Purchases and Sales Made in Q1 2025 in Ellsworth Growth & Income Fund LTD (ECF)
This table provides information about the institutional ownership of Ellsworth Growth & Income Fund LTD (ECF) during Q1 2025. The information is specifically focused on institutions that hold shares of ELLSWORTH GROWTH & INCOME FUND LTD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2025
Q1 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
157K+ 49.42% |
$1.43M - $1.59M
|
476K
$4.86M
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
47.1KNew |
$427K - $476K
|
47.1K
$481K
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
35.3K+ 33.12% |
$320K - $357K
|
142K
$1.45M
|
|
|
May 15, 2025
Q1 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
27.2K+ 14.38% |
$247K - $275K
|
216K
$2.21M
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
25K+ 25.54% |
$227K - $253K
|
123K
$1.26M
|
|
|
May 05, 2025
Q1 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
12.7K+ 9.15% |
$115K - $128K
|
151K
$1.54M
|
|
|
May 14, 2025
Q1 2025
|
K2 Principal Fund, L.P.
Toronto, A6 |
BUY
|
- |
8.59K+ 56.55% |
$78K - $87K
|
23.8K
$243K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
2.99KNew |
$27.2K - $30.3K
|
2.99K
$30.6K
|
|
|
Apr 24, 2025
Q1 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2KNew |
$18.2K - $20.2K
|
2K
$20.4K
|
|
|
May 16, 2025
Q1 2025
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
1.77KNew |
$16K - $17.9K
|
1.77K
$18.1K
|
|
|
May 15, 2025
Q1 2025
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
1.72K+ 2.15% |
$15.6K - $17.4K
|
81.5K
$833K
|
|
|
May 15, 2025
Q1 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
1.32KNew |
$12K - $13.3K
|
1.32K
$13.5K
|
|
|
Apr 28, 2025
Q1 2025
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
132+ 0.44% |
$1.2K - $1.34K
|
29.9K
$306K
|
|
|
Apr 07, 2025
Q1 2025
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
121+ 806.67% |
$1.1K - $1.22K
|
136
$1.39K
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
67+ 0.13% |
$608 - $678
|
52.1K
$532K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3- 0.01% |
$27.2 - $30.4
|
32.7K
$334K
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
SELL
|
- |
-45- 1.85% |
$409 - $455
|
2.38K
$24.4K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-76- 0.37% |
$690 - $769
|
20.2K
$206K
|
|
|
Apr 14, 2025
Q1 2025
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-121- 88.97% |
$1.1K - $1.22K
|
15
$153
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-350- 3.15% |
$3.18K - $3.54K
|
10.8K
$110K
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-427- 0.3% |
$3.88K - $4.32K
|
144K
$1.47M
|
|
|
May 06, 2025
Q1 2025
|
Old Port Advisors
|
SELL
|
- |
-651- 3.3% |
$5.91K - $6.59K
|
19.1K
$195K
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.38K- 6.43% |
$12.5K - $13.9K
|
20K
$205K
|
|
|
May 15, 2025
Q1 2025
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-1.96K- 0.62% |
$17.8K - $19.9K
|
312K
$3.19M
|
|
|
May 15, 2025
Q1 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-2.05K- 4.63% |
$18.6K - $20.8K
|
42.3K
$432K
|
|
|
Apr 21, 2025
Q1 2025
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-2.71K- 4.58% |
$24.6K - $27.4K
|
56.4K
$576K
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-3.01K- 21.41% |
$27.4K - $30.5K
|
11.1K
$113K
|
|
|
May 14, 2025
Q1 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-3.09K- 12.22% |
$28K - $31.3K
|
22.2K
$227K
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.19K- 34.22% |
$65.3K - $72.8K
|
13.8K
$141K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-8.13K- 32.37% |
$73.8K - $82.3K
|
17K
$174K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8.43K- 0.82% |
$76.6K - $85.3K
|
1.02M
$10.5M
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-11.4K- 45.63% |
$103K - $115K
|
13.5K
$138K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-11.4K- 12.58% |
$104K - $116K
|
79.5K
$812K
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-14.4K- 5.08% |
$131K - $146K
|
269K
$2.75M
|
|
|
May 14, 2025
Q1 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-15.9K- 5.26% |
$145K - $161K
|
287K
$2.93M
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-18K- 11.28% |
$163K - $182K
|
141K
$1.45M
|
|
|
Apr 16, 2025
Q1 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-24.4K- 10.1% |
$222K - $247K
|
217K
$2.22M
|
|
|
May 15, 2025
Q1 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-24.4K- 25.44% |
$222K - $247K
|
71.6K
$732K
|
|
|
May 05, 2025
Q1 2025
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-46.8K- 35.99% |
$425K - $474K
|
83.3K
$852K
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-107K- 29.04% |
$973K - $1.08M
|
262K
$2.68M
|