Purchases and Sales Made in Q3 2021 in Western Asset Mortgage Opportunity Fund Inc. (DMO)
This table provides information about the institutional ownership of Western Asset Mortgage Opportunity Fund Inc. (DMO) during Q3 2021. The information is specifically focused on institutions that hold shares of Western Asset Mortgage Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
173KNew |
$2.65M - $2.81M
|
173K
$2.09M
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
133KNew |
$2.04M - $2.16M
|
133K
$1.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
71.5K+ 81.93% |
$1.1M - $1.16M
|
159K
$1.91M
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
54.3K+ 14.0% |
$833K - $883K
|
442K
$5.33M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
34K+ 44.97% |
$521K - $552K
|
110K
$1.32M
|
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
15KNew |
$230K - $244K
|
15K
$181K
|
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
11.2KNew |
$172K - $182K
|
11.2K
$135K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
5.43K+ 5.66% |
$83.2K - $88.2K
|
101K
$1.22M
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
4.36K+ 3.33% |
$66.9K - $70.9K
|
135K
$1.63M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.06K+ 5.72% |
$46.9K - $49.7K
|
56.6K
$682K
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
2.99K+ 0.64% |
$45.8K - $48.6K
|
469K
$5.65M
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.93K+ 14.76% |
$44.9K - $47.5K
|
22.8K
$274K
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
2.8K+ 4.06% |
$42.9K - $45.4K
|
71.8K
$865K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.8K+ 16.54% |
$27.6K - $29.2K
|
12.7K
$153K
|
|
|
Oct 20, 2021
Q3 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
1.09K+ 10.13% |
$16.6K - $17.6K
|
11.8K
$142K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.08K+ 4.31% |
$16.6K - $17.6K
|
26.2K
$316K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
827+ 0.88% |
$12.7K - $13.4K
|
94.4K
$1.14M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
441+ 1.25% |
$6.76K - $7.16K
|
35.8K
$431K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
238+ 1.15% |
$3.65K - $3.87K
|
20.9K
$251K
|
|
|
Nov 05, 2021
Q3 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
71+ 0.17% |
$1.09K - $1.15K
|
41.8K
$504K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
4New |
$61.3 - $65
|
4
$48.2
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-17Closed |
$261 - $276
|
0
$0
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-222- 18.3% |
$3.4K - $3.61K
|
991
$11.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-359Closed |
$5.5K - $5.83K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-410- 14.9% |
$6.29K - $6.66K
|
2.34K
$28.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-798- 2.52% |
$12.2K - $13K
|
30.8K
$371K
|
|
|
Oct 12, 2021
Q3 2021
|
Cva Family Office, LLC
|
SELL
|
- |
-925Closed |
$14.2K - $15K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.07K- 3.37% |
$16.4K - $17.4K
|
30.8K
$371K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.38K- 3.09% |
$21.2K - $22.5K
|
43.3K
$522K
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-2K- 11.44% |
$30.7K - $32.5K
|
15.5K
$187K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.53K- 7.61% |
$38.7K - $41K
|
30.7K
$370K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-5.56K- 35.02% |
$85.3K - $90.3K
|
10.3K
$124K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-7.02K- 23.48% |
$108K - $114K
|
22.9K
$276K
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-10.9K- 5.13% |
$167K - $177K
|
202K
$2.43M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-11.7KClosed |
$179K - $190K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-28.8K- 46.12% |
$442K - $468K
|
33.7K
$406K
|
|
|
Nov 15, 2021
Q3 2021
|
Family Management Corp
New York, NY |
SELL
|
- |
-39.4K- 48.6% |
$604K - $639K
|
41.6K
$502K
|