Purchases and Sales Made in Q3 2022 in Ellsworth Growth & Income Fund LTD (ECF)
This table provides information about the institutional ownership of Ellsworth Growth & Income Fund LTD (ECF) during Q3 2022. The information is specifically focused on institutions that hold shares of ELLSWORTH GROWTH & INCOME FUND LTD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2022
Q3 2022
|
Wny Asset Management, LLC
Williamsville, NY |
BUY
|
- |
58.6KNew |
$469K - $1.44M
|
58.6K
$560K
|
|
|
Nov 14, 2022
Q3 2022
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
42.6K+ 143.89% |
$341K - $1.05M
|
72.2K
$691K
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
37.4K+ 14.97% |
$299K - $922K
|
287K
$2.74M
|
|
|
Oct 19, 2022
Q3 2022
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
36.4K+ 33.4% |
$291K - $897K
|
145K
$1.39M
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
34K+ 232.36% |
$273K - $840K
|
48.7K
$465K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
21.1KNew |
$169K - $522K
|
21.1K
$202K
|
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
12.3KNew |
$98.8K - $304K
|
12.3K
$118K
|
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
8.87K+ 9.99% |
$71.1K - $219K
|
97.7K
$934K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.69K+ 35.57% |
$61.6K - $190K
|
29.3K
$280K
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
7.15K+ 6.77% |
$57.3K - $176K
|
113K
$1.08M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
4.62K+ 1.31% |
$37K - $114K
|
358K
$3.42M
|
|
|
Nov 09, 2022
Q3 2022
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
4.21K+ 2.08% |
$33.7K - $104K
|
207K
$1.98M
|
|
|
Nov 14, 2022
Q3 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
2.65K+ 4.37% |
$21.2K - $65.4K
|
63.3K
$605K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
2.45K+ 6.04% |
$19.6K - $60.4K
|
43K
$411K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.39K+ 3.19% |
$19.2K - $59K
|
77.4K
$740K
|
|
|
Nov 08, 2022
Q3 2022
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
1.87KNew |
$15K - $46.2K
|
1.87K
$17.9K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.74K+ 7.07% |
$13.9K - $42.9K
|
26.3K
$251K
|
|
|
Oct 26, 2022
Q3 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
1.52KNew |
$12.2K - $37.5K
|
1.52K
$14.6K
|
|
|
Nov 14, 2022
Q3 2022
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
1.06K+ 6.42% |
$8.51K - $26.2K
|
17.6K
$168K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
332+ 2.36% |
$2.66K - $8.19K
|
14.4K
$138K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-9- 1.4% |
$72.1 - $222
|
634
$6.06K
|
|
|
Nov 03, 2022
Q3 2022
|
Bogart Wealth, LLC
|
SELL
|
- |
-285- 68.02% |
$2.28K - $7.03K
|
134
$1.28K
|
|
|
Nov 09, 2022
Q3 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-324Closed |
$2.6K - $7.99K
|
0
$0
|
|
|
Nov 03, 2022
Q3 2022
|
Oak Harbor Wealth Partners, LLC
|
SELL
|
- |
-396- 1.24% |
$3.17K - $9.77K
|
31.5K
$302K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-440- 1.0% |
$3.52K - $10.9K
|
43.6K
$417K
|
|
|
Nov 15, 2022
Q3 2022
|
Altfest L J & CO Inc
|
SELL
|
- |
-467- 3.31% |
$3.74K - $11.5K
|
13.7K
$131K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-500- 90.09% |
$4.01K - $12.3K
|
55
$526
|
|
|
Nov 08, 2022
Q3 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-541- 0.66% |
$4.33K - $13.3K
|
81K
$774K
|
|
|
Oct 13, 2022
Q3 2022
|
Old Port Advisors
|
SELL
|
- |
-3.49K- 5.85% |
$28K - $86.1K
|
56.2K
$537K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.5K- 5.54% |
$28.1K - $86.4K
|
59.7K
$571K
|
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-3.85K- 10.73% |
$30.8K - $94.9K
|
32K
$306K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-4.12K- 7.4% |
$33K - $102K
|
51.5K
$492K
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-5.95K- 21.39% |
$47.6K - $147K
|
21.9K
$209K
|
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-7.01K- 22.46% |
$56.2K - $173K
|
24.2K
$231K
|
|
|
Nov 14, 2022
Q3 2022
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-10.6K- 1.58% |
$84.6K - $260K
|
660K
$6.31M
|
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-12.8K- 23.46% |
$103K - $317K
|
41.9K
$401K
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-16.3K- 42.25% |
$131K - $403K
|
22.3K
$214K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-16.5K- 4.84% |
$132K - $408K
|
325K
$3.11M
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-24.4K- 18.51% |
$195K - $601K
|
107K
$1.03M
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-35.4K- 70.56% |
$283K - $873K
|
14.8K
$141K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-69.6K- 13.39% |
$558K - $1.72M
|
450K
$4.31M
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-108K- 97.72% |
$865K - $2.66M
|
2.52K
$24.1K
|
|
|
Nov 14, 2022
Q3 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-119K- 60.4% |
$957K - $2.95M
|
78.4K
$749K
|