K
$12.7M
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
25.6K+ 168.54% |
$344K - $372K
|
40.8K
$652K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
23.6K+ 142.23% |
$317K - $343K
|
40.2K
$643K
|
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
16.7KNew |
$225K - $243K
|
16.7K
$268K
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
14.7K+ 3.56% |
$197K - $213K
|
427K
$6.84M
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
14.5K+ 16.55% |
$195K - $211K
|
102K
$1.64M
|
|
|
Aug 14, 2023
Q2 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
9.03K+ 5.66% |
$121K - $131K
|
169K
$2.7M
|
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
BUY
|
- |
7.32K+ 16.9% |
$98.3K - $106K
|
50.6K
$810K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
6.77K+ 1.0% |
$91K - $98.4K
|
681K
$10.9M
|
|
|
Aug 14, 2023
Q2 2023
|
Journey Strategic Wealth LLC
Summit, NJ |
BUY
|
- |
4.62K+ 24.96% |
$62.1K - $67.1K
|
23.1K
$370K
|
|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.56K+ 2.3% |
$47.9K - $51.8K
|
159K
$2.54M
|
|
|
Aug 14, 2023
Q2 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
2.35K+ 235.0% |
$31.6K - $34.1K
|
3.35K
$53.6K
|
|
|
Aug 11, 2023
Q2 2023
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
722+ 2.22% |
$9.7K - $10.5K
|
33.3K
$533K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
527+ 0.52% |
$7.08K - $7.66K
|
101K
$1.62M
|
|
|
Jul 25, 2023
Q2 2023
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
455New |
$6.12K - $6.61K
|
455
$7.28K
|
|
|
Jul 25, 2023
Q2 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
360New |
$4.84K - $5.23K
|
360
$5.76K
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
217+ 1.67% |
$2.92K - $3.15K
|
13.2K
$211K
|
|
|
Jul 21, 2023
Q2 2023
|
Activest Wealth Management
|
BUY
|
- |
155+ 3.41% |
$2.08K - $2.25K
|
4.71K
$75.3K
|
|
|
Jul 10, 2023
Q2 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
29+ 2.57% |
$390 - $421
|
1.16K
$18.5K
|
|
|
Aug 03, 2023
Q2 2023
|
Optimum Investment Advisors
|
BUY
|
- |
6+ 0.03% |
$80.6 - $87.2
|
17.3K
$276K
|
|
|
May 20, 2024
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1+ 4.55% |
$13.4 - $14.5
|
23
$368
|
|
|
Aug 04, 2023
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1+ 4.55% |
$13.4 - $14.5
|
23
$368
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-150- 0.59% |
$2.02K - $2.18K
|
25.2K
$403K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-543- 2.52% |
$7.3K - $7.89K
|
21K
$336K
|
|
|
Aug 09, 2023
Q2 2023
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-909- 3.15% |
$12.2K - $13.2K
|
27.9K
$447K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2K- 3.44% |
$26.9K - $29.1K
|
56.3K
$900K
|
|
|
Aug 09, 2023
Q2 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-2.2K- 6.21% |
$29.6K - $32K
|
33.2K
$531K
|
|
|
Aug 08, 2023
Q2 2023
|
Arbor Capital Management Inc
Anchorage, AK |
SELL
|
- |
-5.51K- 7.51% |
$74.1K - $80.1K
|
67.9K
$1.09M
|
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-10.9K- 48.64% |
$146K - $158K
|
11.5K
$184K
|
|
|
Aug 10, 2023
Q2 2023
|
Herr Investment Group LLC
Austin, TX |
SELL
|
- |
-11.1K- 1.58% |
$149K - $161K
|
692K
$11.1M
|
|
|
Aug 09, 2023
Q2 2023
|
Evoke Wealth, LLC
|
SELL
|
- |
-16.6K- 26.4% |
$223K - $241K
|
46.2K
$739K
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-17.8K- 14.22% |
$240K - $259K
|
107K
$1.72M
|
|
|
Aug 10, 2023
Q2 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-18.5K- 12.25% |
$249K - $269K
|
133K
$2.13M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-29.6K- 41.97% |
$398K - $430K
|
40.9K
$654K
|
|
|
Jul 17, 2023
Q2 2023
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-36.9K- 11.78% |
$495K - $536K
|
276K
$4.42M
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-40.1K- 14.48% |
$539K - $583K
|
237K
$3.79M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-61.4K- 3.56% |
$826K - $893K
|
1.67M
$26.7M
|
|
|
Aug 08, 2023
Q2 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-62.7K- 29.84% |
$843K - $911K
|
147K
$2.36M
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-65.3K- 2.4% |
$878K - $949K
|
2.66M
$42.5M
|
|
|
Aug 14, 2023
Q2 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-188K- 47.85% |
$2.52M - $2.73M
|
204K
$3.27M
|
|
|
Jul 18, 2023
Q2 2023
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-247K- 54.99% |
$3.32M - $3.59M
|
202K
$3.23M
|