Purchases and Sales Made in Q1 2022 in Ellsworth Growth & Income Fund LTD (ECF)
This table provides information about the institutional ownership of Ellsworth Growth & Income Fund LTD (ECF) during Q1 2022. The information is specifically focused on institutions that hold shares of ELLSWORTH GROWTH & INCOME FUND LTD.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
581K+ 111.68% |
$5.75M - $7.15M
|
1.1M
$10.5M
|
|
May 16, 2022
Q1 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
394KNew |
$3.9M - $4.85M
|
394K
$3.77M
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
113K+ 158.1% |
$1.12M - $1.39M
|
184K
$1.76M
|
|
May 06, 2022
Q1 2022
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
41.2K+ 32.24% |
$408K - $507K
|
169K
$1.62M
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
29.9K+ 116.24% |
$296K - $368K
|
55.6K
$532K
|
|
May 13, 2022
Q1 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
27.8KNew |
$275K - $342K
|
27.8K
$266K
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
22.2K+ 35.78% |
$220K - $274K
|
84.4K
$807K
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
21.3K+ 62.89% |
$210K - $262K
|
55K
$526K
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
21K+ 25.23% |
$208K - $259K
|
104K
$997K
|
|
May 10, 2022
Q1 2022
|
Hightower 6 M Holding, LLC
|
BUY
|
- |
19.2KNew |
$190K - $237K
|
19.2K
$184K
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
18.9KNew |
$187K - $232K
|
18.9K
$180K
|
|
May 16, 2022
Q1 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
17.7KNew |
$175K - $218K
|
17.7K
$169K
|
|
May 13, 2022
Q1 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
16.8KNew |
$166K - $207K
|
16.8K
$161K
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
13.7K+ 3.99% |
$136K - $169K
|
358K
$3.42M
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
12.7KNew |
$125K - $156K
|
12.7K
$121K
|
|
May 11, 2022
Q1 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
12.3K+ 79.38% |
$121K - $151K
|
27.7K
$265K
|
|
Apr 19, 2022
Q1 2022
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
11.3K+ 49.39% |
$112K - $139K
|
34.3K
$328K
|
|
May 10, 2022
Q1 2022
|
Trek Financial, LLC
Scottsdale, AZ |
BUY
|
- |
11KNew |
$109K - $136K
|
11K
$105K
|
|
May 16, 2022
Q1 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
10.4K+ 74.29% |
$103K - $129K
|
24.5K
$234K
|
|
Apr 29, 2022
Q1 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
8.33K+ 15.02% |
$82.4K - $103K
|
63.8K
$609K
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
7.45K+ 10.99% |
$73.8K - $91.8K
|
75.3K
$720K
|
|
May 12, 2022
Q1 2022
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
3.8K+ 27.74% |
$37.6K - $46.8K
|
17.5K
$167K
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.87K+ 2.17% |
$18.5K - $23K
|
88K
$842K
|
|
May 11, 2022
Q1 2022
|
Oak Harbor Wealth Partners, LLC
|
BUY
|
- |
1.84K+ 6.75% |
$18.3K - $22.7K
|
29.2K
$279K
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.56K+ 6.91% |
$15.4K - $19.1K
|
24K
$230K
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
643New |
$6.37K - $7.92K
|
643
$6.15K
|
|
May 02, 2022
Q1 2022
|
Altfest L J & CO Inc
|
BUY
|
- |
131+ 0.75% |
$1.3K - $1.61K
|
17.7K
$169K
|
|
May 11, 2022
Q1 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
8New |
$79.2 - $98.5
|
8
$76.5
|
|
May 12, 2022
Q1 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
6+ 2.02% |
$59.4 - $73.9
|
303
$2.9K
|
|
Apr 22, 2022
Q1 2022
|
Bogart Wealth, LLC
|
BUY
|
- |
4+ 0.98% |
$39.6 - $49.2
|
412
$3.94K
|
|
May 13, 2022
Q1 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 02, 2022
Q1 2022
|
First Personal Financial Services
|
SELL
|
- |
-33Closed |
$327 - $406
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-218- 0.58% |
$2.16K - $2.68K
|
37.2K
$355K
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-587- 1.23% |
$5.81K - $7.23K
|
47.3K
$452K
|
|
May 11, 2022
Q1 2022
|
Meridian Investment Counsel Inc.
Lafayette, CA |
SELL
|
- |
-800- 6.72% |
$7.92K - $9.85K
|
11.1K
$106K
|
|
Apr 26, 2022
Q1 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-1.02K- 1.13% |
$10.1K - $12.6K
|
89.1K
$852K
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.02K- 64.76% |
$10.1K - $12.6K
|
555
$5.31K
|
|
May 13, 2022
Q1 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.31K- 1.5% |
$13K - $16.1K
|
85.9K
$822K
|
|
Apr 26, 2022
Q1 2022
|
Baldrige Asset Management LLC
|
SELL
|
- |
-1.87KClosed |
$18.5K - $23K
|
0
$0
|
|
Apr 21, 2022
Q1 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-2KClosed |
$19.8K - $24.6K
|
0
$0
|
|
Apr 29, 2022
Q1 2022
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-2.34K- 5.83% |
$23.2K - $28.8K
|
37.8K
$361K
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.07K- 8.07% |
$50.2K - $62.4K
|
57.8K
$552K
|
|
Apr 12, 2022
Q1 2022
|
Old Port Advisors
|
SELL
|
- |
-10.1K- 13.39% |
$100K - $125K
|
65.6K
$627K
|
|
May 13, 2022
Q1 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-11.2K- 17.71% |
$111K - $138K
|
52K
$498K
|
|
May 09, 2022
Q1 2022
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-12.8KClosed |
$127K - $158K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-15.3KClosed |
$151K - $188K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-15.3K- 34.23% |
$152K - $189K
|
29.5K
$282K
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-20.2K- 48.93% |
$200K - $248K
|
21.1K
$201K
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-57.3K- 4.95% |
$567K - $705K
|
1.1M
$10.5M
|