Purchases and Sales Made in Q3 2021 in Double Line Yield Opportunities Fund (DLY)
This table provides information about the institutional ownership of Double Line Yield Opportunities Fund (DLY) during Q3 2021. The information is specifically focused on institutions that hold shares of DoubleLine Yield Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.01MNew |
$57.1M - $60.6M
|
3.01M
$48.1M
|
|
|
Nov 03, 2021
Q3 2021
|
Litman Gregory Wealth Management LLC
|
BUY
|
- |
385K+ 4937.92% |
$7.3M - $7.75M
|
393K
$6.28M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
352K+ 4908.66% |
$6.68M - $7.09M
|
359K
$5.75M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
186K+ 10.2% |
$3.54M - $3.76M
|
2.01M
$32.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
167K+ 115.53% |
$3.17M - $3.36M
|
312K
$4.98M
|
|
|
Oct 29, 2021
Q3 2021
|
Pettinga Financial Advisors, LLC
|
BUY
|
- |
164K+ 41.11% |
$3.12M - $3.31M
|
565K
$9.03M
|
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
160KNew |
$3.04M - $3.22M
|
160K
$2.56M
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
86.2KNew |
$1.64M - $1.74M
|
86.2K
$1.38M
|
|
|
Nov 15, 2021
Q3 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
51K+ 11.08% |
$968K - $1.03M
|
511K
$8.18M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
34.8K+ 3.68% |
$661K - $702K
|
983K
$15.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
30.6K+ 86.45% |
$581K - $617K
|
66K
$1.06M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
18.7KNew |
$355K - $376K
|
18.7K
$299K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
15.4K+ 190.31% |
$291K - $309K
|
23.4K
$375K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13KNew |
$247K - $262K
|
13K
$208K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
10KNew |
$190K - $201K
|
10K
$160K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
8.04K+ 27.14% |
$153K - $162K
|
37.6K
$602K
|
|
|
Nov 12, 2021
Q3 2021
|
Evoke Wealth, LLC
|
BUY
|
- |
3.39K+ 5.66% |
$64.3K - $68.3K
|
63.3K
$1.01M
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
1.88K+ 6.04% |
$35.6K - $37.8K
|
32.9K
$527K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.87K+ 46.78% |
$35.5K - $37.7K
|
5.87K
$93.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.5K+ 8.65% |
$28.5K - $30.3K
|
18.9K
$302K
|
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
1.1K+ 10.48% |
$20.9K - $22.2K
|
11.6K
$186K
|
|
|
Oct 22, 2021
Q3 2021
|
Optimum Investment Advisors
|
BUY
|
- |
1K+ 5.07% |
$19.1K - $20.2K
|
20.8K
$333K
|
|
|
Nov 01, 2021
Q3 2021
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
500New |
$9.49K - $10.1K
|
500
$8K
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
78+ 0.65% |
$1.48K - $1.57K
|
12.1K
$193K
|
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
BUY
|
- |
51+ 1.78% |
$968 - $1.03K
|
2.92K
$46.7K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-38- 25.85% |
$721 - $765
|
109
$1.74K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-421- 0.75% |
$7.99K - $8.48K
|
55.7K
$891K
|
|
|
Nov 15, 2021
Q3 2021
|
Family Management Corp
New York, NY |
SELL
|
- |
-1.1K- 0.71% |
$20.9K - $22.2K
|
154K
$2.46M
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-4.02KClosed |
$76.3K - $81K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-10KClosed |
$190K - $201K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-13.4K- 91.79% |
$255K - $270K
|
1.2K
$19.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-21.5KClosed |
$407K - $432K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-22.3KClosed |
$422K - $448K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-32.9K- 63.74% |
$625K - $663K
|
18.7K
$300K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-111K- 15.67% |
$2.1M - $2.23M
|
596K
$9.54M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-159K- 49.18% |
$3.01M - $3.2M
|
164K
$2.62M
|
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-231K- 26.48% |
$4.38M - $4.65M
|
641K
$10.3M
|