Purchases and Sales Made in Q3 2021 in Ellsworth Growth & Income Fund LTD (ECF)
This table provides information about the institutional ownership of Ellsworth Growth & Income Fund LTD (ECF) during Q3 2021. The information is specifically focused on institutions that hold shares of ELLSWORTH GROWTH & INCOME FUND LTD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.19MNew |
$15.7M - $18.2M
|
1.19M
$11.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
104KNew |
$1.38M - $1.61M
|
104K
$999K
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
59.4KNew |
$786K - $914K
|
59.4K
$568K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
37K+ 8.69% |
$490K - $569K
|
463K
$4.43M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
33.2K+ 14.96% |
$439K - $510K
|
255K
$2.44M
|
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
30.7K+ 238.44% |
$406K - $472K
|
43.6K
$416K
|
|
|
Oct 27, 2021
Q3 2021
|
Meridian Investment Counsel Inc.
Lafayette, CA |
BUY
|
- |
11.9KNew |
$157K - $183K
|
11.9K
$114K
|
|
|
Nov 03, 2021
Q3 2021
|
Doliver Advisors, LP
Houston, TX |
BUY
|
- |
11.7KNew |
$155K - $180K
|
11.7K
$112K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
11.6KNew |
$153K - $178K
|
11.6K
$111K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11.3K+ 15.71% |
$149K - $174K
|
83.3K
$796K
|
|
|
Oct 12, 2021
Q3 2021
|
Old Port Advisors
|
BUY
|
- |
9.45K+ 15.21% |
$125K - $145K
|
71.6K
$684K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
9K+ 346.06% |
$119K - $138K
|
11.6K
$111K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
5.97K+ 10.41% |
$78.9K - $91.7K
|
63.3K
$605K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.83K+ 25.24% |
$50.7K - $58.9K
|
19K
$182K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2.5KNew |
$33.1K - $38.4K
|
2.5K
$23.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
2.41K+ 1.74% |
$31.8K - $37K
|
141K
$1.35M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.21K+ 4.96% |
$29.2K - $34K
|
46.7K
$447K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
2.17K+ 9.79% |
$28.6K - $33.3K
|
24.3K
$232K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.01K+ 2.37% |
$26.6K - $31K
|
87.2K
$833K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
1.84KNew |
$24.3K - $28.2K
|
1.84K
$17.5K
|
|
|
Oct 13, 2021
Q3 2021
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
507+ 3.32% |
$6.7K - $7.79K
|
15.8K
$151K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
262+ 0.58% |
$3.46K - $4.03K
|
45.2K
$432K
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
169+ 0.19% |
$2.23K - $2.6K
|
91.2K
$872K
|
|
|
Oct 12, 2021
Q3 2021
|
Altfest L J & CO Inc
|
BUY
|
- |
90+ 0.54% |
$1.19K - $1.38K
|
16.7K
$159K
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
9+ 2.47% |
$119 - $138
|
373
$3.57K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-90- 0.14% |
$1.19K - $1.38K
|
65.7K
$628K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.26K- 9.41% |
$16.6K - $19.3K
|
12.1K
$116K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.39K- 3.38% |
$18.4K - $21.4K
|
39.8K
$380K
|
|
|
Nov 12, 2021
Q3 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.6K- 1.96% |
$21.1K - $24.5K
|
79.9K
$764K
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-1.73K- 4.12% |
$22.8K - $26.5K
|
40.1K
$384K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-8.31K- 5.25% |
$110K - $128K
|
150K
$1.43M
|
|
|
Nov 12, 2021
Q3 2021
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-12KClosed |
$158K - $184K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-25.5K- 23.42% |
$337K - $391K
|
83.3K
$796K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-81.4K- 44.69% |
$1.08M - $1.25M
|
101K
$963K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-282K- 28.83% |
$3.73M - $4.33M
|
696K
$6.65M
|