Purchases and Sales Made in Q1 2023 in Ellsworth Growth & Income Fund LTD (ECF)
This table provides information about the institutional ownership of Ellsworth Growth & Income Fund LTD (ECF) during Q1 2023. The information is specifically focused on institutions that hold shares of ELLSWORTH GROWTH & INCOME FUND LTD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
141K+ 136.68% |
$1.11M - $1.28M
|
244K
$2.19M
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
50K+ 53.03% |
$395K - $454K
|
144K
$1.29M
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
35K+ 19.65% |
$276K - $318K
|
213K
$1.91M
|
|
|
May 02, 2023
Q1 2023
|
Wny Asset Management, LLC
Williamsville, NY |
BUY
|
- |
30.1K+ 20.41% |
$238K - $273K
|
177K
$1.59M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
29.7K+ 9.24% |
$234K - $270K
|
351K
$3.14M
|
|
|
Apr 25, 2023
Q1 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
19.3K+ 9.26% |
$152K - $175K
|
227K
$2.04M
|
|
|
May 15, 2023
Q1 2023
|
Ruggaard & Associates LLC
Twinsburg, OH |
BUY
|
- |
18.8KNew |
$148K - $171K
|
18.8K
$168K
|
|
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
17KNew |
$135K - $155K
|
17K
$153K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
16.9KNew |
$134K - $154K
|
16.9K
$152K
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
14K+ 61.55% |
$111K - $127K
|
36.8K
$330K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
13.9K+ 22.45% |
$110K - $126K
|
75.8K
$679K
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
11.9K+ 55.9% |
$93.9K - $108K
|
33.1K
$297K
|
|
|
May 15, 2023
Q1 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
11.7K+ 16.52% |
$92.8K - $107K
|
82.8K
$742K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
11.1K+ 2595.57% |
$88K - $101K
|
11.6K
$104K
|
|
|
May 10, 2023
Q1 2023
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
10.6K+ 6.42% |
$83.9K - $96.5K
|
176K
$1.58M
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.31K+ 2.91% |
$26.1K - $30.1K
|
117K
$1.05M
|
|
|
May 08, 2023
Q1 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
1.33KNew |
$10.5K - $12.1K
|
1.33K
$11.9K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
824+ 3.1% |
$6.51K - $7.49K
|
27.4K
$245K
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
372New |
$2.94K - $3.38K
|
372
$3.33K
|
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
332New |
$2.62K - $3.02K
|
332
$2.97K
|
|
|
May 04, 2023
Q1 2023
|
Ellevest, Inc.
|
BUY
|
- |
318New |
$2.51K - $2.89K
|
318
$2.85K
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
269+ 0.56% |
$2.13K - $2.45K
|
48.5K
$435K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
147+ 0.2% |
$1.16K - $1.34K
|
73K
$654K
|
|
|
Apr 20, 2023
Q1 2023
|
Altfest L J & CO Inc
|
BUY
|
- |
121+ 0.88% |
$956 - $1.1K
|
13.9K
$125K
|
|
|
May 10, 2023
Q1 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
25+ 1.62% |
$198 - $227
|
1.57K
$14.1K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-18- 0.05% |
$142 - $164
|
39.2K
$351K
|
|
|
May 03, 2023
Q1 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-122- 0.2% |
$964 - $1.11K
|
61.7K
$553K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-207- 1.93% |
$1.64K - $1.88K
|
10.5K
$94.5K
|
|
|
Apr 20, 2023
Q1 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-1.17K- 1.79% |
$9.2K - $10.6K
|
63.8K
$572K
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-1.51K- 12.4% |
$11.9K - $13.7K
|
10.7K
$95.5K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.28K- 8.85% |
$18K - $20.7K
|
23.5K
$210K
|
|
|
Apr 24, 2023
Q1 2023
|
Oak Harbor Wealth Partners, LLC
|
SELL
|
- |
-2.41K- 7.06% |
$19K - $21.9K
|
31.7K
$284K
|
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-2.44K- 7.08% |
$19.3K - $22.2K
|
32K
$287K
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-4.04K- 23.85% |
$31.9K - $36.7K
|
12.9K
$116K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.9K- 31.56% |
$38.7K - $44.5K
|
10.6K
$95.1K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.37K- 6.96% |
$42.4K - $48.8K
|
71.8K
$643K
|
|
|
Apr 12, 2023
Q1 2023
|
Old Port Advisors
|
SELL
|
- |
-5.56K- 11.5% |
$43.9K - $50.5K
|
42.8K
$383K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-6.92K- 16.5% |
$54.6K - $62.9K
|
35K
$314K
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-8.16K- 15.89% |
$64.5K - $74.2K
|
43.2K
$387K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.92K- 17.85% |
$78.4K - $90.2K
|
45.7K
$409K
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-13.1K- 96.26% |
$103K - $119K
|
508
$4.55K
|
|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-18.6K- 2.52% |
$147K - $169K
|
718K
$6.43M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-24.5K- 6.15% |
$194K - $223K
|
374K
$3.35M
|
|
|
May 15, 2023
Q1 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-28K- 51.0% |
$221K - $254K
|
26.9K
$241K
|
|
|
May 15, 2023
Q1 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-43.9K- 37.91% |
$347K - $399K
|
71.9K
$644K
|